Q4 2022 Holdings
Filed 2023-02-14 | 2 holdings | $8.3K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2023-05-22) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Tabula Rasa Healthcare Inc | NOTE 1.750% 2/1 | 873379AA9 | $24.6M | $30,877,000 | 12.2% |
| Kaman Corp | NOTE 3.250% 5/0 | 483548AF0 | $16.0M | $17,030,000 | 7.9% |
| Jazz Investments I LTD | NOTE 1.500% 8/1 | 472145AD3 | $15.9M | $16,100,000 | 7.9% |
| Uber Technologies Inc | NOTE 12/1 | 90353TAJ9 | $14.0M | $16,500,000 | 6.9% |
| Mitek SYS Inc | NOTE 0.750% 2/0 | 606710AA9 | $13.4M | $16,216,000 | 6.7% |
| Spotify USA Inc | NOTE 3/1 | 84921RAB6 | $13.3M | $16,400,000 | 6.6% |
| Jetblue Airways Corp | NOTE 0.500% 4/0 | 477143AP6 | $12.7M | $17,250,000 | 6.3% |
| Magnite Inc | NOTE 0.250% 3/1 | 55955DAB6 | $12.0M | $15,500,000 | 5.9% |
| Splunk Inc | NOTE 1.125% 6/1 | 848637AF1 | $11.1M | $13,054,000 | 5.5% |
| Ringcentral Inc | NOTE 3/1 | 76680RAH0 | $8.7M | $11,000,000 | 4.3% |
| The Realreal Inc | NOTE 1.000% 3/0 | 88339PAD3 | $8.1M | $20,218,000 | 4.0% |
| Herbalife Nutrition LTD | NOTE 2.625% 3/1 | 42703MAD5 | $7.8M | $8,410,000 | 3.9% |
| Karyopharm Therapeutics Inc | NOTE 3.000% 10/1 | 48576UAA4 | $7.8M | $10,000,000 | 3.8% |
| Nuvasive Inc | NOTE 0.375% 3/1 | 670704AJ4 | $7.0M | $8,030,000 | 3.5% |
| Nuvasive Inc | NOTE 1.000% 6/0 | 670704AL9 | $4.4M | $4,500,000 | 2.2% |
| 8X8 Inc New | NOTE 0.500% 2/0 | 282914AB6 | $3.2M | $3,500,000 | 1.6% |
| The Realreal Inc | NOTE 3.000% 6/1 | 88339PAB7 | $3.1M | $5,000,000 | 1.5% |
| Lyft Inc | NOTE 1.500% 5/1 | 55087PAB0 | $3.1M | $3,500,000 | 1.5% |
| Splunk Inc | NOTE 1.125% 9/1 | 848637AD6 | $2.8M | $3,000,000 | 1.4% |
| Spirit Aerosystems Hldgs Inc(S9Q) | COM CL A | 848574109 | $2.2M | 72,820 | 1.1% |
| Brinks Co(BCO) | COM | 109696104 | $2.0M | 37,873 | 1.0% |
| Okta Inc | NOTE 0.375% 9/0 | 679295AF2 | $1.8M | $2,150,000 | 0.9% |
| Inotiv Inc(NOTV) | COM | 45783Q100 | $1.5M | 296,097 | 0.7% |
| Okta Inc | NOTE 0.125% 9/0 | 679295AD7 | $1.3M | $1,500,000 | 0.7% |
| Invesco QQQ TR(QQQ)Put | UNIT SER 1 | 46090E103 | $1.1M | 175,000 | 0.5% |
| Kaman Corp(KAMNUSD) | COM | 483548103 | $1.0M | 46,124 | 0.5% |
| Ringcentral Inc | NOTE 3/0 | 76680RAF4 | $864.6K | $1,000,000 | 0.4% |
| Ishares TR(HYG)Put | IBOXX HI YD ETF | 464288513 | $452.0K | 800,000 | 0.2% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $376.7K | 155,000 | 0.2% |
| Multiplan Corporation(MPLNUSD) | COM | 62548M100 | $232.4K | 202,115 | 0.1% |
| Churchill Capital Corp VIA | *W EXP 10/17/202 | 17143W119 | $5.7K | 80,000 | 68.3% |
| Skillsoft Corp | *W EXP 06/11/202 | 83066P119 | $4.2K | 33,332 | 0.0% |
| Multiplan Corporation | *W EXP 02/13/202 | 62548M118 | $3.8K | 75,000 | 0.0% |
| Churchill Capital Corp VIIA | *W EXP 02/29/202 | 17144M110 | $2.6K | 80,000 | 31.7% |
| Churchill Capital Corp V | *W EXP 10/29/202 | 17144T115 | $2.0K | 100,000 | 0.0% |