Q2 2013 Holdings
Filed 2013-08-14 | 141 holdings | $3.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Johnson Johnson | SDCV 7/2 | 02261WAB5 | $184.4K | $156,810,000 | 5.4% |
| Stanley Black Decker | UNIT 99/99/9999 | 854502309 | $167.0K | 1,296,655 | 4.9% |
| EMC Corp | NOTE 1.750 12/0 | 268648AM4 | $156.0K | $105,608,000 | 4.6% |
| Intel Corporation | SDCV 3.250 8/0 | 458140AF7 | $145.4K | $114,223,000 | 4.3% |
| Teva Pharm | DBCV 0.250 2/0 | 88163VAE9 | $127.6K | $121,612,000 | 3.8% |
| Goldcorp, Inc | NOTE 2.000 8/0 | 380956AB8 | $116.5K | $115,241,000 | 3.4% |
| Prospect Capital Corporation | NOTE 6.250 12/1 | 74348TAC6 | $113.5K | $104,020,000 | 3.4% |
| Xilinx, Inc | NOTE 2.625 6/1 | 983919AF8 | $112.8K | $78,650,000 | 3.3% |
| Alcoa Inc | NOTE 5.250 3/1 | 013817AT8 | $111.1K | $87,605,000 | 3.3% |
| Sterlite Industries LTD | NOTE 4.000 10/3 | 859737AB4 | $106.3K | $109,325,000 | 3.1% |
| Allegheny Technologies | NOTE 4.250 6/0 | 01741RAD4 | $105.1K | $101,466,000 | 3.1% |
| Enpro Industries, Inc | DBCV 3.938 10/1 | 29355XAB3 | $99.5K | $62,656,000 | 2.9% |
| Newmont Mining Corp | NOTE 1.250 7/1 | 651639AH9 | $98.9K | $97,626,000 | 2.9% |
| International Game Tech | NOTE 3.250 5/0 | 459902AQ5 | $95.8K | $89,890,000 | 2.8% |
| Fifth Third Bancorp | CNV PFD DEP1/250 | 316773209 | $86.8K | 556,530 | 2.6% |
| Steel Dynamics, Inc | NOTE 5.125 6/1 | 858119AP5 | $81.3K | $75,258,000 | 2.4% |
| Tyson Foods, Inc | NOTE 3.250 10/1 | 902494AP8 | $76.6K | $50,023,000 | 2.3% |
| PHH Corporation | NOTE 4.000 9/0 | 693320AN3 | $76.2K | $71,801,000 | 2.2% |
| LAM Research Corp | NOTE 2.625 5/1 | 670008AD3 | $70.0K | $49,473,000 | 2.1% |
| Level 3 Communications | NOTE 7.000 3/1 | 52729NBP4 | $60.2K | $51,850,000 | 1.8% |
| Annaly Mortgage Management | NOTE 4.000 2/1 | 035710AA0 | $57.9K | $51,624,000 | 1.7% |
| Affiliated Managers Group | NOTE 3.950 8/1 | 008252AL2 | $52.4K | $40,015,000 | 1.5% |
| Stillwater Mining Co. | NOTE 1.750 10/1 | 86074QAL6 | $48.8K | $46,835,000 | 1.4% |
| Chesapeake Energy Corp | NOTE 2.500 5/1 | 165167CA3 | $44.8K | $47,946,000 | 1.3% |
| Kinder Morgan Energy Partners | *W EXP 05/25/201 | 49456B119 | $44.7K | $8,727,704 | 1.3% |
| Newmont Mining Corp | NOTE 1.625 7/1 | 651639AJ5 | $43.2K | $40,295,000 | 1.3% |
| Agco Corp | NOTE 1.250 12/1 | 001084AM4 | $43.0K | $34,561,000 | 1.3% |
| Kcap Financial Inc | NOTE 8.750 3/1 | 500233AB7 | $41.5K | $29,510,000 | 1.2% |
| New York COM Bancorp Trust | UNIT 99/99/9999 | 64944P307 | $40.6K | 831,864 | 1.2% |
| Rite AID Corp | NOTE 8.500 5/1 | 767754BU7 | $35.4K | $25,179,000 | 1.0% |
| Northgate Minerals Corp | NOTE 3.500 10/0 | 666416AB8 | $31.7K | $33,365,000 | 0.9% |
| Dryships Inc | NOTE 5.000 12/0 | 262498AB4 | $30.1K | $33,618,000 | 0.9% |
| Endeavor Intl Corp | NOTE 5.500 7/1 | 29257MAE0 | $29.3K | $48,853,000 | 0.9% |
| Royal Gold, Inc | NOTE 2.875 6/1 | 780287AA6 | $26.8K | $29,311,000 | 0.8% |
| Omnicom Group | NOTE 7/3 | 681919AV8 | $26.1K | $22,701,000 | 0.8% |
| Caci International Inc | NOTE 2.125 5/0 | 127190AD8 | $25.5K | $21,215,000 | 0.8% |
| Priceline.com | DEBT 1.000 3/1 | 741503AQ9 | $24.3K | $20,800,000 | 0.7% |
| Teleflex Incorporated | NOTE 3.875 8/0 | 879369AA4 | $24.2K | $17,890,000 | 0.7% |
| Molson Coors Brewing Co | NOTE 2.500 7/3 | 60871RAA8 | $21.7K | $21,585,000 | 0.6% |
| Wells Fargo Co(WFC) | PERP PFD CNV A | 949746804 | $19.2K | 16,100 | 0.6% |
| Jefferies Group, Inc | DBCV 3.875 11/0 | 472319AG7 | $18.8K | $17,565,000 | 0.6% |
| Molycorp, Inc. | NOTE 6.000 9/0 | 608753AF6 | $18.0K | $23,386,000 | 0.5% |
| XPO Logistics, Inc. | NOTE 4.500 10/0 | 983793AA8 | $17.9K | $14,470,000 | 0.5% |
| Hawaiian Holdings, Inc | NOTE 5.000 3/1 | 419879AD3 | $16.6K | $15,206,000 | 0.5% |
| American International Group | *W EXP 01/19/202 | 026874156 | $16.3K | $895,566 | 0.5% |
| Home Inns Hotels | NOTE 2.000 12/1 | 43713WAB3 | $16.0K | $18,200,000 | 0.5% |
| Laboratory Corp of Amer Hldgs | NOTE 9/1 | 50540RAG7 | $13.3K | $9,910,000 | 0.4% |
| BGC Partners, Inc. | NOTE 4.500 7/1 | 05541TAD3 | $11.8K | $11,639,000 | 0.3% |
| Molycorp, Inc. | NOTE 3.250 6/1 | 608753AA7 | $11.6K | $16,730,000 | 0.3% |
| Green Plains Renewable Energy Inc | NOTE 5.750 11/0 | 393222AB0 | $11.0K | $9,480,000 | 0.3% |