Q4 2013 Holdings
Filed 2014-02-05 | 107 holdings | $2.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Eastman Kodak Company(KODK) | COM NEW | 277461406 | $142 | 4,085 | 0.0% |
| Eastman Kodak | *W EXP 09/03/201 | 277461141 | $319 | 17,313 | 0.0% |
| Eastman Kodak | *W EXP 09/03/201 | 277461133 | $341 | 17,313 | 0.0% |
| Airtran Holdings, Inc | NOTE 5.250 11/0 | 00949PAD0 | $364 | $215,000 | 0.0% |
| American Airlines Group Inc.(AAL) | COM | 02376R102 | $368 | 14,584 | 0.0% |
| RPM International, Inc | NOTE 2.250 12/1 ADDED | 749685AT0 | $368 | $330,000 | 0.0% |
| Nuveen Floating Rate Income Fund(JFR) | COM | 67072T108 | $382 | 32,071 | 0.0% |
| Nuveen Floating Rate Income Opportunity Fund | COM SHS | 6706EN100 | $421 | 34,542 | 0.0% |
| Rambus Inc | NOTE 5.000 6/1 | 750917AC0 | $506 | $500,000 | 0.0% |
| Velocityshares Daily | EXCHTRADE SHTERM | 22539T613 | $533 | 71,000 | 0.0% |
| Annaly Mortgage Management Inc | NOTE 5.000 5/1 | 035710AB8 | $659 | $650,000 | 0.0% |
| Priceline.com | DEBT 1.000 3/1 | 741503AQ9 | $679 | $490,000 | 0.0% |
| James River Coal Company | NOTE 3.125 3/1 | 470355AH1 | $703 | $3,055,000 | 0.0% |
| Bank of America(BAC) | 7.25 CNV PFD L | 060505682 | $737 | 695 | 0.0% |
| BlackRock Senior High Income | COM | 09255R103 | $745 | 186,700 | 0.0% |
| Liberty Media (PCS) | DEB 3.750 2/1 | 530715AL5 | $826 | $1,400,000 | 0.0% |
| Aurico Gold Inc. | COM | 05155C105 | $926 | 252,910 | 0.0% |
| Pulse Electronics Corp | NOTE 7.000 12/1 | 74586WAA4 | $990 | $1,320,000 | 0.0% |
| Leucadia National | NOTE 3.750 4/1 | 527288AX2 | $1.3K | $1,000,000 | 0.0% |
| Nuveen Credit Strategies Income Fund(XJQCX) | COM SHS | 67073D102 | $1.5K | 153,124 | 0.1% |
| Durect Corporation(DRRXEUR) | COM | 266605104 | $1.5K | 873,140 | 0.1% |
| Brookdale Senior Living Inc. | NOTE 2.750 6/1 | 112463AA2 | $1.8K | $1,500,000 | 0.1% |
| Headwaters Incorporated | NOTE 2.500 2/0 | 42210PAD4 | $1.8K | $1,815,000 | 0.1% |
| Direxion Daily Gold Miners | DAILY GOLD MINER | 25459Y389 | $1.9K | 70,000 | 0.1% |
| Hutchinson Technology Inc | NOTE 8.500 1/1 | 448407AG1 | $2.0K | $2,267,000 | 0.1% |
| Aegean Marine Petroleum Network | NOTE 4.000 11/0 | Y0020QAA9 | $2.1K | $2,000,000 | 0.1% |
| Wells Fargo & Company (Industrials Basket) | MTNF 0.125 3/0 | 94986RCZ2 | $2.5K | $1,760,000 | 0.1% |
| Emmis Communication | CL A | 291525103 | $2.9K | 1,079,897 | 0.1% |
| Eaton Vance Limited Duration Income Fund(XEVVX) | COM | 27828H105 | $3.1K | 201,785 | 0.1% |
| Prospect Capital Corporation | NOTE 5.875 | 74348TAM4 | $3.3K | $3,160,000 | 0.1% |
| TTM Technologies, Inc | NOTE 3.250 5/1 | 87305RAC3 | $3.8K | $3,700,000 | 0.1% |
| Chemed Corporation | NOTE 1.875 5/1 | 16359RAC7 | $3.8K | $3,687,000 | 0.1% |
| Colony Financial Inc | NOTE 5.000 4/1 | 19624RAA4 | $3.9K | $3,770,000 | 0.1% |
| LAM Research Corporation | NOTE 0.500 5/1 | 512807AJ7 | $4.2K | $3,720,000 | 0.2% |
| Radio One, Inc. | CL D NON VTG | 75040P405 | $4.6K | 1,208,170 | 0.2% |
| Caci International Inc | NOTE 2.125 5/0 | 127190AD8 | $4.6K | $3,429,000 | 0.2% |
| Morgans Hotel Group | NOTE 2.375 10/1 | 61748WAB4 | $4.8K | $4,914,000 | 0.2% |
| Arvinmeritor, Inc | FRNT 4.000 2/1 | 043353AH4 | $4.9K | $5,104,000 | 0.2% |
| BGC Partners, Inc. | NOTE 4.500 7/1 | 05541TAD3 | $5.1K | $4,919,000 | 0.2% |
| Tower Group, Inc. | NOTE 5.000 9/1 | 891777AC8 | $5.2K | $6,000,000 | 0.2% |
| Ares Capital Corporation | NOTE 4.750 1/1 | 04010LAJ2 | $5.2K | $4,900,000 | 0.2% |
| Arcelormittal | NOTE 5.000 5/1 | 03938LAK0 | $5.3K | $5,210,000 | 0.2% |
| Hornbeck Offshore Services, Inc | NOTE 1.500 9/0 | 440543AN6 | $5.5K | $4,605,000 | 0.2% |
| Keycorp | PFD 7.75 SR A | 493267405 | $5.5K | 43,055 | 0.2% |
| Iconix Brand Group, Inc | NOTE 2.500 6/0 | 451055AE7 | $5.6K | $4,056,000 | 0.2% |
| Volcano Corporation | NOTE 1.750 12/0 | 928645AB6 | $5.8K | $5,807,000 | 0.2% |
| BPZ Resources, Inc. | MTNF 6.500 3/0 | 055639AB4 | $6.0K | $6,500,000 | 0.2% |
| JP Morgan Chase & Co. | *W EXP 10/28/201 | 46634E114 | $6.2K | 317,463 | 0.2% |
| Amarin Corporation PLC | NOTE 3.500 1/1 | 220480AC1 | $6.2K | $8,750,000 | 0.2% |
| Chesapeake Energy Corporation | NOTE 2.500 5/1 | 165167CA3 | $6.2K | $6,160,000 | 0.2% |