Q3 2015 Holdings
Filed 2015-11-04 | 121 holdings | $30.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ciena Corporation(CIEN) | COM NEW | 171779309 | $28.2M | 1,361,261 | 93.0% |
| Johnson & Johnson | SDCV 7/2 | 02261WAB5 | $140.5K | $109,425,000 | 0.5% |
| Teva Pharm (Series C) | DBCV 0.250 2/0 | 88163VAE9 | $112.6K | $82,638,000 | 0.4% |
| Stanley Black & Decker Inc | UNIT 99/99/9999 | 854502309 | $110.9K | 831,194 | 0.4% |
| Developers Diversified Realty Corp | NOTE 1.750 11/1 | 251591AX1 | $103.2K | $96,946,000 | 0.3% |
| Intel Corporation (144A-Seasoned) | SDCV 3.250 8/0 | 458140AF7 | $99.5K | $65,779,000 | 0.3% |
| Liberty Media | NOTE 1.375 10/1 | 531229AB8 | $97.6K | $102,708,000 | 0.3% |
| Prospect Capital Corporation | NOTE 4.750 4/1 | 74348TAQ5 | $94.1K | $104,224,000 | 0.3% |
| Priceline COM | NOTE 1.000 3/1 | 741503AQ9 | $87.2K | $61,984,000 | 0.3% |
| Laboratory Corp of Amer Hldgs | NOTE 9/1 | 50540RAG7 | $86.7K | $59,465,000 | 0.3% |
| Xilinx Inc | NOTE 2.625 6/1 | 983919AF8 | $63.8K | $42,603,000 | 0.2% |
| Welltower Inc | 6.50 PFD PREPET | 95040Q203 | $62.0K | 1,015,180 | 0.2% |
| Alcoa Inc | NOTE 1.625 10/1 | 74973WAB3 | $55.5K | $52,898,000 | 0.2% |
| Stillwater Mining Co | NOTE 1.750 10/1 | 86074QAL6 | $55.0K | $53,736,000 | 0.2% |
| Nvidia Corp | NOTE 1.000 12/0 | 67066GAC8 | $49.4K | $37,505,000 | 0.2% |
| Royal Gold Inc | NOTE 2.875 6/1 | 780287AA6 | $45.8K | $47,620,000 | 0.2% |
| Macquarie Infrastructure Company LLC | NOTE 2.875 7/1 | 55608BAA3 | $40.0K | $35,383,000 | 0.1% |
| Colony Capital Inc | NOTE 3.875 1/1 | 19624RAB2 | $38.5K | $40,140,000 | 0.1% |
| TPG Specialty Lending Inc | NOTE 4.500 12/1 | 87265KAB8 | $38.2K | $38,990,000 | 0.1% |
| Micron Technology Inc | NOTE 3.000 11/1 | 595112AY9 | $37.5K | $44,260,000 | 0.1% |
| LAM Research Corporation | NOTE 1.250 5/1 | 512807AL2 | $32.7K | $25,950,000 | 0.1% |
| Keyw Holding Corp | NOTE 2.500 7/1 | 493723AA8 | $31.2K | $41,000,000 | 0.1% |
| RPM International Inc | NOTE 2.250 12/1 | 749685AT0 | $30.4K | $27,260,000 | 0.1% |
| AIR Lease Corporation | NOTE 3.875 12/0 | 00912XAK0 | $29.6K | $23,087,000 | 0.1% |
| Carriage Services | NOTE 2.750 3/1 | 143905AM9 | $25.5K | $22,990,000 | 0.1% |
| Janus Capital Group Inc | NOTE 0.750 7/1 | 47102XAH8 | $24.6K | $18,421,000 | 0.1% |
| Greenbrier Companies | NOTE 3.500 4/0 | 393657AH4 | $21.1K | $19,425,000 | 0.1% |
| Kcap Financial Inc | NOTE 8.750 3/1 | 500233AB7 | $20.6K | $20,210,000 | 0.1% |
| Resource Capital Corporation | NOTE 8.000 1/1 | 76120WAB0 | $20.2K | $21,500,000 | 0.1% |
| Callaway Golf Company | NOTE 3.750 8/1 | 131193AC8 | $19.2K | $17,093,000 | 0.1% |
| Corenergy Infrastructure Trust | NOTE 7.000 6/1 | 21870UAA4 | $19.0K | $20,000,000 | 0.1% |
| B2gold Corporation | NOTE 3.250 10/0 | 11777QAB6 | $18.8K | $22,525,000 | 0.1% |
| Cemex S A | NOTE 3.750 3/1 | 151290BC6 | $18.2K | $17,500,000 | 0.1% |
| Electronics for Imaging | NOTE 0.750 9/0 | 286082AC6 | $17.9K | $17,475,000 | 0.1% |
| Enernoc Inc | DBCV 2.250 8/1 | 292764AB3 | $17.8K | $25,195,000 | 0.1% |
| Alaska Communications Systems Group Inc | NOTE 6.250 5/0 | 01167PAE1 | $16.9K | $16,748,000 | 0.1% |
| Portfolio Recovery Associates Inc | NOTE 3.000 8/0 | 73640QAB1 | $16.8K | $16,155,000 | 0.1% |
| Restoration Hardware Holdings Inc | DBCV 7/1 | 761283AB6 | $16.0K | $16,480,000 | 0.1% |
| BGC Partners Inc | NOTE 4.500 7/1 | 05541TAD3 | $14.8K | $14,258,000 | 0.0% |
| General Motors Corp | *W EXP 07/10/201 | 37045V126 | $13.7K | 1,033,807 | 0.0% |
| Wells Fargo & Company(WFC) | PERP PFD CNV A | 949746804 | $13.6K | 11,618 | 0.0% |
| Kinder Morgan Energy Partners | *W EXP 05/25/201 | 49456B119 | $13.2K | 14,364,080 | 0.0% |
| Cowen Group Inc | NOTE 3.000 3/1 | 223622AB7 | $13.1K | $12,010,000 | 0.0% |
| Tivo Inc | NOTE 2.000 10/0 | 888706AF5 | $12.8K | $14,722,000 | 0.0% |
| Aegerion Pharmaceuticals | NOTE 2.000 8/1 | 00767EAB8 | $12.3K | $16,360,000 | 0.0% |
| Amyris Inc | NOTE 6.500 5/1 | 03236MAC5 | $11.6K | $16,000,000 | 0.0% |
| Iconix Brand Group Inc | NOTE 1.500 3/1 | 451055AF4 | $11.4K | $14,240,000 | 0.0% |
| Spectranetics Corporation | MTNF 2.625 6/0 | 84760CAA5 | $11.3K | $14,851,000 | 0.0% |
| PDL Biopharma Inc | NOTE 4.000 2/0 | 69329YAF1 | $9.7K | $11,120,000 | 0.0% |
| Solazyme Inc | NOTE 5.000 10/0 | 83415TAC5 | $8.8K | $15,510,000 | 0.0% |