Q4 2015 Holdings
Filed 2016-01-28 | 124 holdings | $2.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Johnson & Johnson | SDCV | 02261WAB5 | $151.4K | $107,000,000 | 7.1% |
| Teva Pharm (Series C) | DBCV 0.250 2/0 | 88163VAE9 | $130.7K | $83,413,000 | 6.1% |
| Liberty Media | NOTE 1.375 10/1 | 531229AB8 | $99.0K | $100,738,000 | 4.6% |
| Laboratory Corp of Amer Hldgs | NOTE 9/1 | 50540RAG7 | $96.3K | $57,975,000 | 4.5% |
| Prospect Capital Corporation | NOTE 4.750 4/1 | 74348TAQ5 | $92.8K | $106,224,000 | 4.4% |
| Intel Corporation | SDCV 3.250 8/0 | 458140AF7 | $89.9K | $54,004,000 | 4.2% |
| Welltower Inc. | 6.50 PFD PREPET | 95040Q203 | $78.9K | 1,302,350 | 3.7% |
| Priceline.com | NOTE 1.000 3/1 | 741503AQ9 | $78.7K | $55,194,000 | 3.7% |
| Alcoa Inc | NOTE 1.625 10/1 | 74973WAB3 | $75.6K | $73,593,000 | 3.5% |
| Stillwater Mining Co. | NOTE 1.750 10/1 | 86074QAL6 | $62.0K | $64,921,000 | 2.9% |
| Xilinx, Inc | NOTE 2.625 6/1 | 983919AF8 | $55.3K | $34,028,000 | 2.6% |
| Macquarie Infrastructure Company LLC | NOTE 2.875 7/1 | 55608BAA3 | $54.8K | $48,708,000 | 2.6% |
| AIR Lease Corporation | NOTE 3.875 12/0 | 00912XAK0 | $46.7K | $34,238,000 | 2.2% |
| RPM International, Inc | NOTE 2.250 12/1 | 749685AT0 | $38.6K | $33,812,000 | 1.8% |
| TPG Specialty Lending, Inc. | NOTE 4.500 12/1 | 87265KAB8 | $37.6K | $38,040,000 | 1.8% |
| Colony Capital Inc | NOTE 3.875 1/1 | 19624RAB2 | $37.5K | $40,140,000 | 1.8% |
| Greenbrier Companies | NOTE 3.500 4/0 | 393657AH4 | $36.8K | $33,191,000 | 1.7% |
| Royal Gold, Inc | NOTE 2.875 6/1 | 780287AA6 | $36.2K | $39,610,000 | 1.7% |
| New York Community Bancorp Trust | UNIT 11/01/2051 | 64944P307 | $35.6K | 712,905 | 1.7% |
| Stanley Black & Decker Inc(SWK) | COM | 854502101 | $35.5K | 332,618 | 1.7% |
| LAM Research Corporation | NOTE 1.250 5/1 | 512807AL2 | $34.9K | $24,320,000 | 1.6% |
| Cowen Group, Inc. | NOTE 3.000 3/1 | 223622AB7 | $33.2K | $34,280,000 | 1.6% |
| Keyw Holding Corp. | NOTE 2.500 7/1 | 493723AA8 | $30.6K | $41,500,000 | 1.4% |
| Carriage Services | NOTE 2.750 3/1 | 143905AM9 | $30.1K | $25,350,000 | 1.4% |
| Portfolio Recovery Associates, Inc. | NOTE 3.000 8/0 | 73640QAB1 | $29.4K | $35,158,000 | 1.4% |
| Janus Capital Group Inc | NOTE 0.750 7/1 | 47102XAH8 | $25.5K | $18,421,000 | 1.2% |
| Nvidia Corp | NOTE 1.000 12/0 | 67066GAC8 | $25.4K | $15,305,000 | 1.2% |
| Micron Technology, Inc | NOTE 3.000 11/1 | 595112AY9 | $25.3K | $30,260,000 | 1.2% |
| Corenergy Infrastructure Trust | NOTE 7.000 6/1 | 21870UAA4 | $20.7K | $27,190,000 | 1.0% |
| Resource Capital Corporation | NOTE 8.000 1/1 | 76120WAB0 | $20.4K | $21,290,000 | 1.0% |
| B2gold Corporation | NOTE 3.250 10/0 | 11777QAB6 | $18.7K | $22,305,000 | 0.9% |
| Electronics for Imaging | NOTE 0.750 9/0 | 286082AC6 | $18.2K | $17,035,000 | 0.9% |
| PDL Biopharma Inc | NOTE 4.000 2/0 | 69329YAF1 | $18.0K | $22,590,000 | 0.8% |
| General Motors Corp | *W EXP 07/10/201 | 37045V126 | $16.8K | 1,033,807 | 0.8% |
| BGC Partners, Inc. | NOTE 4.500 7/1 | 05541TAD3 | $16.8K | $15,508,000 | 0.8% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $16.3K | $12,650,000 | 0.8% |
| Cemex S.A. | NOTE 3.750 3/1 | 151290BC6 | $16.3K | $17,360,000 | 0.8% |
| Priceline.com | NOTE 0.900 9/1 | 741503AX4 | $16.0K | $15,835,000 | 0.8% |
| Enernoc, Inc. | DBCV 2.250 8/1 | 292764AB3 | $16.0K | $27,370,000 | 0.8% |
| Akamai Tech | DBCV | 00971TAG6 | $15.4K | $16,000,000 | 0.7% |
| Endologix Inc. | NOTE 3.250 11/0 | 29266SAB2 | $15.1K | $13,906,000 | 0.7% |
| Alaska Communications Systems Group Inc | NOTE 6.250 5/0 | 01167PAE1 | $14.5K | $14,708,000 | 0.7% |
| National Health Investors, Inc. | NOTE 3.250 4/0 | 63633DAE4 | $13.8K | $14,067,000 | 0.7% |
| Wells Fargo & Company(WFC) | PERP PFD CNV A | 949746804 | $13.6K | 11,708 | 0.6% |
| Tivo Inc. | NOTE 2.000 10/0 | 888706AF5 | $12.6K | $14,542,000 | 0.6% |
| Kcap Financial Inc | NOTE 8.750 3/1 | 500233AB7 | $11.9K | $11,710,000 | 0.6% |
| Amyris, Inc. | NOTE 6.500 5/1 | 03236MAC5 | $11.7K | $16,000,000 | 0.5% |
| Spectranetics Corporation | MTNF 2.625 6/0 | 84760CAA5 | $11.3K | $14,851,000 | 0.5% |
| Aegerion Pharmaceuticals | NOTE 2.000 8/1 | 00767EAB8 | $10.1K | $15,070,000 | 0.5% |
| Priceline.com | NOTE 0.350 6/1 | 741503AS5 | $9.5K | $8,000,000 | 0.4% |