Q4 2016 Holdings
Filed 2017-01-30 | 114 holdings | $2.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Teva Pharm | DBCV 0.250 2/0 | 88163VAE9 | $106.7K | $96,368,000 | 5.1% |
| Liberty Media | NOTE 1.375 10/1 | 531229AB8 | $100.2K | $92,863,000 | 4.8% |
| Citrix Systems Inc. | NOTE 0.500 4/1 | 177376AD2 | $94.1K | $81,357,000 | 4.5% |
| Priceline.com | NOTE 1.000 3/1 | 741503AQ9 | $93.4K | $59,324,000 | 4.5% |
| Arconic Inc | NOTE 1.625 10/1 | 74973WAB3 | $82.1K | $79,083,000 | 3.9% |
| Johnson Johnson | SDCV 7/2 | 02261WAB5 | $70.8K | $44,733,000 | 3.4% |
| Welltower Inc | 6.50 PFD PREPET | 95040Q203 | $70.2K | 1,170,898 | 3.3% |
| Intel Corporation | SDCV 3.250 8/0 | 458140AF7 | $68.3K | $38,672,000 | 3.3% |
| Prospect Capital Corporation | NOTE 4.750 4/1 | 74348TAQ5 | $66.4K | $67,729,000 | 3.2% |
| Janus Capital Group Inc | NOTE 0.750 7/1 | 47102XAH8 | $63.1K | $47,881,000 | 3.0% |
| Salesforce.com Inc. | NOTE 0.250 4/0 | 79466LAD6 | $62.3K | $53,550,000 | 3.0% |
| AIR Lease Corporation | NOTE 3.875 12/0 | 00912XAK0 | $62.0K | $45,779,000 | 3.0% |
| Macquarie Infrastructure Company LLC | NOTE 2.875 7/1 | 55608BAA3 | $58.4K | $49,903,000 | 2.8% |
| Stillwater Mining Co. | NOTE 1.750 10/1 | 86074QAL6 | $49.2K | $38,436,000 | 2.3% |
| RED HAT Inc | NOTE 0.250 10/0 | 756577AD4 | $47.9K | $40,715,000 | 2.3% |
| Dycom Industries Inc | NOTE 0.750 9/1 | 267475AB7 | $47.7K | $43,693,000 | 2.3% |
| LAM Research Corporation | NOTE 1.250 5/1 | 512807AL2 | $47.1K | $26,840,000 | 2.2% |
| Trinity Industries Inc | NOTE 3.875 6/0 | 896522AF6 | $46.4K | $36,050,000 | 2.2% |
| RPM International Inc | NOTE 2.250 12/1 | 749685AT0 | $46.0K | $38,267,000 | 2.2% |
| New York Community Bancorp Trust | UNIT 11/01/2051 | 64944P307 | $40.6K | $811,931 | 1.9% |
| Workday Inc | NOTE 1.500 7/1 | 98138HAD3 | $40.3K | $36,468,000 | 1.9% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $38.7K | $28,630,000 | 1.8% |
| Greenbrier Companies | NOTE 3.500 4/0 | 393657AH4 | $36.8K | $29,343,000 | 1.8% |
| Colony Capital Inc | NOTE 3.875 1/1 | 19624RAB2 | $34.9K | $34,725,000 | 1.7% |
| Microchip Technology Inc | NOTE 1.625 2/1 | 595017AD6 | $31.4K | $24,182,000 | 1.5% |
| Cowen Group Inc. | NOTE 3.000 3/1 | 223622AB7 | $31.0K | $30,972,000 | 1.5% |
| Carriage Services | NOTE 2.750 3/1 | 143905AM9 | $27.1K | $20,017,000 | 1.3% |
| Molina Healthcare Inc | DBCV 1.625 8/1 | 60855RAD2 | $27.0K | $23,715,000 | 1.3% |
| Electronics for Imaging | NOTE 0.750 9/0 | 286082AC6 | $25.8K | $24,412,000 | 1.2% |
| Portfolio Recovery Associates Inc. | NOTE 3.000 8/0 | 73640QAB1 | $24.5K | $25,923,000 | 1.2% |
| Corenergy Infrastructure Trust | NOTE 7.000 6/1 | 21870UAA4 | $24.1K | $21,411,000 | 1.2% |
| National Health Investors Inc. | NOTE 3.250 4/0 | 63633DAE4 | $23.9K | $21,217,000 | 1.1% |
| Alon USA Energy Inc. | NOTE 3.000 9/1 | 020520AB8 | $22.7K | $21,459,000 | 1.1% |
| Laboratory Corp of Amer Hldgs | NOTE 9/1 | 50540RAG7 | $21.7K | $12,578,000 | 1.0% |
| Royal Gold Inc | NOTE 2.875 6/1 | 780287AA6 | $21.3K | $20,083,000 | 1.0% |
| Aceto Corp | NOTE 2.000 11/0 ADDED | 004446AD2 | $18.7K | $19,389,000 | 0.9% |
| Keyw Holding Corp. | NOTE 2.500 7/1 | 493723AA8 | $17.9K | $17,610,000 | 0.9% |
| Silver Standard Resources Inc | NOTE 2.875 2/0 ADDED | 82823LAC0 | $16.9K | $18,285,000 | 0.8% |
| Enernoc Inc. | DBCV 2.250 8/1 | 292764AB3 | $15.9K | $19,980,000 | 0.8% |
| Harmonic Inc | NOTE 4.000 12/0 ADDED | 413160AB8 | $15.0K | $13,370,000 | 0.7% |
| General Motors Corp | *W EXP 07/10/201 | 37045V126 | $14.7K | $856,876 | 0.7% |
| B2gold Corporation | NOTE 3.250 10/0 | 11777QAB6 | $14.5K | $14,285,000 | 0.7% |
| Euronet Worldwide Inc | NOTE 1.500 10/0 | 298736AH2 | $14.5K | $12,410,000 | 0.7% |
| TPG Specialty Lending Inc. | NOTE 4.500 12/1 | 87265KAB8 | $13.5K | $13,192,000 | 0.6% |
| Teligent Inc | NOTE 3.750 12/1 | 449575AB5 | $13.0K | $13,912,000 | 0.6% |
| Spectranetics Corporation | MTNF 2.625 6/0 | 84760CAA5 | $11.1K | $10,671,000 | 0.5% |
| Healthsouth Corp | DEBT 2.000 12/0 ADDED | 421924BL4 | $11.0K | $9,225,000 | 0.5% |
| Akamai Tech | DBCV 2/1 | 00971TAG6 | $11.0K | $10,510,000 | 0.5% |
| Altra Holdings Inc | NOTE 2.750 3/0 | 02208RAE6 | $9.6K | $6,695,000 | 0.5% |
| Amtrust Financial Services Inc | NOTE 2.750 12/1 | 032359AG6 | $9.4K | $10,870,000 | 0.4% |