Q1 2017 Holdings
Filed 2017-04-28 | 110 holdings | $1.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Eastman Kodak | *W EXP 09/03/201 | 277461141 | $12 | 11,700 | 0.0% |
| Eastman Kodak | *W EXP 09/03/201 | 277461133 | $16 | 11,128 | 0.0% |
| Kinder Morgan Energy Partners | *W EXP 05/25/201 | 49456B119 | $30 | 12,576,332 | 0.0% |
| Nuveen Short Duration Credit Opportunities Fund | COM | 67074X107 | $54 | 3,007 | 0.0% |
| Webmd Health Corp. | NOTE 2.500 1/3 | 94770VAF9 | $97 | $95,000 | 0.0% |
| Cumulus Media Inc | CL A NEW | 231082603 | $225 | 700,576 | 0.0% |
| American International Group | *W EXP 01/19/202 | 026874156 | $227 | 10,610 | 0.0% |
| Apollo Senior Floating Rate | COM | 037636107 | $254 | 14,507 | 0.0% |
| Eaton Vance Short Duration Diversified Inc Fund(XEVGX) | COM | 27828V104 | $263 | 18,602 | 0.0% |
| Durect Corporation(DRRXEUR) | COM | 266605104 | $268 | 255,000 | 0.0% |
| Clear Channel Outdoor Holdings Inc | CL A | 18451C109 | $285 | 47,129 | 0.0% |
| Integrated Device Tech | NOTE 0.875 11/1 | 458118AC0 | $403 | $400,000 | 0.0% |
| Sirius XM Radio Inc(SIRIEUR) | COM | 82968B103 | $515 | 100,000 | 0.0% |
| Pernix Therapeutics Holdings | DBCV 4.250 4/0 | 71426VAK4 | $550 | $2,000,000 | 0.0% |
| Duff Phelps Global Utility Income Fund(DPG) | COM | 26433C105 | $550 | 33,833 | 0.0% |
| Gabelli Convertible and Income Fund(GLU) | COM SH BEN INT | 36242L105 | $564 | 30,347 | 0.0% |
| Cohen Steers Infrastructure Fund(UTF) | COM | 19248A109 | $577 | 26,758 | 0.0% |
| BlackRock Debt Strategies Fund(DSU) | COM NEW | 09255R202 | $584 | 50,668 | 0.0% |
| Pioneer Floating Rate Trust(XPHDX) | COM | 72369J102 | $584 | 47,798 | 0.0% |
| Cohen Steers Closed-End Opportunity Fund(XFOFX) | COM | 19248P106 | $608 | 49,031 | 0.0% |
| Moduslink Global Solutions Inc. | NOTE 5.250 3/0 | 60786LAB3 | $658 | $700,000 | 0.0% |
| Depomed Inc. | NOTE 2.500 9/0 | 249908AA2 | $753 | $800,000 | 0.0% |
| Liberty Media | DEB 3.750 2/1 | 530715AL5 | $806 | $1,310,000 | 0.0% |
| Brookfield Real Assets Income Fund(RA) | SHS BEN INT | 112830104 | $828 | 36,347 | 0.0% |
| Redwood Trust Inc | NOTE 5.625 11/1 | 749772AB5 | $926 | $900,000 | 0.0% |
| Felcor Lodging Trust Inc. | PFD CV A $1.95 | 31430F200 | $966 | 39,700 | 0.1% |
| American Realty Capital Properties Inc. | NOTE 3.000 8/0 | 02917TAA2 | $1.0K | $1,000,000 | 0.1% |
| Hornbeck Offshore Services Inc | NOTE 1.500 9/0 | 440543AN6 | $1.1K | $1,605,000 | 0.1% |
| Bank of America(BAC) | 7.25 CNV PFD L | 060505682 | $1.1K | 900 | 0.1% |
| GDL Fund(GDL) | COM SH BEN IT | 361570104 | $1.1K | 110,269 | 0.1% |
| Colony Northstar | CL A COM | 19625W104 | $1.1K | 85,174 | 0.1% |
| Bank of America | *W EXP 01/16/201 | 060505146 | $1.2K | 105,000 | 0.1% |
| Arbor Realty Trust | NOTE 6.500 10/0 | 038923AA6 | $1.3K | $1,250,000 | 0.1% |
| Ship Finance International | NOTE 5.750 10/1 | G81075AF3 | $1.3K | $1,350,000 | 0.1% |
| Quantum Corp | NOTE 4.500 11/1 | 747906AJ4 | $1.5K | $1,500,000 | 0.1% |
| Global Brokerage Inc. | NOTE 2.250 6/1 | 302693AB2 | $1.8K | $4,735,000 | 0.1% |
| GSV Capital Corp. | NOTE 5.250 9/1 | 36191JAB7 | $1.8K | $1,845,000 | 0.1% |
| Emmis Communications(EMMS) | COM NEW CL A | 291525400 | $2.0K | 805,754 | 0.1% |
| PDL Biopharma Inc | NOTE 4.000 2/0 | 69329YAF1 | $2.1K | $2,080,000 | 0.1% |
| Ctrip.com International LTD | NOTE 1.990 7/0 | 22943FAH3 | $2.1K | $1,800,000 | 0.1% |
| Seacor Holding Inc | NOTE 3.000 11/1 | 81170YAB5 | $2.3K | $2,585,000 | 0.1% |
| Safeguard Scientifics | DBCV 5.250 5/1 | 786449AK4 | $2.5K | $2,450,000 | 0.1% |
| LAM Research Corporation | NOTE 1.250 5/1 | 512807AL2 | $2.5K | $1,200,000 | 0.1% |
| Global Eagle Entertainment Inc. | NOTE 2.750 2/1 | 37951DAB8 | $2.6K | $4,705,000 | 0.1% |
| Nuveen Credit Strategies Income Fund(XJQCX) | COM SHS | 67073D102 | $2.6K | 303,805 | 0.1% |
| Colony Northstar | NOTE 5.000 4/1 | 19624RAA4 | $3.0K | $3,020,000 | 0.2% |
| Eaton Vance Limited Duration Income Fund(XEVVX) | COM | 27828H105 | $3.5K | 252,198 | 0.2% |
| Webmd Health Corp. | NOTE 1.500 12/0 | 94770VAK8 | $3.6K | $3,021,000 | 0.2% |
| Iridium Communications | PERP PFD CNV B | 46269C409 | $3.6K | 10,580 | 0.2% |
| Clovis Oncology Inc. | NOTE 2.500 9/1 | 189464AB6 | $3.7K | $2,850,000 | 0.2% |