Q4 2017 Holdings
Filed 2018-02-09 | 108 holdings | $1.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Eastman Kodak | *W EXP 09/03/201 | 277461133 | $0 | 9,172 | 0.0% |
| Eastman Kodak | *W EXP 09/03/201 | 277461141 | $0 | 9,744 | 0.0% |
| Cumulus Media Inc | CL A NEW | 231082603 | $53 | 706,140 | 0.0% |
| Cision LTD | *W EXP 06/22/202 | G1992S117 | $60 | 22,200 | 0.0% |
| American International Group | *W EXP 01/19/202 | 026874156 | $192 | 10,610 | 0.0% |
| Cohen Steers Closed-End Opportunity Fund(XFOFX) | COM | 19248P106 | $233 | 17,540 | 0.0% |
| Durect Corporation(DRRXEUR) | COM | 266605104 | $235 | 255,000 | 0.0% |
| Apollo Senior Floating Rate | COM | 037636107 | $235 | 14,507 | 0.0% |
| Kayne Anderson Midstream GY Fund | COM | 48661E108 | $258 | 18,698 | 0.0% |
| Eaton Vance Short Duration Diversified Inc Fund(XEVGX) | COM | 27828V104 | $267 | 18,602 | 0.0% |
| Bristow Group | NOTE 4.500 6/0 | 110394AF0 | $276 | $250,000 | 0.0% |
| Gabelli Global Utility Income Trust(GLU) | COM SH BEN INT | 36242L105 | $374 | 17,571 | 0.0% |
| Ctrip.com International LTD | NOTE 1.250 9/1 | 22943FAM2 | $379 | $370,000 | 0.0% |
| Integrated Device Tech | NOTE 0.875 11/1 | 458118AC0 | $448 | $400,000 | 0.0% |
| Duff Phelps Global Utility Income Fund(DPG) | COM | 26433C105 | $525 | 33,833 | 0.0% |
| Pioneer Floating Rate Trust(XPHDX) | COM | 72369J102 | $548 | 47,798 | 0.0% |
| PDL Biopharma Inc | NOTE 2.750 12/0 | 69329YAG9 | $557 | $571,000 | 0.0% |
| Moduslink Global Solutions Inc. | NOTE 5.250 3/0 | 60786LAB3 | $690 | $700,000 | 0.0% |
| Aerojet Rocketdyne | NOTE 2.250 12/1 | 007800AB1 | $760 | $550,000 | 0.0% |
| Clear Channel Outdoor Holdings Inc | CL A | 18451C109 | $779 | 169,442 | 0.0% |
| Welltower Inc | 6.50 PFD PREPET | 95040Q203 | $780 | 13,000 | 0.0% |
| Brookfield Real Assets Income Fund(RA) | SHS BEN INT | 112830104 | $803 | 34,347 | 0.0% |
| Sirius XM Radio Inc(SIRIEUR) | COM | 82968B103 | $804 | 150,000 | 0.0% |
| Pernix Therapeutics Holdings | DBCV 4.250 4/0 | 71426VAK4 | $830 | $2,000,000 | 0.0% |
| Liberty Media (PCS) | DEB 3.750 2/1 | 530715AL5 | $901 | $1,310,000 | 0.1% |
| Redwood Trust Inc | NOTE 5.625 11/1 | 749772AB5 | $911 | $900,000 | 0.1% |
| Keyw Holding Corp. | NOTE 2.500 7/1 | 493723AA8 | $915 | $1,000,000 | 0.1% |
| Tahoe Resources Inc | COM | 873868103 | $958 | 200,000 | 0.1% |
| Colony Northstar | CL A COM | 19625W104 | $972 | 85,174 | 0.1% |
| Impax Laboratories Inc | NOTE 2.000 6/1 | 45256BAE1 | $976 | $1,000,000 | 0.1% |
| American Realty Capital Properties Inc. | NOTE 3.000 8/0 | 02917TAA2 | $1.0K | $1,000,000 | 0.1% |
| GDL Fund(GDL) | COM SH BEN IT | 361570104 | $1.1K | 110,269 | 0.1% |
| RLJ Lodging Trust\ | CUM CONV PFD A | 74965L200 | $1.1K | 39,700 | 0.1% |
| Bank of America(BAC) | 7.25 CNV PFD L | 060505682 | $1.2K | 900 | 0.1% |
| PRA Group Inc. | NOTE 3.000 8/0 | 73640QAB1 | $1.2K | $1,250,000 | 0.1% |
| Alon USA Energy Inc. | NOTE 3.000 9/1 | 020520AB8 | $1.3K | $1,000,000 | 0.1% |
| Cinedigm Corp | COM NEW | 172406209 | $1.5K | 1,032,132 | 0.1% |
| Ship Finance International | NOTE 5.750 10/1 | G81075AF3 | $1.7K | $1,550,000 | 0.1% |
| Macquarie Infrastructure | NOTE 2.000 10/0 | 55608BAB1 | $1.7K | $1,800,000 | 0.1% |
| Arbor Realty Trust | NOTE 6.500 10/0 | 038923AA6 | $1.8K | $1,700,000 | 0.1% |
| GSV Capital Corp. | NOTE 5.250 9/1 | 36191JAB7 | $1.9K | $1,845,000 | 0.1% |
| Safeguard Scientifics | DBCV 5.250 5/1 | 786449AK4 | $1.9K | $1,877,000 | 0.1% |
| PDL Biopharma Inc | NOTE 4.000 2/0 | 69329YAF1 | $2.1K | $2,080,000 | 0.1% |
| Arbor Realty Trust | NOTE 5.375 11/1 | 038923AB4 | $2.4K | $2,350,000 | 0.1% |
| Nuveen Credit Strategies Income Fund(XJQCX) | COM SHS | 67073D102 | $2.5K | 303,805 | 0.1% |
| Global Eagle Entertainment Inc. | NOTE 2.750 2/1 | 37951DAB8 | $2.7K | $4,705,000 | 0.2% |
| Hostess Brands | *W EXP 11/04/202 | 44109J114 | $2.8K | 1,184,511 | 0.2% |
| Seacor Holding Inc | NOTE 3.000 11/1 | 81170YAB5 | $2.8K | $3,000,000 | 0.2% |
| Emmis Communications(EMMS) | COM NEW CL A | 291525400 | $3.4K | 965,076 | 0.2% |
| Eaton Vance Limited Duration Income Fund(XEVVX) | COM | 27828H105 | $3.7K | 273,998 | 0.2% |