Q1 2018 Holdings
Filed 2018-05-14 | 109 holdings | $1.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Liberty Media | DEB 2.250 9/3 | 531229AE2 | $0 | $0 | 0.0% |
| Harmonic Inc(HLIT) | COM | 413160102 | $6 | 1,571 | 0.0% |
| Nuveen Short Duration Credit Opportunities Fund | COM | 67074X107 | $51 | 3,007 | 0.0% |
| Resource Capital Corporation | NOTE 8.000 1/1 | 76120WAB0 | $63 | $61,000 | 0.0% |
| American International Group | *W EXP 01/19/202 | 026874156 | $174 | 10,610 | 0.0% |
| Daseke(DSKEUSD) | COM | 23753F107 | $196 | 20,000 | 0.0% |
| Durect Corporation(DRRXEUR) | COM | 266605104 | $213 | 99,300 | 0.0% |
| Cohen & Steers Closed-End Opportunity Fund(XFOFX) | COM | 19248P106 | $216 | 17,540 | 0.0% |
| Kayne Anderson Midstream GY Fund | COM | 48661E108 | $220 | 18,698 | 0.0% |
| G9515TAA6 | G9515TAA6 | $234 | $200,000 | 0.0% | |
| Apollo Senior Floating Rate | COM | 037636107 | $244 | 14,507 | 0.0% |
| Eaton Vance Short Duration Diversified Inc Fund(XEVGX) | COM | 27828V104 | $254 | 18,602 | 0.0% |
| Gabelli Global Utility & Income Trust(GLU) | COM SH BEN INT | 36242L105 | $327 | 17,571 | 0.0% |
| Integrated Device Tech | NOTE 0.875 11/1 | 458118AC0 | $451 | $400,000 | 0.0% |
| Duff & Phelps Global Utility Income Fund(DPG) | COM | 26433C105 | $473 | 33,833 | 0.0% |
| Pioneer Floating Rate Trust(XPHDX) | COM | 72369J102 | $557 | 47,798 | 0.0% |
| Cision Ltd. | *W EXP 06/22/202 | G1992S117 | $583 | 249,136 | 0.0% |
| PDL Biopharma Inc | NOTE 2.750 12/0 | 69329YAG9 | $584 | $571,000 | 0.0% |
| Steel Connect | NOTE 5.250 3/0 | 60786LAB3 | $686 | $700,000 | 0.0% |
| Aerojet Rocketdyne | NOTE 2.250 12/1 | 007800AB1 | $698 | $550,000 | 0.0% |
| TPG Specialty Lending Inc. | NOTE 4.500 8/0 ADDED | 87265KAD4 | $737 | $720,000 | 0.0% |
| Brookfield Real Assets Income Fund(RA) | SHS BEN INT | 112830104 | $748 | 34,347 | 0.0% |
| Invitation Homes | NOTE 3.500 1/1 ADDED | 19625XAB8 | $781 | $700,000 | 0.1% |
| Clear Channel Outdoor Holdings Inc | CL A | 18451C109 | $830 | 169,442 | 0.1% |
| Pernix Therapeutics Holdings | DBCV 4.250 4/0 | 71426VAK4 | $851 | $2,000,000 | 0.1% |
| Workday Inc | NOTE 1.500 7/1 | 98138HAD3 | $853 | $525,000 | 0.1% |
| Ares Capital Corporation | NOTE 3.750 2/0 ADDED | 04010LAT0 | $859 | $840,000 | 0.1% |
| Liberty Media Corporation | DEB 3.750 2/1 | 530715AL5 | $866 | $1,250,000 | 0.1% |
| Redwood Trust Inc | NOTE 5.625 11/1 | 749772AB5 | $889 | $880,000 | 0.1% |
| Tahoe Resources Inc | COM | 873868103 | $938 | 200,000 | 0.1% |
| Keyw Holding Corp. | NOTE 2.500 7/1 | 493723AA8 | $953 | $975,000 | 0.1% |
| RLJ Lodging Trust | CUM CONV PFD A | 74965L200 | $979 | 38,630 | 0.1% |
| American Realty Capital Properties Inc. | NOTE 3.000 8/0 | 02917TAA2 | $987 | $985,000 | 0.1% |
| Impax Laboratories Inc | NOTE 2.000 6/1 | 45256BAE1 | $998 | $1,000,000 | 0.1% |
| GDL Fund(GDL) | COM SH BEN IT | 361570104 | $1.0K | 110,269 | 0.1% |
| Welltower Inc | 6.50 PFD PREPET DELETED | 95040Q203 | $1.1K | 20,000 | 0.1% |
| Bank of America(BAC) | 7.25 CNV PFD L | 060505682 | $1.1K | 875 | 0.1% |
| PRA Group Inc. | NOTE 3.000 8/0 | 73640QAB1 | $1.2K | $1,233,000 | 0.1% |
| Cinedigm Corp | COM NEW | 172406209 | $1.4K | 1,019,182 | 0.1% |
| Macquarie Infrastructure | NOTE 2.000 10/0 | 55608BAB1 | $1.6K | $1,800,000 | 0.1% |
| Arbor Realty Trust | NOTE 5.375 11/1 | 038923AB4 | $1.7K | $1,710,000 | 0.1% |
| Colony Northstar | CL A COM | 19625W104 | $1.8K | 320,005 | 0.1% |
| Arbor Realty Trust | NOTE 6.500 10/0 | 038923AA6 | $1.8K | $1,660,000 | 0.1% |
| Safeguard Scientifics | DBCV 5.250 5/1 | 786449AK4 | $1.9K | $1,877,000 | 0.1% |
| ANI Pharmaceuticals Inc. | NOTE 3.000 12/0 | 00182CAA1 | $1.9K | $1,751,000 | 0.1% |
| Ship Finance International | NOTE 5.750 10/1 | G81075AF3 | $2.0K | $1,970,000 | 0.1% |
| Daseke | *W EXP 02/27/202 | 23753F115 | $2.0K | 1,787,450 | 0.1% |
| Teva Pharmaceutical | DBCV 0.250 2/0 | 88163VAE9 | $2.2K | $2,503,000 | 0.1% |
| Exact Sciences | DBCV 1.000 1/1 ADDED | 30063PAA3 | $2.2K | $2,500,000 | 0.1% |
| Nuveen Credit Strategies Income Fund(XJQCX) | COM SHS | 67073D102 | $2.4K | 303,805 | 0.2% |