Q3 2019 Holdings
Filed 2019-10-28 | 127 holdings | $6.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Clear Channel Holdings Inc(CCO) | COM | 18453H106 | $4.3M | 1,720,000 | 71.9% |
| Atlanticus Holdings(ATLC) | COM | 04914Y102 | $340.0K | 40,694 | 5.6% |
| American Airlines Group Inc(AAL) | COM | 02376R102 | $102.0K | 3,795 | 1.7% |
| Kaman Corporation | NOTE 3.250% 5/0 | 483548AF0 | $92.1K | $80,613,000 | 1.5% |
| Illumina Inc | NOTE 0.500% 6/1 | 452327AH2 | $82.2K | $61,865,000 | 1.4% |
| Liberty Media | NOTE 1.375%10/1 | 531229AB8 | $76.2K | $63,766,000 | 1.3% |
| Akamai Tech | NOTE 0.125% 5/0 | 00971TAJ0 | $73.6K | $64,200,000 | 1.2% |
| Booking Holdings | NOTE 0.900% 9/1 | 741503AX4 | $66.5K | $57,355,000 | 1.1% |
| Palo Alto Networks | NOTE 0.750% 7/0 | 697435AD7 | $56.4K | $53,525,000 | 0.9% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AF1 | $44.7K | $34,635,000 | 0.7% |
| Square | NOTE 0.500% 5/1 | 852234AD5 | $40.2K | $36,045,000 | 0.7% |
| AIR Transport Services Group | NOTE 1.125%10/1 | 00922RAB1 | $35.2K | $37,498,000 | 0.6% |
| Splunk | NOTE 1.125% 9/1 | 848637AD6 | $34.7K | $31,695,000 | 0.6% |
| Cowen Group Inc | NOTE 3.000%12/1 | 223622AE1 | $34.0K | $30,900,000 | 0.6% |
| Workday Inc | NOTE 0.250%10/0 | 98138HAF8 | $33.7K | $25,699,000 | 0.6% |
| Jazz Investments | NOTE 1.500% 8/1 | 472145AD3 | $30.3K | $31,400,000 | 0.5% |
| ON Semiconductor Corp | NOTE 1.625%10/1 | 682189AP0 | $28.3K | $23,487,000 | 0.5% |
| NRG Energy Inc | DBCV 2.750% 6/0 | 629377CG5 | $27.0K | $23,970,000 | 0.4% |
| Hope Bancorp | NOTE 2.000% 5/1 | 43940TAB5 | $24.9K | $26,775,000 | 0.4% |
| PRA Group Inc | NOTE 3.500% 6/0 | 69354NAB2 | $23.6K | $23,294,000 | 0.4% |
| National Health Investors Inc | NOTE 3.250% 4/0 | 63633DAE4 | $21.5K | $17,702,000 | 0.4% |
| RH | NOTE 6/1 | 74967XAA1 | $20.1K | $18,586,000 | 0.3% |
| Flexion Therapeutics | NOTE 3.375% 5/0 | 33938JAB2 | $19.1K | $21,128,000 | 0.3% |
| Altair Engineering | NOTE 0.250% 6/0 | 021369AA1 | $18.8K | $18,595,000 | 0.3% |
| Insmed | NOTE 1.750% 1/1 | 457669AA7 | $18.4K | $22,020,000 | 0.3% |
| CSG Systems International Inc | NOTE 4.250% 3/1 | 126349AF6 | $18.0K | $15,860,000 | 0.3% |
| Prospect Capital Corporation | NOTE 6.375% 3/0 | 74348TAT9 | $17.9K | $16,914,000 | 0.3% |
| Theravance Biopharma | NOTE 3.250%11/0 | 88339KAA0 | $17.7K | $19,065,000 | 0.3% |
| Team | NOTE 5.000% 8/0 | 878155AE0 | $17.5K | $15,820,000 | 0.3% |
| Greenbrier Companies | NOTE 2.875% 2/0 | 393657AK7 | $17.1K | $17,872,000 | 0.3% |
| Atlas AIR Worldwide Holdings | NOTE 1.875% 6/0 | 049164BJ4 | $15.7K | $18,793,000 | 0.3% |
| Silicon Laboratories | NOTE 1.375% 3/0 | 826919AB8 | $15.5K | $11,845,000 | 0.3% |
| New York Community Bancorp Trust | UNIT 11/01/2051 | 64944P307 | $11.0K | $219,626 | 0.2% |
| Mesa Laboratories | NOTE 1.375% 8/1 | 59064RAA7 | $10.7K | $9,985,000 | 0.2% |
| Repligen | NOTE 0.375% 7/1 | 759916AB5 | $10.3K | $10,410,000 | 0.2% |
| Cumulus Media Inc(CMLS) | COM CLASS A | 231082801 | $9.7K | 666,124 | 0.2% |
| Teekay | NOTE 5.000% 1/1 | 87900YAE3 | $9.3K | $11,446,000 | 0.2% |
| Splunk | NOTE 0.500% 9/1 | 848637AC8 | $9.1K | $8,410,000 | 0.2% |
| II-VI | NOTE 0.250% 9/0 | 902104AB4 | $7.7K | $7,390,000 | 0.1% |
| New Relic | NOTE 0.500% 5/0 | 64829BAB6 | $7.1K | $7,500,000 | 0.1% |
| Nanthealth | NOTE 5.500%12/1 | 630104AB3 | $7.0K | $11,070,000 | 0.1% |
| Teladoc | NOTE 1.375% 5/1 | 87918AAC9 | $6.7K | $4,520,000 | 0.1% |
| Urban One | CL D NON VTG | 91705J204 | $6.4K | $3,311,088 | 0.1% |
| Emmis Communications(EMMS) | COM NEW CL A | 291525400 | $6.3K | $1,267,629 | 0.1% |
| Hostess Brands | *W EXP 11/04/202 | 44109J114 | $5.7K | $3,304,012 | 0.1% |
| Colony Capital | NOTE 5.000% 4/1 | 19624RAA4 | $4.9K | $4,963,000 | 0.1% |
| Antero Midstream(AM) | COM | 03676B102 | $4.8K | 650,000 | 0.1% |
| Fortive | 5% PFD CNV SER A | 34959J207 | $4.5K | $5,000 | 0.1% |
| Eaton Vance Limited Duration Income Fund(XEVVX) | COM | 27828H105 | $3.9K | 312,798 | 0.1% |
| Istar Inc | NOTE 3.125% 9/1 | 45031UCB5 | $3.9K | $3,650,000 | 0.1% |