Q4 2019 Holdings
Filed 2020-01-22 | 121 holdings | $6.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Clear Channel Holdings Inc(CCO) | COM | 18453H106 | $4.9M | 1,720,000 | 75.9% |
| Atlanticus Holdings(ATLC) | COM | 04914Y102 | $367.0K | 40,694 | 5.7% |
| Kaman Corporation | NOTE 3.250% 5/0 | 483548AF0 | $92.5K | $77,043,000 | 1.4% |
| Illumina Inc. | NOTE 0.500% 6/1 | 452327AH2 | $76.3K | $54,835,000 | 1.2% |
| Akamai Tech | NOTE 0.125% 5/0 | 00971TAJ0 | $65.9K | $59,430,000 | 1.0% |
| Liberty Media | NOTE 1.375%10/1 | 531229AB8 | $65.4K | $48,546,000 | 1.0% |
| Booking Holdings | NOTE 0.900% 9/1 | 741503AX4 | $60.2K | $51,891,000 | 0.9% |
| Palo Alto Networks | NOTE 0.750% 7/0 | 697435AD7 | $55.8K | $50,435,000 | 0.9% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AF1 | $44.0K | $30,855,000 | 0.7% |
| Workday Inc | NOTE 0.250%10/0 | 98138HAF8 | $39.9K | $31,139,000 | 0.6% |
| Square | NOTE 0.500% 5/1 | 852234AD5 | $38.1K | $34,125,000 | 0.6% |
| ON Semiconductor Corp | NOTE 1.625%10/1 | 682189AP0 | $36.6K | $26,492,000 | 0.6% |
| Cowen Group Inc. | NOTE 3.000%12/1 | 223622AE1 | $35.1K | $31,880,000 | 0.5% |
| Splunk | NOTE 1.125% 9/1 | 848637AD6 | $34.1K | $27,560,000 | 0.5% |
| AIR Transport Services Group | NOTE 1.125%10/1 | 00922RAB1 | $33.7K | $34,706,000 | 0.5% |
| NRG Energy Inc | DBCV 2.750% 6/0 | 629377CG5 | $25.3K | $22,280,000 | 0.4% |
| CSG Systems International Inc | NOTE 4.250% 3/1 | 126349AF6 | $24.8K | $21,675,000 | 0.4% |
| Jazz Investments I | NOTE 1.500% 8/1 | 472145AD3 | $21.5K | $21,330,000 | 0.3% |
| PRA Group Inc. | NOTE 3.500% 6/0 | 69354NAB2 | $21.0K | $20,049,000 | 0.3% |
| Insmed | NOTE 1.750% 1/1 | 457669AA7 | $21.0K | $21,640,000 | 0.3% |
| Flexion Therapeutics | NOTE 3.375% 5/0 | 33938JAB2 | $20.9K | $19,538,000 | 0.3% |
| Hope Bancorp | NOTE 2.000% 5/1 | 43940TAB5 | $19.4K | $20,515,000 | 0.3% |
| Theravance Biopharma | NOTE 3.250%11/0 | 88339KAA0 | $17.7K | $16,985,000 | 0.3% |
| Altair Engineering | NOTE 0.250% 6/0 | 021369AA1 | $17.5K | $17,040,000 | 0.3% |
| National Health Investors Inc. | NOTE 3.250% 4/0 | 63633DAE4 | $16.2K | $13,322,000 | 0.3% |
| Prospect Capital Corporation | NOTE 6.375% 3/0 | 74348TAT9 | $15.5K | $14,514,000 | 0.2% |
| RH | NOTE 6/1 | 74967XAA1 | $15.0K | $11,776,000 | 0.2% |
| Team | NOTE 5.000% 8/0 | 878155AE0 | $14.8K | $14,119,000 | 0.2% |
| Silicon Laboratories | NOTE 1.375% 3/0 | 826919AB8 | $14.0K | $10,510,000 | 0.2% |
| Greenbrier Companies | NOTE 2.875% 2/0 | 393657AK7 | $13.0K | $13,440,000 | 0.2% |
| Cumulus Media Inc(CMLS) | COM CLASS A | 231082801 | $11.6K | 663,407 | 0.2% |
| US Ecology(ECOL) | COM | 91734M103 | $11.3K | 194,829 | 0.2% |
| Mesa Laboratories | NOTE 1.375% 8/1 | 59064RAA7 | $11.1K | $10,175,000 | 0.2% |
| Atlas AIR Worldwide Holdings | NOTE 1.875% 6/0 | 049164BJ4 | $10.8K | $12,658,000 | 0.2% |
| Teekay | NOTE 5.000% 1/1 | 87900YAE3 | $10.2K | $11,446,000 | 0.2% |
| Repligen | NOTE 0.375% 7/1 | 759916AB5 | $9.7K | $8,990,000 | 0.1% |
| New York Community Bancorp Trust | UNIT 11/01/2051 | 64944P307 | $8.0K | 157,423 | 0.1% |
| Hostess Brands | *W EXP 11/04/202 | 44109J114 | $7.7K | 4,126,046 | 0.1% |
| New Relic | NOTE 0.500% 5/0 | 64829BAB6 | $7.3K | $7,500,000 | 0.1% |
| II-VI | NOTE 0.250% 9/0 | 902104AB4 | $7.3K | $7,090,000 | 0.1% |
| Nanthealth | NOTE 5.500%12/1 | 630104AB3 | $7.0K | $10,070,000 | 0.1% |
| Urban One | CL D NON VTG | 91705J204 | $6.6K | 3,333,828 | 0.1% |
| Emmis Communications(EMMS) | COM NEW CL A | 291525400 | $5.1K | 1,267,629 | 0.1% |
| Colony Capital | NOTE 5.000% 4/1 | 19624RAA4 | $5.0K | $4,963,000 | 0.1% |
| Antero Midstream(AM) | COM | 03676B102 | $4.9K | 650,000 | 0.1% |
| Fortive | 5% PFD CNV SER A | 34959J207 | $4.9K | $5,000 | 0.1% |
| Unisys | NOTE 5.500% 3/0 | 909214BS6 | $4.6K | $3,360,000 | 0.1% |
| Pretium Resources | NOTE 2.250% 3/1 | 74139CAB8 | $4.6K | $4,368,000 | 0.1% |
| Eaton Vance Limited Duration Income Fund(XEVVX) | COM | 27828H105 | $4.1K | 312,798 | 0.1% |
| Istar Inc | NOTE 3.125% 9/1 | 45031UCB5 | $4.1K | $3,650,000 | 0.1% |