Q4 2019 Holdings
Filed 2020-01-22 | 121 holdings | $6.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Atlas AIR Worldwide Holdings Inc. | NOTE 2.250% 6/0 | 049164BH8 | $18 | $20,000 | 0.0% |
| NOTE 1.000% 9/1 | 90184LAD4 | $19 | $20,000 | 0.0% | |
| Exantas Capital Corporation | NOTE 8.000% 1/1 | 76120WAB0 | $62 | $61,000 | 0.0% |
| NII Holdings | COM PAR | 62913F508 | $163 | 75,000 | 0.0% |
| Apollo Senior Floating Rate | COM | 037636107 | $220 | 14,507 | 0.0% |
| Teladoc | NOTE 1.375% 5/1 | 87918AAC9 | $226 | $130,000 | 0.0% |
| FLY Leasing | SPONSORED ADR | 34407D109 | $242 | 12,339 | 0.0% |
| BlackRock Limited Duration Income Trust(BLW) | COM SHS | 09249W101 | $302 | 18,396 | 0.0% |
| Daseke | *W EXP 02/27/202 | 23753F115 | $367 | 3,081,325 | 0.0% |
| Daseke(DSKEUSD) | COM | 23753F107 | $385 | 121,799 | 0.0% |
| Dexcom | NOTE 0.750%12/0 | 252131AH0 | $415 | $280,000 | 0.0% |
| Genesis Energy L.P.(GEL) | UNIT LTD PARTN | 371927104 | $420 | 20,500 | 0.0% |
| Cinedigm Corp | COM NEW | 172406209 | $452 | 645,168 | 0.0% |
| Nuveen Floating Rate Income Opportunity Fund | COM SHS | 6706EN100 | $462 | 46,255 | 0.0% |
| Eaton Vance Short Duration Diversified Inc Fund(XEVGX) | COM | 27828V104 | $503 | 37,247 | 0.0% |
| BlackRock Floating Rate Income Strategies Fund(XFRAX) | COM | 09255X100 | $514 | 38,276 | 0.0% |
| Pioneer Floating Rate Trust(XPHDX) | COM | 72369J102 | $524 | 47,798 | 0.0% |
| MFA Financial | NOTE 6.250% 6/1 | 55272XAA0 | $543 | $518,000 | 0.0% |
| Salient Midstream and MLP Fund | SH BEN INT | 79471V105 | $554 | 71,120 | 0.0% |
| SM Energy Company | NOTE 1.500% 7/0 | 78454LAM2 | $733 | $767,000 | 0.0% |
| Ligand Pharmaceuticals Inc. | NOTE 0.750% 5/1 | 53220KAF5 | $874 | $1,008,000 | 0.0% |
| Liberty Media | DEB 3.750% 2/1 | 530715AL5 | $886 | $1,266,000 | 0.0% |
| TPG Specialty Lending Inc. | NOTE 4.500% 8/0 | 87265KAD4 | $926 | $870,000 | 0.0% |
| Teva Pharm | DBCV 0.250% 2/0 | 88163VAE9 | $939 | $987,000 | 0.0% |
| Nabors Industries Inc. | NOTE 0.750% 1/1 | 62957HAB1 | $944 | $1,250,000 | 0.0% |
| Helix Energy Solutions Group | NOTE 4.125% 9/1 | 42330PAJ6 | $961 | $740,000 | 0.0% |
| Macquarie Infrastructure | NOTE 2.000%10/0 | 55608BAB1 | $985 | $1,025,885 | 0.0% |
| Wells Fargo and Company(WFC) | PERP PFD CNV A | 949746804 | $987 | 681 | 0.0% |
| DTE Energy Company | UNIT 11/01/2022S | 233331842 | $1.0K | $20,000 | 0.0% |
| Dish Network | NOTE 2.375% 3/1 | 25470MAD1 | $1.1K | $1,155,000 | 0.0% |
| RLJ Lodging Trust | CUM CONV PFD A | 74965L200 | $1.1K | 39,087 | 0.0% |
| Curo Group(CUROEUR) | COM | 23131L107 | $1.2K | 95,855 | 0.0% |
| Ezcorp Inc | NOTE 2.875% 7/0 | 302301AF3 | $1.2K | $1,250,000 | 0.0% |
| First Majestic Silver | NOTE 1.875% 3/0 | 32076VAB9 | $1.2K | $830,000 | 0.0% |
| Dish Network | NOTE 3.375% 8/1 | 25470MAB5 | $1.2K | $1,250,000 | 0.0% |
| Live Nation Entertainment | NOTE 2.500% 3/1 | 538034AQ2 | $1.2K | $1,000,000 | 0.0% |
| PRA Group Inc. | NOTE 3.000% 8/0 | 73640QAB1 | $1.2K | $1,233,000 | 0.0% |
| Ready Capital | 7% CN SR NT 2023 | 75574U200 | $1.2K | $46,500 | 0.0% |
| Stanley Black and Decker Inc. | UNIT 11/15/2022 | 854502846 | $1.3K | $11,630 | 0.0% |
| Bank of America(BAC) | 7.25%CNV PFD L | 060505682 | $1.3K | 883 | 0.0% |
| Wayfair Inc | NOTE 1.125%11/0 | 94419LAD3 | $1.3K | $1,250,000 | 0.0% |
| Sutter Rock Capital Corp | NOTE 4.750% 3/2 | 36191JAC5 | $1.3K | $1,387,000 | 0.0% |
| Docusign | NOTE 0.500% 9/1 | 256163AB2 | $1.4K | $1,100,000 | 0.0% |
| Goldman Sachs MLP and Energy Renaissance Fund | COM | 38148G107 | $1.4K | 331,058 | 0.0% |
| GDL Fund(GDL) | COM SH BEN IT | 361570104 | $1.4K | 153,942 | 0.0% |
| Mercadolibre | NOTE 2.000% 8/1 | 58733RAD4 | $1.5K | $1,000,000 | 0.0% |
| Seacor Holding Inc | NOTE 3.000%11/1 | 81170YAB5 | $1.5K | $1,525,000 | 0.0% |
| Nuvasive Inc | NOTE 2.250% 3/1 | 670704AG0 | $1.7K | $1,250,000 | 0.0% |
| Vishay Intertechnology Inc. | NOTE 2.250% 6/1 | 928298AP3 | $1.8K | $1,750,000 | 0.0% |
| Trip.com Group | NOTE 1.990% 7/0 | 22943FAH3 | $1.9K | $1,781,000 | 0.0% |