Q4 2019 Holdings
Filed 2020-01-22 | 121 holdings | $6.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Braemar Hotels and Resorts | 5.5 CUM CV PFD B | 10482B200 | $1.9K | 102,088 | 0.0% |
| Western Digital Corp | NOTE 1.500% 2/0 | 958102AP0 | $2.0K | $2,000,000 | 0.0% |
| Interdigital Inc | NOTE 1.500% 3/0 | 458660AD9 | $2.0K | $2,010,000 | 0.0% |
| Kayne Anderson Midstream GY Fund | COM | 48661E108 | $2.1K | 202,441 | 0.0% |
| Hannon Armstrong Sustainable Infrastructure Capit | NOTE 4.125% 9/0 | 41068XAB6 | $2.2K | $1,783,000 | 0.0% |
| Microchip Technology Incorporated | NOTE 2.250% 2/1 | 595017AH7 | $2.2K | $1,500,000 | 0.0% |
| FTI Consulting Inc | NOTE 2.000% 8/1 | 302941AP4 | $2.2K | $1,750,000 | 0.0% |
| Kayne Anderson MLP Investment Company(KYN) | COM | 486606106 | $2.2K | 159,045 | 0.0% |
| Tesla | NOTE 2.000% 5/1 | 88160RAG6 | $2.3K | $1,500,000 | 0.0% |
| Invitation Homes | NOTE 3.500% 1/1 | 19625XAB8 | $2.3K | $1,680,000 | 0.0% |
| US Ecology | *W EXP 10/17/202 | 91734M111 | $2.6K | 226,935 | 0.0% |
| Nuveen Credit Strategies Income Fund(XJQCX) | COM SHS | 67073D102 | $2.6K | 344,705 | 0.0% |
| Atlanticus Holdings | NOTE 5.875%11/3 | 20478NAD2 | $2.7K | $4,518,000 | 0.0% |
| Illumina Inc | NOTE 8/1 | 452327AK5 | $2.8K | $2,500,000 | 0.0% |
| Colony Capital(CLNSEUR) | CL A COM | 19626G108 | $2.8K | 598,879 | 0.0% |
| Blueknight Energy Partners(BKEPUSD) | COM UNIT | 09625U109 | $2.9K | 2,600,000 | 0.0% |
| USA Compression Partners(USAC) | COMUNIT LTDPAR | 90290N109 | $3.0K | 162,957 | 0.0% |
| Splunk | NOTE 0.500% 9/1 | 848637AC8 | $3.0K | $2,480,000 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.599% 8/0 | 09061GAH4 | $3.1K | $2,950,000 | 0.0% |
| Johnson and Johnson | SDCV 7/2 | 02261WAB5 | $3.3K | $1,655,000 | 0.1% |
| Ship Finance International | NOTE 5.750%10/1 | G81075AF3 | $3.5K | $3,270,000 | 0.1% |
| Istar Inc | NOTE 3.125% 9/1 | 45031UCB5 | $4.1K | $3,650,000 | 0.1% |
| Eaton Vance Limited Duration Income Fund(XEVVX) | COM | 27828H105 | $4.1K | 312,798 | 0.1% |
| Pretium Resources | NOTE 2.250% 3/1 | 74139CAB8 | $4.6K | $4,368,000 | 0.1% |
| Unisys | NOTE 5.500% 3/0 | 909214BS6 | $4.6K | $3,360,000 | 0.1% |
| Fortive | 5% PFD CNV SER A | 34959J207 | $4.9K | $5,000 | 0.1% |
| Antero Midstream(AM) | COM | 03676B102 | $4.9K | 650,000 | 0.1% |
| Colony Capital | NOTE 5.000% 4/1 | 19624RAA4 | $5.0K | $4,963,000 | 0.1% |
| Emmis Communications(EMMS) | COM NEW CL A | 291525400 | $5.1K | 1,267,629 | 0.1% |
| Urban One | CL D NON VTG | 91705J204 | $6.6K | 3,333,828 | 0.1% |
| Nanthealth | NOTE 5.500%12/1 | 630104AB3 | $7.0K | $10,070,000 | 0.1% |
| II-VI | NOTE 0.250% 9/0 | 902104AB4 | $7.3K | $7,090,000 | 0.1% |
| New Relic | NOTE 0.500% 5/0 | 64829BAB6 | $7.3K | $7,500,000 | 0.1% |
| Hostess Brands | *W EXP 11/04/202 | 44109J114 | $7.7K | 4,126,046 | 0.1% |
| New York Community Bancorp Trust | UNIT 11/01/2051 | 64944P307 | $8.0K | 157,423 | 0.1% |
| Repligen | NOTE 0.375% 7/1 | 759916AB5 | $9.7K | $8,990,000 | 0.1% |
| Teekay | NOTE 5.000% 1/1 | 87900YAE3 | $10.2K | $11,446,000 | 0.2% |
| Atlas AIR Worldwide Holdings | NOTE 1.875% 6/0 | 049164BJ4 | $10.8K | $12,658,000 | 0.2% |
| Mesa Laboratories | NOTE 1.375% 8/1 | 59064RAA7 | $11.1K | $10,175,000 | 0.2% |
| US Ecology(ECOL) | COM | 91734M103 | $11.3K | 194,829 | 0.2% |
| Cumulus Media Inc(CMLS) | COM CLASS A | 231082801 | $11.6K | 663,407 | 0.2% |
| Greenbrier Companies | NOTE 2.875% 2/0 | 393657AK7 | $13.0K | $13,440,000 | 0.2% |
| Silicon Laboratories | NOTE 1.375% 3/0 | 826919AB8 | $14.0K | $10,510,000 | 0.2% |
| Team | NOTE 5.000% 8/0 | 878155AE0 | $14.8K | $14,119,000 | 0.2% |
| RH | NOTE 6/1 | 74967XAA1 | $15.0K | $11,776,000 | 0.2% |
| Prospect Capital Corporation | NOTE 6.375% 3/0 | 74348TAT9 | $15.5K | $14,514,000 | 0.2% |
| National Health Investors Inc. | NOTE 3.250% 4/0 | 63633DAE4 | $16.2K | $13,322,000 | 0.3% |
| Altair Engineering | NOTE 0.250% 6/0 | 021369AA1 | $17.5K | $17,040,000 | 0.3% |
| Theravance Biopharma | NOTE 3.250%11/0 | 88339KAA0 | $17.7K | $16,985,000 | 0.3% |
| Hope Bancorp | NOTE 2.000% 5/1 | 43940TAB5 | $19.4K | $20,515,000 | 0.3% |