Q1 2020 Holdings
Filed 2020-04-29 | 125 holdings | $2.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Bank of America(BAC) | 7.25CNV PFD L | 060505682 | $1.1K | 883 | 0.0% |
| GDL Fund(GDL) | COM SH BEN IT | 361570104 | $1.2K | 152,618 | 0.0% |
| Cypress Semiconductor Corporation | NOTE 2.000 2/0 | 232806AP4 | $1.2K | $1,000,000 | 0.0% |
| Microchip Technology Incorporated | NOTE 2.250 2/1 | 595017AH7 | $1.4K | $1,500,000 | 0.1% |
| Meritor | NOTE 3.25010/1 | 59001KAF7 | $1.4K | $1,635,000 | 0.1% |
| US Ecology | *W EXP 10/17/202 | 91734M111 | $1.5K | 330,587 | 0.1% |
| Seacor Holding Inc | NOTE 3.00011/1 | 81170YAB5 | $1.5K | $1,525,000 | 0.1% |
| Nuveen Credit Strategies Income Fund(XJQCX) | COM SHS | 67073D102 | $1.5K | 272,805 | 0.1% |
| Docusign | NOTE 0.500 9/1 | 256163AB2 | $1.6K | $1,100,000 | 0.1% |
| US Ecology(ECOL) | COM | 91734M103 | $1.6K | 51,441 | 0.1% |
| Pretium Resources | NOTE 2.250 3/1 | 74139CAB8 | $1.6K | $1,750,000 | 0.1% |
| Invitation Homes | NOTE 3.500 1/1 | 19625XAB8 | $1.7K | $1,560,000 | 0.1% |
| Sutter Rock Capital Corp | NOTE 4.750 3/2 | 36191JAC5 | $1.8K | $1,887,000 | 0.1% |
| Western Digital Corp | NOTE 1.500 2/0 | 958102AP0 | $1.8K | $2,000,000 | 0.1% |
| TPG Specialty Lending Inc. | NOTE 4.500 8/0 | 87265KAD4 | $1.8K | $2,000,000 | 0.1% |
| Mercadolibre | NOTE 2.000 8/1 | 58733RAD4 | $2.0K | $1,500,000 | 0.1% |
| Hostess Brands | *W EXP 11/04/202 | 44109J114 | $2.0K | 3,534,461 | 0.1% |
| Realpage | NOTE 1.50011/1 | 75606NAB5 | $2.1K | $1,500,000 | 0.1% |
| Hubspot | NOTE 0.250 6/0 | 443573AB6 | $2.2K | $1,500,000 | 0.1% |
| Blueknight Energy Partners(BKEPUSD) | COM UNIT | 09625U109 | $2.3K | 2,600,000 | 0.1% |
| Eaton Vance Limited Duration Income Fund(XEVVX) | COM | 27828H105 | $2.3K | 217,221 | 0.1% |
| Helix Energy Solutions Group | NOTE 4.125 9/1 | 42330PAJ6 | $2.3K | $3,489,000 | 0.1% |
| Cleveland-Cliffs | DBCV 1.500 1/1 | 185899AA9 | $2.3K | $3,360,000 | 0.1% |
| Nanthealth | NOTE 5.50012/1 | 630104AB3 | $2.4K | $2,795,000 | 0.1% |
| Emmis Communications(EMMS) | COM NEW CL A | 291525400 | $2.5K | 1,229,076 | 0.1% |
| Dexcom | NOTE 0.75012/0 | 252131AH0 | $2.6K | $1,500,000 | 0.1% |
| Johnson and Johnson | SDCV 7/2 | 02261WAB5 | $2.7K | $1,500,000 | 0.1% |
| First Majestic Silver | NOTE 1.875 3/0 | 32076VAB9 | $2.7K | $2,730,000 | 0.1% |
| Mesa Laboratories | NOTE 1.375 8/1 | 59064RAA7 | $3.0K | $2,910,000 | 0.1% |
| New York Community Bancorp Trust | UNIT 11/01/2051 | 64944P307 | $3.1K | 73,311 | 0.1% |
| Ship Finance International | NOTE 5.75010/1 | G81075AF3 | $3.2K | $3,545,000 | 0.1% |
| Urban One Class D | CL D NON VTG | 91705J204 | $3.3K | 3,366,321 | 0.1% |
| Istar Inc | NOTE 3.125 9/1 | 45031UCB5 | $3.4K | $3,500,000 | 0.1% |
| Illumina Inc | NOTE 8/1 | 452327AK5 | $3.4K | $3,500,000 | 0.1% |
| Teekay | NOTE 5.000 1/1 | 87900YAE3 | $3.5K | $4,221,000 | 0.1% |
| Cumulus Media Inc(CMLS) | COM CLASS A | 231082801 | $3.6K | 671,080 | 0.1% |
| Colony Capital | NOTE 5.000 4/1 | 19624RAA4 | $4.0K | $4,963,000 | 0.2% |
| Atlas AIR Worldwide Holdings | NOTE 1.875 6/0 | 049164BJ4 | $4.5K | $5,558,000 | 0.2% |
| Biomarin Pharmaceutical Inc | NOTE 0.599 8/0 | 09061GAH4 | $4.7K | $4,450,000 | 0.2% |
| Atlanticus Holdings | NOTE 5.87511/3 | 20478NAD2 | $5.3K | $7,593,000 | 0.2% |
| Exact Sciences | NOTE 0.375 3/0 | 30063PAC9 | $5.6K | $7,110,000 | 0.2% |
| RH | NOTE 6/1 | 74967XAA1 | $6.3K | $7,736,000 | 0.3% |
| Team | NOTE 5.000 8/0 | 878155AE0 | $6.3K | $8,635,000 | 0.3% |
| Exact Sciences | NOTE 0.375 3/1 | 30063PAB1 | $6.4K | $7,500,000 | 0.3% |
| II-VI | NOTE 0.250 9/0 | 902104AB4 | $6.6K | $7,090,000 | 0.3% |
| Theravance Biopharma | NOTE 3.25011/0 | 88339KAA0 | $7.2K | $7,273,000 | 0.3% |
| Insmed | NOTE 1.750 1/1 | 457669AA7 | $9.2K | $10,910,000 | 0.4% |
| KBR | NOTE 2.50011/0 | 48242WAB2 | $10.5K | $9,990,000 | 0.4% |
| Greenbrier Companies | NOTE 2.875 2/0 | 393657AK7 | $10.8K | $13,440,000 | 0.4% |
| Prospect Capital Corporation | NOTE 6.375 3/0 | 74348TAT9 | $10.9K | $12,614,000 | 0.4% |