Q1 2021 Holdings
Filed 2021-04-27 | 116 holdings | $5.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Replay Acquisition | *W EXP 03/01/202 | G75130115 | $86 | 71,031 | 0.0% |
| Curiositystream | *W EXP 10/14/202 | 23130Q115 | $108 | 21,068 | 0.0% |
| Genesis Energy L.P.(GEL) | UNIT LTD PARTN | 371927104 | $191 | 20,500 | 0.0% |
| Daseke | *W EXP 02/27/202 | 23753F115 | $203 | 628,209 | 0.0% |
| Apollo Senior Floating Rate | COM | 037636107 | $216 | 14,507 | 0.0% |
| Willscot Mobile Mini Holdings(WSC) | COM CL A | 971378104 | $235 | 8,470 | 0.0% |
| Eaton Vance Senior Income Trust(EVF) | SH BEN INT | 27826S103 | $241 | 36,329 | 0.0% |
| Sunrun(RUN) | COM | 86771W105 | $244 | 4,028 | 0.0% |
| Insmed | NOTE 1.750% 1/1 | 457669AA7 | $292 | $260,000 | 0.0% |
| Colony Capital(CLNSEUR) | CL A COM | 19626G108 | $324 | 50,000 | 0.0% |
| Enterprise Products Partners, L.P.(EPD) | COM | 293792107 | $324 | 14,710 | 0.0% |
| Uber Technologies(UBER) | COM | 90353T100 | $405 | 7,422 | 0.0% |
| Microchip Technology Inc(MCHP) | COM | 595017104 | $432 | 2,783 | 0.0% |
| Nuveen Floating Rate Income Opportunity Fund | COM SHS | 6706EN100 | $441 | 46,255 | 0.0% |
| Supernus Pharmaceuticals | NOTE 0.625% 4/0 | 868459AD0 | $483 | $500,000 | 0.0% |
| Novocure(NVCR) | ORD SHS | G6674U108 | $495 | 3,744 | 0.0% |
| Invitation Homes | NOTE 3.500% 1/1 | 19625XAB8 | $496 | $350,000 | 0.0% |
| BlackRock Floating Rate Income Strategies Fund(XFRAX) | COM | 09255X100 | $498 | 38,276 | 0.0% |
| MFA Financial | NOTE 6.250% 6/1 | 55272XAA0 | $519 | $518,000 | 0.0% |
| Helix Energy Solutions Group | NOTE 4.250% 5/0 | 42330PAH0 | $747 | $750,000 | 0.0% |
| Landsea Homes | *W EXP 01/07/202 | 51509P111 | $752 | 2,935,718 | 0.0% |
| PDC Energy Inc | NOTE 1.125% 9/1 | 69327RAD3 | $773 | $777,000 | 0.0% |
| Liberty Latin America | NOTE 2.000% 7/1 | 53069QAB5 | $789 | $800,000 | 0.0% |
| Salient Midstream & MLP Fund | SH BEN INT | 79471V105 | $799 | 156,650 | 0.0% |
| Intercept Pharmaceuticals | NOTE 3.250% 7/0 | 45845PAA6 | $826 | $1,000,000 | 0.0% |
| Churchill Capital Corp IV | *W EXP 08/04/202 | 171439110 | $874 | 77,500 | 0.0% |
| Nabors Industries Inc | NOTE 0.750% 1/1 | 62957HAB1 | $936 | $1,250,000 | 0.0% |
| Dish Network | NOTE 2.375% 3/1 | 25470MAD1 | $959 | $1,000,000 | 0.0% |
| Liberty Interactive LLC | DEB 3.750% 2/1 | 530715AL5 | $978 | $1,266,000 | 0.0% |
| Clover Health Investments | *W EXP 04/21/202 | 18914F111 | $995 | 633,805 | 0.0% |
| Team | NOTE 5.000% 8/0 | 878155AE0 | $1.0K | $1,017,000 | 0.0% |
| NOTE 1.000% 9/1 | 90184LAD4 | $1.0K | $1,000,000 | 0.0% | |
| Ship Finance International | NOTE 4.875% 5/0 | 824689AG8 | $1.2K | $1,225,000 | 0.0% |
| Curo Group(CUROEUR) | COM | 23131L107 | $1.2K | 84,537 | 0.0% |
| Paysafe(PSFE) | *W EXP 08/11/202 | G6964L115 | $1.2K | 287,177 | 0.0% |
| Omeros | NOTE 5.250% 2/1 | 682143AG7 | $1.2K | $1,000,000 | 0.0% |
| Oil States International Inc. | NOTE 1.500% 2/1 | 678026AH8 | $1.3K | $1,350,000 | 0.0% |
| Corenergy Infrastructure Trust | NOTE 5.875% 8/1 | 21870UAC0 | $1.4K | $1,575,000 | 0.0% |
| Revance Therapeutics(RVNCEUR) | COM | 761330109 | $1.5K | 52,235 | 0.0% |
| Star Peak Energy Transition | *W EXP 08/11/202 | 855185112 | $1.5K | 105,262 | 0.0% |
| Splunk | NOTE 1.125% 9/1 | 848637AD6 | $1.5K | $1,270,000 | 0.0% |
| AES | UNIT 99/99/9999 | 00130H204 | $1.5K | 15,000 | 0.0% |
| Proofpoint | NOTE 0.250% 8/1 | 743424AF0 | $1.6K | $1,500,000 | 0.0% |
| Joyy Inc | NOTE 0.750% 6/1 | 98426TAD8 | $1.6K | $1,360,000 | 0.0% |
| Pure Storage Inc | NOTE 0.125% 4/1 | 74624MAB8 | $1.7K | $1,500,000 | 0.0% |
| Live Nation Entertainment | NOTE 2.000% 2/1 | 538034AU3 | $1.7K | $1,500,000 | 0.0% |
| New York Community Bancorp Trust | UNIT 11/01/2051 | 64944P307 | $1.7K | 34,230 | 0.0% |
| Harmonic Inc | DBCV 2.000% 9/0 | 413160AD4 | $1.7K | $1,500,000 | 0.0% |
| Marriott Vacations Worldwide Corp | NOTE 1.500% 9/1 | 57164YAB3 | $1.7K | $1,319,000 | 0.0% |
| Meritor | NOTE 3.250%10/1 | 59001KAF7 | $1.7K | $1,500,000 | 0.0% |