Q1 2021 Holdings
Filed 2021-04-27 | 116 holdings | $5.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Nuvasive, Inc | NOTE 0.375% 3/1 | 670704AJ4 | $1.7K | $1,710,000 | 0.0% |
| GDL Fund(GDL) | COM SH BEN IT | 361570104 | $1.8K | 203,318 | 0.0% |
| Colony Capital | NOTE 5.000% 4/1 | 19624RAA4 | $1.9K | $1,853,000 | 0.0% |
| Nuveen Credit Strategies Income Fund(XJQCX) | COM SHS | 67073D102 | $1.9K | 291,105 | 0.0% |
| Kayne Anderson Midstream GY Fund | COM | 48661E108 | $2.0K | 295,073 | 0.0% |
| Antero Midstream(AM) | COM | 03676B102 | $2.0K | 225,000 | 0.0% |
| US Ecology | *W EXP 10/17/202 | 91734M111 | $2.2K | 242,372 | 0.0% |
| Nevro Corp | NOTE 2.750% 4/0 | 64157FAC7 | $2.3K | $1,500,000 | 0.0% |
| USA Compression Partners(USAC) | COMUNIT LTDPAR | 90290N109 | $2.3K | 151,715 | 0.0% |
| Cowen Inc | NOTE 3.000%12/1 | 223622AE1 | $2.6K | $1,250,000 | 0.1% |
| Insight Enterprises | NOTE 0.750% 2/1 | 45765UAB9 | $2.6K | $1,780,000 | 0.1% |
| Eaton Vance Limited Duration Income Fund(XEVVX) | COM | 27828H105 | $2.7K | 217,221 | 0.1% |
| Hostess Brands | *W EXP 11/04/202 | 44109J114 | $2.8K | 1,817,823 | 0.1% |
| Splunk | NOTE 0.500% 9/1 | 848637AC8 | $2.9K | $2,550,000 | 0.1% |
| Landsea Homes(LSEA) | COM | 51509P103 | $3.0K | 318,796 | 0.1% |
| Kayne Anderson MLP Investment Company(KYN) | COM | 486606106 | $3.1K | 433,088 | 0.1% |
| Ringcentral | NOTE 3/0 | 76680RAF4 | $3.2K | $2,927,000 | 0.1% |
| Theravance Biopharma | NOTE 3.250%11/0 | 88339KAA0 | $3.2K | $3,182,000 | 0.1% |
| Fortive | NOTE 0.875% 2/1 | 34959JAK4 | $3.4K | $3,345,000 | 0.1% |
| Baozun | NOTE 1.625% 5/0 | 06684LAB9 | $3.4K | $3,300,000 | 0.1% |
| Istar Inc | NOTE 3.125% 9/1 | 45031UCB5 | $3.7K | $2,800,000 | 0.1% |
| EOS Energy Enterprises(EOSEW) | *W EXP 05/06/202 | 29415C119 | $3.8K | 427,080 | 0.1% |
| Euronet Worldwide Inc | NOTE 0.750% 3/1 | 298736AL3 | $4.2K | $3,630,000 | 0.1% |
| Lendingtree | NOTE 0.625% 6/0 | 52603BAA5 | $4.2K | $3,500,000 | 0.1% |
| Urban One | CL D NON VTG | 91705J204 | $4.3K | 2,470,859 | 0.1% |
| Greenbrier Companies | NOTE 2.875% 2/0 | 393657AK7 | $4.3K | $3,950,000 | 0.1% |
| Summit Hotel Properties | NOTE 1.500% 2/1 | 866082AA8 | $4.5K | $4,040,000 | 0.1% |
| Teekay | NOTE 5.000% 1/1 | 87900YAE3 | $5.2K | $5,446,000 | 0.1% |
| Occidental Petroleum(OXY/WS) | *W EXP 08/03/202 | 674599162 | $5.9K | 500,000 | 0.1% |
| Atlanticus Holdings | NOTE 5.875%11/3 | 20478NAD2 | $6.2K | $4,693,000 | 0.1% |
| Neogenomics | NOTE 0.250% 1/1 | 64049MAB6 | $6.2K | $6,125,000 | 0.1% |
| Jazz Investments I | NOTE 1.500% 8/1 | 472145AD3 | $6.4K | $5,835,000 | 0.1% |
| Prospect Capital Corporation | NOTE 6.375% 3/0 | 74348TAT9 | $6.4K | $5,890,000 | 0.1% |
| Southwest Airlines | NOTE 1.250% 5/0 | 844741BG2 | $6.4K | $3,724,000 | 0.1% |
| CSG Systems International, Inc | NOTE 4.250% 3/1 | 126349AF6 | $6.6K | $6,297,000 | 0.1% |
| Conmed Corp | NOTE 2.625% 2/0 | 207410AF8 | $7.1K | $4,519,000 | 0.1% |
| Blueknight Energy Partners(BKEPUSD) | COM UNIT | 09625U109 | $8.2K | 2,516,798 | 0.2% |
| Braemar Hotels & Resorts(BHR) | COM | 10482B101 | $8.5K | 1,394,804 | 0.2% |
| Sixth Street Specialty Lending | NOTE 4.500% 8/0 | 87265KAD4 | $8.9K | $7,895,000 | 0.2% |
| Hope Bancorp | NOTE 2.000% 5/1 | 43940TAB5 | $9.1K | $9,231,000 | 0.2% |
| Cyberark Software | NOTE 11/1 | 23248VAB1 | $9.3K | $8,585,000 | 0.2% |
| Cumulus Media Inc(CMLS) | COM CL A | 231082801 | $9.6K | 1,049,304 | 0.2% |
| Mesa Laboratories | NOTE 1.375% 8/1 | 59064RAA7 | $10.0K | $9,115,000 | 0.2% |
| Akamai Tech | NOTE 0.125% 5/0 | 00971TAJ0 | $10.1K | $8,310,000 | 0.2% |
| Shopify | NOTE 0.125%11/0 | 82509LAA5 | $10.3K | $9,030,000 | 0.2% |
| KBR | NOTE 2.500%11/0 | 48242WAB2 | $11.5K | $7,277,000 | 0.2% |
| Alteryx | NOTE 1.000% 8/0 | 02156BAF0 | $12.4K | $13,625,000 | 0.2% |
| NRG Energy, Inc | DBCV 2.750% 6/0 | 629377CG5 | $12.6K | $10,875,000 | 0.2% |
| Atlas AIR Worldwide Holdings, Inc | NOTE 1.875% 6/0 | 049164BJ4 | $13.6K | $11,282,000 | 0.3% |
| Helix Energy Solutions Group | NOTE 6.750% 2/1 | 42330PAK3 | $13.7K | $11,729,000 | 0.3% |