Q4 2022 Holdings
Filed 2023-01-31 | 149 holdings | $8.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Digital World Acquisition(DJTWW) | *W EXP 06/30/202 | 25400Q113 | $1.3K | 384,865 | 0.0% |
| Illumina | NOTE 8/1 | 452327AK5 | $1.4K | $1,440,000 | 0.0% |
| Goldman Sachs MLP & Energy Renaissance Fund | COM | 38148G206 | $1.4K | 111,150 | 0.0% |
| Integra Lifesciences Holdings | NOTE 0.500% 8/1 | 457985AM1 | $1.5K | $1,500,000 | 0.0% |
| Sandstorm Gold(AYS1) | COM NEW | 80013R206 | $1.5K | 277,564 | 0.0% |
| Nuveen Credit Strategies Income Fund(XJQCX) | COM SHS | 67073D102 | $1.5K | 291,105 | 0.0% |
| Nisource | UNIT 12/01/2023 | 65473P121 | $1.5K | $14,560 | 0.0% |
| Getty Images Holding(GETY) | CL A COM | 374275105 | $1.6K | 287,221 | 0.0% |
| Booking Holdings(BKNG) | COM | 09857L108 | $1.6K | 800 | 0.0% |
| Atlas AIR Worldwide Holdings | NOTE 1.875% 6/0 | 049164BJ4 | $1.7K | $1,000,000 | 0.0% |
| Landsea Homes(LSEA) | COM | 51509P103 | $1.7K | 322,713 | 0.0% |
| Splunk | NOTE 1.125% 6/1 | 848637AF1 | $1.7K | $2,000,000 | 0.0% |
| Proshares Ultrapro Short 20 Year 3X Treasury(TTT) | ULSH 20YRTRE NEW | 74347G887 | $1.8K | 23,100 | 0.0% |
| Stride | NOTE 1.125% 9/0 | 86333MAA6 | $1.9K | $2,122,000 | 0.0% |
| Block | NOTE 0.125% 3/0 | 852234AF0 | $1.9K | $2,000,000 | 0.0% |
| Cloudflare | NOTE 8/1 | 18915MAC1 | $2.1K | $2,500,000 | 0.0% |
| LCI Industries | NOTE 1.125% 5/1 | 501812AB7 | $2.1K | $2,540,000 | 0.0% |
| Hertz Global(HTZWW) | *W EXP 06/30/205 | 42806J148 | $2.2K | 290,749 | 0.0% |
| Expedia Group | NOTE 2/1 | 30212PBE4 | $2.2K | $2,551,000 | 0.0% |
| Mongodb | NOTE 0.250% 1/1 | 60937PAD8 | $2.3K | $2,000,000 | 0.0% |
| BlackRock Ultra Shortterm Bond (ETF)(ICSH) | BLACKROCK ULTRA | 46434V878 | $2.3K | 46,846 | 0.0% |
| Okta | NOTE 0.375% 6/1 | 679295AF2 | $2.4K | $2,790,000 | 0.0% |
| Palo Alto Networks | NOTE 0.750% 7/0 | 697435AD7 | $2.4K | $1,500,000 | 0.0% |
| Antero Midstream(AM) | COM | 03676B102 | $2.4K | 225,000 | 0.0% |
| Sunopta(STKL) | COM | 8676EP108 | $2.4K | 288,539 | 0.0% |
| Splunk | NOTE 1.125% 9/1 | 848637AD6 | $2.4K | $2,570,000 | 0.0% |
| Ringcentral | NOTE 3/0 | 76680RAF4 | $2.5K | $2,837,000 | 0.0% |
| GDL Fund(GDL) | COM SH BEN IT | 361570104 | $2.5K | 320,357 | 0.0% |
| Pagerduty | NOTE 1.250% 7/0 | 69553PAB6 | $2.5K | $2,500,000 | 0.0% |
| KBR | NOTE 2.500%11/0 | 48242WAB2 | $2.6K | $1,250,000 | 0.0% |
| Kayne Anderson Midstream GY Fund | COM | 48661E108 | $2.7K | 355,052 | 0.0% |
| Urban One Inc(UONEEUR) | CL A | 91705J105 | $2.7K | 585,978 | 0.0% |
| Block | NOTE 0.500% 5/1 | 852234AD5 | $2.8K | $2,700,000 | 0.0% |
| Insulet Corp | NOTE 0.375% 9/0 | 45784PAK7 | $2.8K | $2,000,000 | 0.0% |
| USA Compression Partners(USAC) | COMUNIT LTDPAR | 90290N109 | $3.0K | 151,715 | 0.0% |
| Smart Global Holdings | NOTE 2.250% 2/1 | 83205YAB0 | $3.0K | $3,000,000 | 0.0% |
| Beauty Health(SKIN) | COM CL A | 88331L108 | $3.1K | 342,404 | 0.0% |
| Euronet Worldwide | NOTE 0.750% 3/1 | 298736AL3 | $3.3K | $3,422,000 | 0.0% |
| Granite Ridge Resources | *W EXP 10/24/202 | 387432115 | $3.6K | 3,122,129 | 0.0% |
| CNX Resources | NOTE 2.250% 5/0 | 12653CAG3 | $3.7K | $2,500,000 | 0.0% |
| Simplify Interest Rate Hedge(PFIX) | SIMPLIFY INTERST | 82889N855 | $3.8K | 52,380 | 0.0% |
| Etsy | NOTE 0.125%10/0 | 29786AAJ5 | $3.9K | $2,500,000 | 0.0% |
| Alphatec Holdings | NOTE 0.750% 8/0 | 02081GAB8 | $3.9K | $4,280,000 | 0.0% |
| Kayne Anderson MLP Investment Company(KYN) | COM | 486606106 | $4.0K | 468,507 | 0.0% |
| Petiq(PETQEUR) | COM CL A | 71639T106 | $4.0K | 435,949 | 0.0% |
| Prospect Capital | NOTE 6.375% 3/0 | 74348TAT9 | $5.9K | $5,887,000 | 0.1% |
| Airbnb | NOTE 3/1 | 009066AB7 | $6.1K | $7,350,000 | 0.1% |
| Guardant Health | NOTE 11/1 | 40131MAB5 | $6.1K | $9,735,000 | 0.1% |
| Westrock Coffee | *W EXP 08/29/202 | 96145W111 | $6.2K | 2,782,341 | 0.1% |
| Conmed | NOTE 2.625% 2/0 | 207410AF8 | $6.3K | $5,455,000 | 0.1% |