Q1 2023 Holdings
Filed 2023-05-04 | 141 holdings | $6.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Integra Lifesciences Holdings | NOTE 0.500% 8/1 | 457985AM1 | $1.5K | $1,500,000 | 0.0% |
| Nuveen Credit Strategies Income Fund(XJQCX) | COM SHS | 67073D102 | $1.5K | 291,105 | 0.0% |
| Mirion Technologies | *W EXP 10/20/202 | 60471A119 | $1.6K | 981,613 | 0.0% |
| Splunk | NOTE 1.125% 6/1 | 848637AF1 | $1.7K | $2,000,000 | 0.0% |
| Indie Semiconductor | *W EXP 06/10/202 | 45569U119 | $1.8K | 570,145 | 0.0% |
| NCL Corporation | NOTE 5.375% 8/0 | 62886HAX9 | $1.8K | $1,700,000 | 0.0% |
| Landsea Homes(LSEA) | COM | 51509P103 | $1.9K | 305,533 | 0.0% |
| Imax | NOTE 0.500% 4/0 | 45245EAJ8 | $1.9K | $2,000,000 | 0.0% |
| Goldman Sachs MLP & Energy Renaissance Fund | COM | 38148G206 | $1.9K | 145,547 | 0.0% |
| Block | NOTE 0.125% 3/0 | 852234AF0 | $1.9K | $2,000,000 | 0.0% |
| Rumble(RUMBW) | *W EXP 09/16/202 | 78137L113 | $2.0K | 896,540 | 0.0% |
| Getty Images Holding(GETY) | CL A COM | 374275105 | $2.0K | 401,978 | 0.0% |
| Splunk | NOTE 1.125% 9/1 | 848637AD6 | $2.1K | $2,170,000 | 0.0% |
| Sandstorm Gold(AYS1) | COM NEW | 80013R206 | $2.2K | 370,000 | 0.0% |
| Sunopta(STKL) | COM | 8676EP108 | $2.2K | 288,539 | 0.0% |
| Granite Ridge Resources | *W EXP 10/24/202 | 387432115 | $2.3K | 3,482,752 | 0.0% |
| Prospect Capital | NOTE 6.375% 3/0 | 74348TAT9 | $2.3K | $2,382,000 | 0.0% |
| Antero Midstream(AM) | COM | 03676B102 | $2.4K | 225,000 | 0.0% |
| Mongodb | NOTE 0.250% 1/1 | 60937PAD8 | $2.6K | $2,000,000 | 0.0% |
| Euronet Worldwide | NOTE 0.750% 3/1 | 298736AL3 | $2.7K | $2,775,000 | 0.0% |
| KBR | NOTE 2.500%11/0 | 48242WAB2 | $2.7K | $1,250,000 | 0.0% |
| Kayne Anderson Nextgen Energy & Infra | COM | 48661E108 | $2.7K | 357,252 | 0.0% |
| GDL Fund(GDL) | COM SH BEN IT | 361570104 | $2.8K | 355,151 | 0.0% |
| Pagerduty | NOTE 1.250% 7/0 | 69553PAB6 | $2.8K | $2,500,000 | 0.0% |
| Osisko Development(ODV) | COM NEW | 68828E809 | $2.9K | 600,000 | 0.0% |
| Zillow Group | NOTE 1.375% 9/0 | 98954MAG6 | $3.0K | $2,500,000 | 0.0% |
| Insulet Corp | NOTE 0.375% 9/0 | 45784PAK7 | $3.0K | $2,000,000 | 0.0% |
| Peabody Energy | NOTE 3.250% 3/0 ADDED | 704551AD2 | $3.0K | $2,000,000 | 0.0% |
| Simplify Interest Rate Hedge(PFIX) | SIMPLIFY INTERST | 82889N855 | $3.2K | 52,380 | 0.0% |
| USA Compression Partners(USAC) | COMUNIT LTDPAR | 90290N109 | $3.2K | 151,715 | 0.0% |
| Palo Alto Networks | NOTE 0.750% 7/0 | 697435AD7 | $3.4K | $1,500,000 | 0.0% |
| CNX Resources | NOTE 2.250% 5/0 | 12653CAG3 | $3.5K | $2,500,000 | 0.1% |
| Etsy | NOTE 0.125%10/0 | 29786AAJ5 | $3.6K | $2,500,000 | 0.1% |
| Stride | NOTE 1.125% 9/0 | 86333MAA6 | $3.6K | $3,622,000 | 0.1% |
| Biomarin Pharmaceutical Inc | NOTE 1.250% 5/1 | 09061GAK7 | $3.9K | $3,750,000 | 0.1% |
| Palo Alto Networks | NOTE 0.375% 6/0 | 697435AF2 | $4.0K | $2,000,000 | 0.1% |
| Kayne Anderson Energy Infrastructure Fund(KYN) | COM | 486606106 | $4.0K | 468,507 | 0.1% |
| Summit Hotel Properties | NOTE 1.500% 2/1 | 866082AA8 | $4.3K | $5,035,000 | 0.1% |
| Beauty Health(SKIN) | COM CL A | 88331L108 | $4.3K | 342,404 | 0.1% |
| Heska | NOTE 3.750% 9/1 | 42805EAB4 | $4.4K | $3,346,000 | 0.1% |
| Urban One Class A(UONEEUR) | CL A | 91705J105 | $4.4K | 585,978 | 0.1% |
| Airbnb | NOTE 3/1 | 009066AB7 | $4.6K | $5,190,000 | 0.1% |
| Cumulus Media(CMLS) | COM CL A | 231082801 | $4.9K | 1,315,617 | 0.1% |
| BlackRock Ultra Shortterm Bond(ICSH) | BLACKROCK ULTRA | 46434V878 | $4.9K | 96,846 | 0.1% |
| Vanguard Ultra Short Bond(VUSB) | VANGUARD ULTRA | 92203C303 | $4.9K | 100,000 | 0.1% |
| Petiq(PETQEUR) | COM CL A | 71639T106 | $4.9K | 430,392 | 0.1% |
| Conmed | NOTE 2.625% 2/0 | 207410AF8 | $5.5K | $4,500,000 | 0.1% |
| Guardant Health | NOTE 11/1 | 40131MAB5 | $6.5K | $9,735,000 | 0.1% |
| Akamai Technologies | NOTE 1.125%10/1 | 00971TAJ0 | $6.6K | $6,585,000 | 0.1% |
| Westrock Coffee | *W EXP 08/29/202 | 96145W111 | $6.7K | 2,765,745 | 0.1% |