Q2 2023 Holdings
Filed 2023-08-07 | 135 holdings | $7.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Smart Global Holdings | NOTE 2.250% 2/1 | 83205YAB0 | $1.5K | $1,000,000 | 0.0% |
| Proshares Ultrapro Short 20 Year 3X Treasury(TTT) | ULSH 20YRTRE NEW | 74347G887 | $1.5K | 23,100 | 0.0% |
| Splunk | NOTE 1.125% 6/1 | 848637AF1 | $1.7K | $2,000,000 | 0.0% |
| SEA Limited | NOTE 2.375%12/0 | 81141RAF7 | $1.7K | $1,700,000 | 0.0% |
| Mirion Technologies | *W EXP 10/20/202 | 60471A119 | $1.7K | 982,613 | 0.0% |
| Block | NOTE 0.125% 3/0 | 852234AF0 | $1.9K | $2,000,000 | 0.0% |
| AIR Transport Services Group | NOTE 1.125%10/1 | 00922RAB1 | $1.9K | $2,000,000 | 0.0% |
| Sandstorm Gold(AYS1) | COM NEW | 80013R206 | $1.9K | 370,000 | 0.0% |
| Sunopta(STKL) | COM | 8676EP108 | $1.9K | 288,539 | 0.0% |
| Rumble(RUMBW) | *W EXP 09/16/202 | 78137L113 | $1.9K | 918,673 | 0.0% |
| Splunk | NOTE 1.125% 9/1 | 848637AD6 | $2.2K | $2,170,000 | 0.0% |
| Enphase Energy | NOTE 3/0 | 29355AAK3 | $2.4K | $2,500,000 | 0.0% |
| Pagerduty | NOTE 1.250% 7/0 | 69553PAB6 | $2.4K | $2,500,000 | 0.0% |
| Kayne Anderson Nextgen Energy & Infra | COM | 48661E108 | $2.5K | 357,252 | 0.0% |
| Antero Midstream(AM) | COM | 03676B102 | $2.6K | 225,000 | 0.0% |
| Peabody Energy | NOTE 3.250% 3/0 | 704551AD2 | $2.7K | $2,000,000 | 0.0% |
| Insulet | NOTE 0.375% 9/0 | 45784PAK7 | $2.8K | $2,000,000 | 0.0% |
| GDL Fund(GDL) | COM SH BEN IT | 361570104 | $2.8K | 355,151 | 0.0% |
| Beauty Health(SKIN) | COM CL A | 88331L108 | $2.9K | 342,404 | 0.0% |
| Osisko Development(ODV) | COM NEW | 68828E809 | $2.9K | 625,200 | 0.0% |
| Airbnb | NOTE 3/1 | 009066AB7 | $2.9K | $3,360,000 | 0.0% |
| TH International | ORDINARY SHARES | G8656L106 | $3.0K | 1,028,587 | 0.0% |
| Etsy | NOTE 0.125%10/0 | 29786AAJ5 | $3.0K | $2,500,000 | 0.0% |
| USA Compression Partners(USAC) | COMUNIT LTDPAR | 90290N109 | $3.0K | 151,715 | 0.0% |
| Zillow Group | NOTE 1.375% 9/0 | 98954MAG6 | $3.2K | $2,500,000 | 0.0% |
| KBR | NOTE 2.500%11/0 | 48242WAB2 | $3.2K | $1,250,000 | 0.0% |
| Simplify Interest Rate Hedge(PFIX) | SIMPLIFY INTERST | 82889N855 | $3.3K | 52,380 | 0.0% |
| Urban One Class A(UONEEUR) | CL A | 91705J105 | $3.5K | 585,978 | 0.0% |
| NET Power(NPWR/WS) | *W EXP 06/08/202 | 64107A113 | $3.6K | 1,066,709 | 0.0% |
| CNX Resources | NOTE 2.250% 5/0 | 12653CAG3 | $3.7K | $2,500,000 | 0.0% |
| Summit Hotel Properties | NOTE 1.500% 2/1 | 866082AA8 | $3.8K | $4,415,000 | 0.1% |
| Kayne Anderson Energy Infrastructure Fund(KYN) | COM | 486606106 | $3.8K | 468,507 | 0.1% |
| Conmed | NOTE 2.625% 2/0 | 207410AF8 | $3.9K | $2,500,000 | 0.1% |
| Cutera | NOTE 2.250% 6/0 | 232109AD0 | $4.5K | $7,140,000 | 0.1% |
| Petiq(PETQEUR) | COM CL A | 71639T106 | $4.7K | 308,775 | 0.1% |
| Conmed | NOTE 2.250% 6/1 | 207410AH4 | $4.8K | $4,290,000 | 0.1% |
| Guardant Health | NOTE 11/1 | 40131MAB5 | $4.8K | $6,670,000 | 0.1% |
| BlackRock Ultra Shortterm Bond (ETF)(ICSH) | BLACKROCK ULTRA | 46434V878 | $4.9K | 96,846 | 0.1% |
| Vanguard Ultra Short Bond(VUSB) | VANGUARD ULTRA | 92203C303 | $4.9K | 100,000 | 0.1% |
| Palo Alto Networks | NOTE 0.375% 6/0 | 697435AF2 | $5.1K | $2,000,000 | 0.1% |
| Biomarin Pharmaceutical Inc | NOTE 1.250% 5/1 | 09061GAK7 | $5.2K | $5,150,000 | 0.1% |
| Stride | NOTE 1.125% 9/0 | 86333MAA6 | $5.9K | $6,092,000 | 0.1% |
| Cumulus Media(CMLS) | COM CL A | 231082801 | $6.0K | 1,458,428 | 0.1% |
| CVR Partners(UAN) | COM | 126633205 | $6.2K | 76,700 | 0.1% |
| Garrett Motion(GTX) | COM | 366505105 | $6.6K | 876,184 | 0.1% |
| Granite Ridge Resources(GRNT) | COM | 387432107 | $6.9K | 1,044,274 | 0.1% |
| Halozyme Therapeutics | NOTE 0.250% 3/0 | 40637HAD1 | $7.9K | $9,418,000 | 0.1% |
| Interdigital | NOTE 3.500% 6/0 | 45867GAD3 | $7.9K | $5,820,000 | 0.1% |
| Innovate | NOTE 7.500% 8/0 | 404139AG2 | $8.0K | $12,363,000 | 0.1% |
| Imax | NOTE 0.500% 4/0 | 45245EAJ8 | $8.3K | $9,027,000 | 0.1% |