Q4 2013 Holdings
Filed 2014-02-14 | 1451 holdings | $140.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Petroleum Communication Hold | PREFERRED | 71657W106 | $0 | 15,700 | 0.0% |
| Gryphon RES Inc | COM | 40052N102 | $0 | 15,775 | 0.0% |
| Guildmaster Inc | PREFERRED | 40173B102 | $0 | 89,615 | 0.0% |
| Cytocore Inc | COM NEW | 23282B403 | $1 | 65,000 | 0.0% |
| Butler Natl Corp(BUKS) | COM | 123720104 | $2 | 16,500 | 0.0% |
| Clean Tech Biofuels Inc(CLTH) | COM | 18450W106 | $7 | 384,304 | 0.0% |
| Diagnostic Imaging Intl Corp | COM | 25245C105 | $10 | 333,334 | 0.0% |
| SCM Microsystems Inc Warrant | PREFERRED | 7840181A1 | $20 | 19,748 | 0.0% |
| Identive Group Inc | COM | 45170X106 | $23 | 39,496 | 0.0% |
| LI & Fung LTD | ADR | 501897102 | $28 | 11,030 | 0.0% |
| Hanley Inds Inc CL A | PREFERRED | 410486104 | $30 | 30,000 | 0.0% |
| Siga Technologies Inc(SIGA) | COM | 826917106 | $56 | 17,000 | 0.0% |
| Eldorado Gold Corp New | COM | 284902103 | $57 | 10,000 | 0.0% |
| Office Depot Inc | COM | 676220106 | $77 | 14,538 | 0.0% |
| Frontier Communications Corp | COM | 35906A108 | $78 | 16,793 | 0.0% |
| Sprott Physical Silver TR(PSLV/U) | TR UNIT | 85207K107 | $84 | 11,060 | 0.0% |
| Nuveen Quality PFD Income FD | COM | 67072C105 | $90 | 11,000 | 0.0% |
| Vodafone Group PLC New | ORD | G93882135 | $94 | 24,062 | 0.0% |
| Gabelli Equity TR Inc(GAB) | COM | 362397101 | $97 | 12,600 | 0.0% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $97 | 19,277 | 0.0% |
| Yamana Gold Inc | COM | 98462Y100 | $100 | 11,610 | 0.0% |
| Flextronics Intl LTD(FLEX) | ORD | Y2573F102 | $108 | 13,942 | 0.0% |
| Alcoa Inc | COM | 013817101 | $112 | 10,533 | 0.0% |
| Sprint Corp | COM SER 1 | 85207U105 | $118 | 10,922 | 0.0% |
| Nuveen Select MAT MUN FD(NIM) | SH BEN INT | 67061T101 | $125 | 13,000 | 0.0% |
| Invesco Quality Muni Inc TRS(IQI) | COM | 46133G107 | $128 | 11,495 | 0.0% |
| HSBC Hldgs PLC(HSBA) | ORD | G4634U169 | $133 | 12,077 | 0.0% |
| BlackRock Munivest FD Inc(MVF) | COM | 09253R105 | $138 | 15,500 | 0.0% |
| KKR Finl Hldgs LLC | COM | 48248A306 | $138 | 11,300 | 0.0% |
| Western Asst Mngd MUN FD Inc(MMU) | COM | 95766M105 | $142 | 11,600 | 0.0% |
| Nuveen MUN MKT Opportunity F | COM | 67062W103 | $144 | 12,000 | 0.0% |
| BlackRock Muniholdngs Qlty I(XMUSX) | COM | 09254A101 | $145 | 12,252 | 0.0% |
| Cohu Inc(COHU) | COM | 192576106 | $145 | 13,770 | 0.0% |
| Alliancebernstein Income FUN | COM | 01881E101 | $149 | 20,871 | 0.0% |
| Acura Pharmaceuticals Inc | COM NEW | 00509L703 | $150 | 89,400 | 0.0% |
| Weatherford International LT(WFRD) | REG SHS | H27013103 | $157 | 10,109 | 0.0% |
| BlackRock Corpor HI YLD FD V(HYT) | COM | 09255P107 | $168 | 13,837 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $169 | 20,000 | 0.0% |
| Escalade Inc(ESCA) | COM | 296056104 | $177 | 14,999 | 0.0% |
| Nuveen MO Prem Income MUN FD(NOM) | COM | 67060Q108 | $189 | 14,968 | 0.0% |
| Nuveen Amt-Free MUN Income F(XNEAX) | COM | 670657105 | $196 | 16,275 | 0.0% |
| Nuveen Prem Income MUN FD 4 | COM | 6706K4105 | $198 | 16,250 | 0.0% |
| Janus Cap Group Inc | COM | 47102X105 | $198 | 16,000 | 0.0% |
| Symantec Corp | COM | 871503108 | $201 | 8,489 | 0.0% |
| Twenty First Centy FOX Inc | CL A | 90130A101 | $201 | 5,715 | 0.0% |
| Smith & Nephew PLC(SNN) | SPDN ADR NEW | 83175M205 | $201 | 2,790 | 0.0% |
| Ishares | MSCI JAPAN ETF | 464286848 | $203 | 16,710 | 0.0% |
| Nasdaq OMX Group Inc(NDAQ) | COM | 631103108 | $205 | 5,159 | 0.0% |
| Markwest Energy Partners L P | UNIT LTD PARTN | 570759100 | $206 | 3,124 | 0.0% |
| Melco Crown Entmt LTD(MLCO) | ADR | 585464100 | $208 | 5,301 | 0.0% |