Q1 2017 Holdings
Filed 2017-04-04 | 173 holdings | $32.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| QLT Inc WTS | WT | 746992189 | $0 | 280,000 | 0.0% |
| Americ INT GR WTS EXP 1/19/202(AIG) | WT | ACG874152 | $0 | 100,444 | 0.0% |
| Vibe Records Inc New COM (Deli | COM | 925563108 | $0 | 11,000 | 0.0% |
| Growlife, Inc | COM | 39985X104 | $0 | 15,000 | 0.0% |
| Forest Laboratories Inc Contin | WT | 3458CVR07 | $0 | 15,000 | 0.0% |
| Scripsamerica Inc COM(SCRCQ) | COM | 811066109 | $0 | 10,000 | 0.0% |
| Commonwealth Bankshares Inc (D | COM | 202736104 | $0 | 11,761 | 0.0% |
| Forest Laboratories Contingent | WT | 187CVR907 | $0 | 55,000 | 0.0% |
| QLT Inc WTS | WT | 746992171 | $0 | 280,000 | 0.0% |
| ART Advanced Research Technolo | COM | 04287X103 | $0 | 10,000 | 0.0% |
| Bitzio Inc. | COM | 091751107 | $0 | 40,000 | 0.0% |
| Axion International Holdings I | COM | 05462D101 | $0 | 95,714 | 0.0% |
| Biosignia Inc | COM | 090998345 | $0 | 130,000 | 0.0% |
| Phoenix Metals Corp | COM | 71910B204 | $1 | 10,000 | 0.0% |
| Fibrocell Science Inc New | COM | 315721308 | $33 | 16,667 | 0.0% |
| Threshold Pharmaceuticals | COM | 885807206 | $40 | 70,000 | 0.0% |
| Frontier Communications Corp | COM | 35906A108 | $43 | 20,061 | 0.0% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $51 | 22,500 | 0.0% |
| Heat Biologics Inc | COM | 42237K102 | $63 | 70,500 | 0.0% |
| Rigel Pharmaceuticals(RIGLUSD) | COM | 766559603 | $66 | 20,000 | 0.0% |
| Synthetic Biologics Inc | COM | 87164U102 | $79 | 126,000 | 0.0% |
| Aralez Pharmaceuticals Inc | COM | 03852X100 | $127 | 59,229 | 0.0% |
| Park Sterling | COM | 70086Y105 | $189 | 15,384 | 0.0% |
| Zoetis Inc(ZTS) | COM | 98978V103 | $205 | 3,846 | 0.0% |
| Northrop Grumman Corp(NOC) | COM | 666807102 | $205 | 862 | 0.0% |
| Rayonier Inc COM(RYN) | COM | 754907103 | $213 | 7,500 | 0.0% |
| HP, Inc.(HPQ) | COM | 40434L105 | $215 | 12,050 | 0.0% |
| Royal Dutch Shell PLC Spon ADR(RDS/A) | COM | 780259206 | $217 | 4,110 | 0.0% |
| PNC BK Corp COM(PNC) | COM | 693475105 | $222 | 1,848 | 0.0% |
| Microchip Tech Inc(MCHP) | COM | 595017104 | $232 | 3,147 | 0.0% |
| Williams Co Inc(WMB) | COM | 969457100 | $237 | 8,000 | 0.0% |
| Vanguard World Funds Financial(VFH) | ADR | 92204A405 | $243 | 4,026 | 0.0% |
| Fibrogen Inc(FGENEUR) | COM | 31572Q808 | $247 | 10,000 | 0.0% |
| Berkshire Hathaway(BRK/A) | COM | 084670108 | $250 | 1 | 0.0% |
| Depomed Inc | COM | 249908104 | $251 | 20,000 | 0.0% |
| Ebay Inc COM(EBAY) | COM | 278642103 | $254 | 7,555 | 0.0% |
| Ecolab Inc COM(ECL) | COM | 278865100 | $270 | 2,152 | 0.0% |
| Novelion Therapeutics Inc New | COM | 67001K202 | $279 | 26,000 | 0.0% |
| Hewlett Packard Enterprise Co(HPE) | COM | 42824C109 | $288 | 12,172 | 0.0% |
| Target Corporation(TGT) | COM | 87612E106 | $291 | 5,268 | 0.0% |
| KKR & Co LP | COM | 48248M102 | $292 | 16,000 | 0.0% |
| Phillips 66(PSX) | COM | 718546104 | $315 | 3,981 | 0.0% |
| Belllicum Pharmaceuticals Inc | COM | 079481107 | $316 | 25,585 | 0.0% |
| Cempra Inc | COM | 15130J109 | $320 | 85,250 | 0.0% |
| Lillyeli & Co(LLY) | COM | 532457108 | $320 | 3,800 | 0.0% |
| Dominion RES Inc VA New(D) | COM | 25746U109 | $323 | 4,160 | 0.0% |
| Amer Elec PWR Inc COM(AEP) | COM | 025537101 | $328 | 4,890 | 0.0% |
| iSHARE Msci Taiwan Capped ETF(EWT) | ADR | 46434G772 | $332 | 10,000 | 0.0% |
| Capital One Financial(COF) | COM | 14040H105 | $347 | 4,000 | 0.0% |
| Repligen Corp(RGEN) | COM | 759916109 | $352 | 10,000 | 0.0% |