Q1 2018 Holdings
Filed 2018-04-11 | 176 holdings | $41.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Forest Laboratories Inc Contin | WT | 3458CVR07 | $0 | 15,000 | 0.0% |
| Vibe Records Inc New COM (Deli | COM | 925563108 | $0 | 11,000 | 0.0% |
| ART Advanced Research Technolo | COM | 04287X103 | $0 | 10,000 | 0.0% |
| Axion International Holdings I | COM | 05462D101 | $0 | 95,714 | 0.0% |
| Biosignia Inc | COM | 090998345 | $0 | 130,000 | 0.0% |
| Americ INT GR WTS EXP 1/19/202(AIG) | WT | ACG874152 | $0 | 100,444 | 0.0% |
| Forest Laboratories Contingent | WT | 187CVR907 | $0 | 55,000 | 0.0% |
| Commonwealth Bankshares Inc (D | COM | 202736104 | $0 | 11,761 | 0.0% |
| Growlife, Inc | COM | 39985X104 | $0 | 15,000 | 0.0% |
| Phoenix Metals Corp | COM | 71910B204 | $0 | 10,000 | 0.0% |
| QLT Inc WTS | WT | 746992189 | $0 | 230,000 | 0.0% |
| QLT Inc WTS | WT | 746992171 | $0 | 230,000 | 0.0% |
| Fibrocell Science Inc New | COM | 315721308 | $10 | 16,667 | 0.0% |
| Synthetic Biologics Inc | COM | 87164U102 | $40 | 126,000 | 0.0% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $59 | 20,000 | 0.0% |
| Tyme Technologies Inc New | COM | 90238J103 | $69 | 31,000 | 0.0% |
| Rigel Pharmaceuticals(RIGLUSD) | COM | 766559603 | $71 | 20,000 | 0.0% |
| Novelion Therapeutics Inc New | COM | 67001K202 | $91 | 26,000 | 0.0% |
| Guggenheim Enhanced Equity FUN | COM | 40167B100 | $96 | 11,474 | 0.0% |
| Melinta Therapeutics Inc | COM | 58549G100 | $97 | 13,050 | 0.0% |
| Aralez Pharmaceuticals Inc | COM | 03852X100 | $145 | 96,429 | 0.0% |
| Abeona Therapeutics Inc(ABEO1EUR) | COM | 00289Y107 | $158 | 11,000 | 0.0% |
| Five Prime Therapeutics, Inc.(FPRX) | COM | 33830X104 | $172 | 10,000 | 0.0% |
| Proqr Therapeutics N.V. | COM | N71542109 | $185 | 60,000 | 0.0% |
| Mattel Inc(MAT) | COM | 577081102 | $197 | 15,000 | 0.0% |
| Nutrien LTD(NTR) | COM | 67077M108 | $209 | 4,424 | 0.0% |
| Textron Inc(TXT) | COM | 883203101 | $211 | 3,585 | 0.0% |
| TJX Companies(TJX) | COM | 872540109 | $216 | 2,650 | 0.0% |
| Extended Stay America Inc | COM | 30224P200 | $217 | 10,955 | 0.0% |
| Vanguard Ftse All-World ex-US(VEU) | ADR | 922042775 | $217 | 4,000 | 0.0% |
| Advaxis Inc | COM | 007624208 | $221 | 130,800 | 0.0% |
| Royal Dutch Shell PLC Spon ADR(RDS/A) | COM | 780259206 | $223 | 3,500 | 0.0% |
| Monsanto Co | COM | 61166W101 | $224 | 1,920 | 0.0% |
| Ecolab Inc COM(ECL) | COM | 278865100 | $228 | 1,667 | 0.0% |
| Hewlett Packard Enterprise Co(HPE) | COM | 42824C109 | $229 | 13,051 | 0.0% |
| Clough Global Opportunities FU(GLO) | COM | 18914E106 | $230 | 21,486 | 0.0% |
| Accenture PLC(ACN) | COM | G1151C101 | $238 | 1,549 | 0.0% |
| Dollar General Corp(DG) | COM | 256677105 | $239 | 2,550 | 0.0% |
| Toronto Dominion Bank(TD) | COM | 891160509 | $248 | 4,360 | 0.0% |
| Northrop Grumman Corp(NOC) | COM | 666807102 | $255 | 730 | 0.0% |
| Rayonier Inc COM(RYN) | COM | 754907103 | $264 | 7,500 | 0.0% |
| HP, Inc.(HPQ) | COM | 40434L105 | $266 | 12,113 | 0.0% |
| PNC BK Corp COM(PNC) | COM | 693475105 | $279 | 1,848 | 0.0% |
| S&P Global Inc(SPGI) | COM | 78409V104 | $280 | 1,466 | 0.0% |
| United Healthcare Corp(UNH) | COM | 91324P102 | $281 | 1,312 | 0.0% |
| Netflix COM Inc(NFLX) | COM | 64110L106 | $295 | 1,000 | 0.0% |
| Sherwin Williams Co(SHW) | COM | 824348106 | $296 | 754 | 0.0% |
| Ebay Inc COM(EBAY) | COM | 278642103 | $304 | 7,555 | 0.0% |
| Nextera Energy Inc(NEE) | COM | 65339F101 | $310 | 1,895 | 0.0% |
| Belllicum Pharmaceuticals Inc | COM | 079481107 | $326 | 49,685 | 0.0% |