Q1 2016 Holdings
Filed 2016-05-09 | 184 holdings | $1.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alicorp SA Pen1 'c' SHS | COM | 2162834 | $27 | 15,000 | 0.0% |
| Hennessy Capital Acquisition C Wrnt | W EXP 3/10/2019 | 095306114 | $30 | 30,000 | 0.0% |
| Fortress Biotech Inc | COM | 34960Q109 | $31 | 10,000 | 0.0% |
| Bank of America Corp Warrant | W EXP 10/28/2018 | 060505153 | $35 | 175,000 | 0.0% |
| WL Ross Hldg Corp WTS EXP 06/10/2019 | W EXP 6/10/2019 | 92939D112 | $36 | 75,000 | 0.0% |
| Pure Techs LTD | COM | 745915108 | $38 | 10,000 | 0.0% |
| Mountain Province Diamonds Inc COM(MPVDF) | COM | 62426E402 | $38 | 10,000 | 0.0% |
| Associated Banc EQY Warrant | W EXP 11/21/2018 | 045487113 | $40 | 17,000 | 0.0% |
| China Techfaith Wireless Commu ADR | SPONS ADR | 169424207 | $43 | 10,000 | 0.0% |
| Ability Inc WTS | COM | G8789K116 | $44 | 69,900 | 0.0% |
| Castle Brands Inc COM STK(ROX2EUR) | COM | 148435100 | $47 | 50,000 | 0.0% |
| Fibrocell Science Inc COM STK | COM | 315721209 | $50 | 20,000 | 0.0% |
| Hemisphere Media Group Incwts | W EXP 4/4/2018 | 42365Q111 | $57 | 72,500 | 0.0% |
| Bursa Malaysia BHD | COM | B06FV38 | $57 | 25,000 | 0.0% |
| Therapeuticsmd Inc COM STK | COM | 88338N107 | $64 | 10,000 | 0.0% |
| Bradken LTD | COM | B013SX6 | $70 | 150,000 | 0.0% |
| NZX Limited (NZE Listing) (Post Split) | COM | 6623155 | $71 | 100,000 | 0.0% |
| Arrowhead Resh Corp COM STK | COM | 042797209 | $72 | 15,000 | 0.0% |
| Teekay Tankers LTD | COM | Y8565N102 | $73 | 20,000 | 0.0% |
| Medicinova(MNOV) | COM | 58468P206 | $73 | 10,000 | 0.0% |
| Cowen Group IncCall | COM | 223622101 | $76 | 20,000 | 0.0% |
| Pretium Resources COM STK | COM | 74139C102 | $80 | 15,000 | 0.0% |
| Elizabeth Arden Inc COM STK | COM | 28660G106 | $82 | 10,000 | 0.0% |
| JP Morgan Private Equity Limited (UKM LI | COM | B07V0H2 | $83 | 90,000 | 0.0% |
| Transenterix Inc COM STK | COM | 89366M201 | $85 | 20,000 | 0.0% |
| Pacific Biosciences of California Inc(PACB)Call | COM | 69404D108 | $85 | 10,000 | 0.0% |
| Real Industry Inc COM STK | COM | 75601W104 | $87 | 10,000 | 0.0% |
| Plains GP Holdings LPCall | COM | 72651A108 | $87 | 10,000 | 0.0% |
| Profound Medical Corp | COM | 74319B106 | $89 | 100,000 | 0.0% |
| 888 Holdings PLC ORD 0.5p | COM | 993315EP1 | $92 | 30,000 | 0.0% |
| Canaccord Genuity Group Inc(CCORF) | COM | 134801109 | $92 | 30,000 | 0.0% |
| Fullshare Holdings Limited (HOK Listing) | COM | BSVXB88 | $101 | 400,000 | 0.0% |
| KLR Energy Acquisition Corp | COM | 49877M207 | $101 | 10,000 | 0.0% |
| Neogenomics Inc COM STK(NEO) | COM | 64049M209 | $101 | 15,000 | 0.0% |
| Primo Water Corp | COM | 74165N105 | $101 | 10,000 | 0.0% |
| S&W Seed Company | COM | 785135104 | $105 | 25,000 | 0.0% |
| Stillwater Mining CompanyCall | COM | 86074Q102 | $107 | 10,000 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $110 | 75,000 | 0.0% |
| Inventure Group Inc | COM | 461212102 | $113 | 20,000 | 0.0% |
| Enzo Biochem Inc COM STK(ENZB) | COM | 294100102 | $114 | 25,000 | 0.0% |
| OZ Minerals LTD Post Split | COM | 6397825 | $116 | 30,000 | 0.0% |
| Novagold Resources Inc CAD COM(NG) | COM | 66987E206 | $126 | 25,000 | 0.0% |
| Cogentix Medical Inccom STK | COM | 19243A104 | $134 | 122,176 | 0.0% |
| Callaway Golf Co COM STK(CALY) | COM | 131193104 | $137 | 15,000 | 0.0% |
| Novadaq Tech | COM | 66987G102 | $139 | 12,500 | 0.0% |
| Cardica Inc COM STK | COM | 14141R309 | $142 | 40,000 | 0.0% |
| Innocoll AG | COM | G4783X105 | $142 | 16,506 | 0.0% |
| Layne Christensen Co COM STK | COM | 521050104 | $144 | 20,000 | 0.0% |
| Ziopharm Oncology Inc | COM | 98973P101 | $149 | 20,045 | 0.0% |
| Wmih Corp | COM | 92936P100 | $152 | 65,000 | 0.0% |