Q3 2016 Holdings
Filed 2016-11-02 | 194 holdings | $4.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Citigroup Inc Wrnt Bexp 10/28/2018 | COM | 172967234 | $0 | 50,000 | 0.0% |
| Glori Energy Inc Warrants | W EXP 4/19/2017 | 379606114 | $1 | 227,900 | 0.0% |
| Antrim Energy | COM | 037243102 | $2 | 75,000 | 0.0% |
| Monitise PLC (UKM Listing) | COM | B1YMRB8 | $2 | 50,000 | 0.0% |
| Andina Acquisition Corp-Cw | W EXP 9/1/2022 | G0441P138 | $2 | 12,500 | 0.0% |
| Pacific Special Acquis-Rts | COM | G68588113 | $3 | 13,400 | 0.0% |
| Piraeus Bank SA (Eur.30) | COM | BYWKR93 | $4 | 25,000 | 0.0% |
| Andina Acquisition Corp-Rts | RIGHT 09/01/2017 | G0441P120 | $4 | 12,500 | 0.0% |
| Citigroup Inc Wrnt Aexp 01/04/2019 | COM | 172967226 | $4 | 75,000 | 0.0% |
| Luna Gold Corp Vancouver COM | COM | 550344303 | $6 | 25,000 | 0.0% |
| Opexa Therapeutics Inc WTS | W EXP 04/13/2018 | 68372T129 | $6 | 60,200 | 0.0% |
| Epicept Corp COM STK | COM | 45254C101 | $7 | 25,000 | 0.0% |
| Dariohealth Corp. Warrant | W EXP 03/08/202 | 23725P118 | $7 | 10,000 | 0.0% |
| Katanga Mining LTD | COM | 485847107 | $7 | 75,130 | 0.0% |
| KBS Fashion Group LTD Wrnt | W EXP 1/22/2018 | Y46002112 | $7 | 237,500 | 0.0% |
| Eurobank Ergasias Sa( GRE Listing ) | COM | BYZ43T4 | $9 | 16,000 | 0.0% |
| Ability Inc WTS | COM | G8789K116 | $10 | 67,500 | 0.0% |
| Electrum Special Acqus-Cw21 | W EXP 99/99/9999 | G3105C112 | $11 | 50,000 | 0.0% |
| Cel-Sci Corporation Warrants Exp 10/11/2 | W EXP 10/11/2018 | 150837177 | $12 | 100,000 | 0.0% |
| Bolsa de Valor. Cop1 | COM | B24FPF4 | $13 | 2,058,500 | 0.0% |
| Absolutecare Inc COM STK Rstd | COM | 0049979J3 | $14 | 40,000 | 0.0% |
| Emisphere Technologies Inc COM STK | COM | 291345106 | $14 | 20,000 | 0.0% |
| Aguas-A (CHI Listing) | COM | 2311238 | $16 | 25,000 | 0.0% |
| Bank of America Corp Warrant | W EXP 10/28/2018 | 060505153 | $18 | 175,000 | 0.0% |
| Nexeo Solutions Inc. Warrant Business C | W EXP 06/09/202 | 65342H110 | $22 | 34,992 | 0.0% |
| Rubicon Limited NZD | COM | 572993ZM8 | $23 | 150,000 | 0.0% |
| Republic Awys Hldgs Inc COM STK | COM | 760276105 | $23 | 25,000 | 0.0% |
| TCF Financial EQY Warrant | W EXP 11/14/201 | 872275128 | $24 | 15,100 | 0.0% |
| Hennessy Capital Acquisition C Wrnt | W EXP 09/11/2020 | 42588J118 | $25 | 63,100 | 0.0% |
| Cardica Inc Redwood City COM STK | COM | 252366109 | $25 | 13,400 | 0.0% |
| Curis Inc COM STK | COM | 231269101 | $26 | 10,000 | 0.0% |
| National Bank of Greece S.A. ADR | SPONS ADR | 633643804 | $26 | 127,333 | 0.0% |
| China Techfaith Wireless Commu ADR | SPONS ADR | 169424207 | $27 | 10,000 | 0.0% |
| Fortress Biotech Inc | COM | 34960Q109 | $30 | 10,000 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $30 | 25,000 | 0.0% |
| Alicorp SA Pen1 'c' SHS | COM | 2162834 | $32 | 15,000 | 0.0% |
| Sanofi Contgnt VAL Rights | RIGHT EXP 12/31/2020 | 80105N113 | $34 | 125,000 | 0.0% |
| RLJ Entertainment Inc. Wt Exp 10/03/201 | W EXP 10/03/2017 | 74965F112 | $36 | 100,000 | 0.0% |
| Capstone Turbine Corp COM STK | COM | 14067D409 | $41 | 30,000 | 0.0% |
| Associated Banc EQY Warrant | W EXP 11/21/2018 | 045487113 | $43 | 17,000 | 0.0% |
| Pure Techs LTD | COM | 745915108 | $44 | 10,000 | 0.0% |
| Castle Brands Inc COM STK(ROX2EUR) | COM | 148435100 | $44 | 50,000 | 0.0% |
| Mankind Corp | COM | 56400P201 | $47 | 75,000 | 0.0% |
| Alpha Bank AE Eur0.3(rev Split) | COM | BZ1MXR7 | $50 | 30,000 | 0.0% |
| Teekay Tankers LTD | COM | Y8565N102 | $51 | 20,000 | 0.0% |
| Bursa Malaysia BHD | COM | B06FV38 | $53 | 25,000 | 0.0% |
| Fuelcell Energy Inc COM STK | COM | 35952H502 | $54 | 10,000 | 0.0% |
| Ziopharm Onco | COM | 98973P101 | $56 | 10,000 | 0.0% |
| Origin Agritech LTD COM STK | COM | G67828106 | $59 | 25,000 | 0.0% |
| Hugoton RTY TR TEX COM STK | COM | 444717102 | $59 | 25,000 | 0.0% |