Q4 2020 Holdings
Filed 2021-02-16 | 38 holdings | $7.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Addus Homecare Corp(ADUS) | COM | 006739106 | $5.4M | 45,989 | 72.9% |
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $1.6M | 7,000 | 22.1% |
| Chart Inds Inc(GTLS) | COM PAR $0.01 | 16115Q308 | $270.0K | 2,300 | 3.7% |
| Ashland Global Hldgs Inc(ASH) | COM | 044186104 | $47.5K | 599,862 | 0.6% |
| Fortress Trans Infrst Invs L | COM REP LTD LIAB | 34960P101 | $8.1K | 345,792 | 0.1% |
| Dupont de Nemours Inc(DD) | COM | 26614N102 | $5.6K | 78,600 | 0.1% |
| API Group Corp(APG) | COM STK | 00187Y100 | $5.5K | 302,727 | 0.1% |
| Nv5 Global Inc(NVEEUSD) | COM | 62945V109 | $5.2K | 65,673 | 0.1% |
| GFL Environmental Inc(GFL) | SUB VTG SHS | 36168Q104 | $4.1K | 139,122 | 0.1% |
| Houghton Mifflin Harcourt Co | COM | 44157R109 | $2.5K | 744,711 | 0.0% |
| B. Riley Financial Inc(RILY) | COM | 05580M108 | $2.2K | 48,700 | 0.0% |
| SP Plus Corp(SPUSD) | COM | 78469C103 | $2.1K | 73,239 | 0.0% |
| Cedar Realty Trust Inc(CDR1USD) | COM | 150602605 | $1.2K | 123,262 | 0.0% |
| Avid Technology Inc | COM | 05367P100 | $1.2K | 78,334 | 0.0% |
| Atlantic AVE Acquisition COR | COM CL A | 04906P101 | $1.2K | 122,265 | 0.0% |
| Federal Agric MTG Corp(AGM) | CL C | 313148306 | $1.2K | 16,500 | 0.0% |
| Venator Matls PLC | SHS | G9329Z100 | $1.1K | 331,675 | 0.0% |
| Roth CH Acquisition II Co | UNIT 12/11/2025 | 778673202 | $1.0K | 100,000 | 0.0% |
| Change Healthcare Inc(CHNGUSD) | COM | 15912K100 | $1.0K | 54,700 | 0.0% |
| Atlantic AVE Acquisition COR | UNIT 99/99/9999 | 04906P200 | $973 | 91,876 | 0.0% |
| Pfizer Inc(PFE) | COM | 717081103 | $908 | 24,670 | 0.0% |
| Whole Earth Brands Inc | COM CL A | 96684W100 | $757 | 69,465 | 0.0% |
| Roth CH Acquisition I Co | UNIT 01/28/2025 | 778675207 | $710 | 38,407 | 0.0% |
| Ishares Silver TR(SLV) | ISHARES | 46428Q109 | $671 | 27,339 | 0.0% |
| Roth CH Acquisition I Co(ROCH) | COM | 778675108 | $670 | 41,592 | 0.0% |
| Telos Corp MD(TLS) | COM | 87969B101 | $465 | 14,100 | 0.0% |
| Xperi Holding Corp | COM | 98390M103 | $448 | 21,436 | 0.0% |
| PAR Technology Corp(PAR) | COM | 698884103 | $309 | 4,929 | 0.0% |
| Primo Water Corporation(BCBEUR) | COM | 74167P108 | $301 | 19,254 | 0.0% |
| CF Finance Acquisition Corp | UNIT 08/01/2027 | 15725Q203 | $295 | 25,000 | 0.0% |
| BGC Partners Inc(BGCPEUR) | CL A | 05541T101 | $261 | 65,366 | 0.0% |
| Roth CH Acquisition I Co | W EXP 01/28/202 | 778675116 | $219 | 49,944 | 0.0% |
| Blue WTR Acquisition Corp | UNIT 08/31/2027 | 09607T203 | $207 | 20,000 | 0.0% |
| Verso Corp | CL A | 92531L207 | $155 | 12,903 | 0.0% |
| Portman Ridge FIN Corp(KCAPUSD) | COM | 73688F102 | $99 | 51,901 | 0.0% |
| Harvest Cap CR Corp(HCAP) | COM | 41753F109 | $90 | 12,000 | 0.0% |
| Atlantic AVE Acquisition COR | W EXP 10/06/202 | 04906P119 | $67 | 61,562 | 0.0% |
| Eros STX Global Corporation | SHS | G3788M114 | $45 | 25,000 | 0.0% |