Q3 2013 Holdings
Filed 2013-11-14 | 182 holdings | $22.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| BIO RAD Labs Inc(BIO) | CL A | 090572207 | $14.9M | 127,002 | 65.3% |
| Commercial VEH Group Inc(CVGI) | COM | 202608105 | $5.6M | 705,777 | 24.5% |
| Alliance Data Systems Corp | NOTE 4.750% 5/1 | 018581AC2 | $266.8K | $60,000,000 | 1.2% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $243.6K | 1,450,000 | 1.1% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $100.8K | 600,000 | 0.4% |
| Priceline COM Inc | NOTE 1.250% 3/1 | 741503AN6 | $95.7K | $28,703,000 | 0.4% |
| TRW Automotive Inc | NOTE 3.500%12/0 | 87264MAH2 | $66.1K | $27,000,000 | 0.3% |
| Cubist Pharmaceuticals Inc | NOTE 2.500%11/0 | 229678AD9 | $50.8K | $22,500,000 | 0.2% |
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $47.8K | $25,000,000 | 0.2% |
| Sprott Physical Gold Trust(PHYS/U) | UNIT | 85207H104 | $47.4K | 4,301,860 | 0.2% |
| Central FD CDA LTD | CL A | 153501101 | $40.5K | 2,754,129 | 0.2% |
| Valeant Pharmaceuticals Intl | COM | 91911K102 | $34.4K | 329,498 | 0.2% |
| United Therapeutics Corp del | NOTE 1.000% 9/1 | 91307CAF9 | $34.0K | $20,000,000 | 0.1% |
| Chart Inds Inc | NOTE 2.000% 8/0 | 16115QAC4 | $28.0K | $15,000,000 | 0.1% |
| UAL Corp | NOTE 6.000%10/1 | 902549AJ3 | $27.3K | $7,625,000 | 0.1% |
| Groupe CGI Inc | CL A SUB VTG | 39945C109 | $27.0K | 769,283 | 0.1% |
| Ryder SYS Inc(R) | COM | 783549108 | $26.1K | 437,626 | 0.1% |
| Onyx Pharmaceuticals Inc | NOTE 4.000% 8/1 | 683399AB5 | $24.1K | $7,500,000 | 0.1% |
| Newport Corp | COM | 651824104 | $21.8K | 1,393,422 | 0.1% |
| Ishares(IWM)Put | RUSSELL 2000 ETF | 464287655 | $21.3K | 200,000 | 0.1% |
| Quinpario Acquisition Corp | UNIT 99/99/9999 | 74874R207 | $20.4K | 2,005,500 | 0.1% |
| GSI Group Inc CDA New | COM NEW | 36191C205 | $19.5K | 2,048,924 | 0.1% |
| Spdr Series Trust(KRE) | S&P REGL BKG | 78464A698 | $19.4K | 543,900 | 0.1% |
| Intuit(INTU) | COM | 461202103 | $19.2K | 290,200 | 0.1% |
| Dentsply Intl Inc New | COM | 249030107 | $18.9K | 435,032 | 0.1% |
| Electronics for Imaging Inc(EFII) | COM | 286082102 | $18.7K | 589,150 | 0.1% |
| Rexnord Corp New | COM | 76169B102 | $18.6K | 894,288 | 0.1% |
| Tahoe RES Inc | COM | 873868103 | $18.5K | 1,032,787 | 0.1% |
| Tuesday Morning Corp | COM NEW | 899035505 | $18.3K | 1,197,189 | 0.1% |
| KAR Auction Svcs Inc(OPLN) | COM | 48238T109 | $17.4K | 616,000 | 0.1% |
| Apache Corp(9990302D) | COM | 037411105 | $17.3K | 203,520 | 0.1% |
| Sprott Physical Plat Pallad(SPPP) | UNIT | 85207Q104 | $17.2K | 1,933,526 | 0.1% |
| Tyson Foods Inc(TSN) | CL A | 902494103 | $17.2K | 608,500 | 0.1% |
| Move Inc | COM NEW | 62458M207 | $16.7K | 986,932 | 0.1% |
| Viropharma Inc | NOTE 2.000% 3/1 | 928241AH1 | $16.1K | $7,500,000 | 0.1% |
| Transglobe Energy Corp | COM | 893662106 | $15.8K | 2,012,603 | 0.1% |
| Energy XXI (Bermuda) LTD | USD UNRS SHS | G10082140 | $15.7K | 520,000 | 0.1% |
| Owens Corning New(OC) | COM | 690742101 | $15.2K | 400,800 | 0.1% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $15.2K | $8,000,000 | 0.1% |
| Cimarex Energy Co(XECEUR) | COM | 171798101 | $14.9K | 155,000 | 0.1% |
| Brookfield Residential Pptys | COM | 11283W104 | $14.8K | 622,252 | 0.1% |
| Carmike Cinemas Inc | COM | 143436400 | $14.5K | 654,891 | 0.1% |
| Global Pmts Inc(GPN) | COM | 37940X102 | $14.2K | 277,800 | 0.1% |
| Teleflex Inc | NOTE 3.875% 8/0 | 879369AA4 | $14.1K | $10,000,000 | 0.1% |
| Heartland PMT SYS Inc | COM | 42235N108 | $14.1K | 354,596 | 0.1% |
| Synopsys Inc(SNPS) | COM | 871607107 | $14.0K | 371,800 | 0.1% |
| Corporate Executive BRD Co | COM | 21988R102 | $13.7K | 189,249 | 0.1% |
| ICG Group Inc | COM | 44928D108 | $13.7K | 963,604 | 0.1% |
| Hf2 Finl Mgmt Inc | CL A | 40421A104 | $13.4K | 1,325,357 | 0.1% |
| Celestica Inc(CLSEUR) | SUB VTG SHS | 15101Q108 | $13.2K | 1,200,000 | 0.1% |