Q3 2013 Holdings
Filed 2013-11-14 | 182 holdings | $22.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Smithfield Foods IncCall | COM | 832248108 | $0 | 385,800 | 0.0% |
| Armour Residential REIT Inc | *W EXP 11/07/201 | 042315119 | $1 | 305,800 | 0.0% |
| BGS Acquisition Corp | *W EXP 03/21/201 | G1082J118 | $38 | 174,800 | 0.0% |
| CIS Acquisition LTD | *W EXP 99/99/999 | G21490118 | $91 | 249,149 | 0.0% |
| Silver Bull RES Inc | COM | 827458100 | $112 | 312,500 | 0.0% |
| Superconductor Technologies | COM PAR $0.001 | 867931404 | $113 | 69,483 | 0.0% |
| Vitran Corp Inc | COM | 92850E107 | $124 | 25,000 | 0.0% |
| Aquasition Corp | *W EXP 99/99/999 | Y0192H111 | $131 | 478,059 | 0.0% |
| Collabrium Japan Acquisitn C | *W EXP 99/99/999 | G2266G110 | $133 | 501,759 | 0.0% |
| Andina Acquisition Corp | *W EXP 03/16/201 | G0440W126 | $227 | 413,420 | 0.0% |
| Sprint CorpCall | COM SER 1 | 85207U105 | $229 | 36,800 | 0.0% |
| Health Mgmt Assoc Inc NewPut | CL A | 421933102 | $264 | 20,600 | 0.0% |
| Boise IncCall | COM | 09746Y105 | $428 | 34,000 | 0.0% |
| Ship Finance International L | SHS | G81075106 | $460 | 30,100 | 0.0% |
| Fidelity National Financial | CL A | 31620R105 | $532 | 20,000 | 0.0% |
| Molycorp Inc del | COM | 608753109 | $732 | 111,634 | 0.0% |
| Tiptree Finl Inc(TIPT) | CL A | 88822Q103 | $735 | 98,708 | 0.0% |
| Cornerstone Therapeutics Inc | COM | 21924P103 | $736 | 78,213 | 0.0% |
| Elan PLCPut | ADR | 284131208 | $779 | 50,000 | 0.0% |
| Silver STD RES Inc | COM | 82823L106 | $852 | 138,552 | 0.0% |
| Pixelworks Inc(PXLWEUR) | COM NEW | 72581M305 | $887 | 220,600 | 0.0% |
| Sprint CorpPut | COM SER 1 | 85207U105 | $945 | 152,000 | 0.0% |
| Molex Inc | COM | 608554101 | $963 | 25,000 | 0.0% |
| Astex Pharmaceuticals IncCall | COM | 04624B103 | $1.1K | 128,900 | 0.0% |
| Dell IncPut | COM | 24702R101 | $1.1K | 81,100 | 0.0% |
| Capitalsource Inc | COM | 14055X102 | $1.2K | 103,900 | 0.0% |
| Neonode Inc | COM NEW | 64051M402 | $1.3K | 200,000 | 0.0% |
| Speed Comm Inc | COM | 84764T106 | $1.3K | 400,000 | 0.0% |
| Banner Corp(BANR)Call | COM NEW | 06652V208 | $1.3K | 35,000 | 0.0% |
| Optimer Pharmaceuticals Inc | COM | 68401H104 | $1.4K | 114,846 | 0.0% |
| Capitol Acquisition Corp II | COM | 14056V105 | $1.4K | 150,000 | 0.0% |
| Lifelock Inc | COM | 53224V100 | $1.5K | 99,700 | 0.0% |
| Elan PLC | ADR | 284131208 | $1.6K | 100,000 | 0.0% |
| Turquoise Hill RES LTD | COM | 900435108 | $1.7K | 387,544 | 0.0% |
| Shfl Entmt Inc | COM | 78423R105 | $1.7K | 75,000 | 0.0% |
| Dell IncCall | COM | 24702R101 | $1.8K | 131,800 | 0.0% |
| Edwards Group LTD | SPONSORED ADR | 281736108 | $1.8K | 185,000 | 0.0% |
| Molex Inc | CL A | 608554200 | $1.9K | 50,000 | 0.0% |
| Saks Inc | COM | 79377W108 | $2.0K | 125,000 | 0.0% |
| Flow Intl Corp | COM | 343468104 | $2.0K | 500,000 | 0.0% |
| Lender Processing Svcs Inc | COM | 52602E102 | $2.0K | 60,000 | 0.0% |
| Brunswick Corp(BC) | COM | 117043109 | $2.0K | 50,000 | 0.0% |
| Mcmoran Exploration Co | NOTE 5.250%10/0 | 582411AM6 | $2.0K | $2,000,000 | 0.0% |
| Blackberry LTD(BB)Call | COM | 09228F103 | $2.1K | 253,800 | 0.0% |
| Globecomm Systems Inc | COM | 37956X103 | $2.1K | 150,000 | 0.0% |
| Sprott Physical Silver TR(PSLV/U) | TR UNIT | 85207K107 | $2.1K | 241,518 | 0.0% |
| Leap Wireless Intl Inc | COM NEW | 521863308 | $2.1K | 135,000 | 0.0% |
| Mako Surgical Corp | COM | 560879108 | $2.2K | 75,000 | 0.0% |
| Organovo Hldgs Inc | COM | 68620A104 | $2.4K | 420,000 | 0.0% |
| Astex Pharmaceuticals Inc | COM | 04624B103 | $2.5K | 292,800 | 0.0% |