Q3 2013 Holdings
Filed 2013-11-14 | 182 holdings | $22.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| ARC Document Solutions Inc | COM | 00191G103 | $2.5K | 543,907 | 0.0% |
| Active Network Inc | COM | 00506D100 | $2.5K | 175,000 | 0.0% |
| Take-Two Interactive Softwar | NOTE 1.000% 7/0 | 874054AD1 | $2.8K | $2,500,000 | 0.0% |
| Questcor Pharmaceuticals IncPut | COM | 74835Y101 | $2.9K | 50,000 | 0.0% |
| Hi-Tech Pharmacal Inc | COM | 42840B101 | $3.2K | 75,000 | 0.0% |
| Eldorado Gold Corp New | COM | 284902103 | $3.4K | 500,000 | 0.0% |
| Take-Two Interactive Softwar(TTWO) | COM | 874054109 | $3.4K | 185,000 | 0.0% |
| Kaydon Corp | COM | 486587108 | $3.4K | 95,000 | 0.0% |
| Motorcar PTS Amer Inc(MPAA) | COM | 620071100 | $3.5K | 275,000 | 0.0% |
| Randgold RES LTD | ADR | 752344309 | $3.9K | 54,600 | 0.0% |
| Newmont Mining Corp(NEM) | COM | 651639106 | $3.9K | 140,000 | 0.0% |
| Infinity Cross Border Acquis | SHS | G4772R101 | $4.2K | 528,199 | 0.0% |
| Apogee Enterprises Inc(APOG) | COM | 037598109 | $4.2K | 141,461 | 0.0% |
| United Contl Hldgs Inc(UAL) | COM | 910047109 | $4.3K | 140,000 | 0.0% |
| Kinross Gold Corp(KGC) | COM NO PAR | 496902404 | $4.4K | 861,600 | 0.0% |
| Royal Gold Inc(RGLD) | COM | 780287108 | $4.4K | 90,000 | 0.0% |
| Synalloy CP del(ACNT) | COM | 871565107 | $4.5K | 275,000 | 0.0% |
| M/I Homes Inc | NOTE 3.250% 9/1 | 55292PAA3 | $4.6K | $4,000,000 | 0.0% |
| Mentor Graphics Corp | SDCV 4.000% 4/0 | 587200AK2 | $4.6K | $3,500,000 | 0.0% |
| Saexploration Hldgs Inc | COM | 78636X105 | $4.7K | 489,812 | 0.0% |
| Medifast Inc(MED) | COM | 58470H101 | $4.8K | 176,800 | 0.0% |
| Ship Finance International L | NOTE 3.250% 2/0 | G81075AE6 | $5.1K | $5,000,000 | 0.0% |
| Endeavour Silver Corp(EXK) | COM | 29258Y103 | $5.1K | 1,188,800 | 0.0% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $5.2K | $5,000,000 | 0.0% |
| Andina Acquisition Corp | COM | G0440W100 | $5.2K | 515,000 | 0.0% |
| Ascent Cap Group Inc | NOTE 4.000% 7/1 | 043632AA6 | $5.2K | $5,000,000 | 0.0% |
| LAS Vegas Sands Corp(LVS) | COM | 517834107 | $5.3K | 80,000 | 0.0% |
| BGS Acquisition Corp | SH | G1082J100 | $5.4K | 530,200 | 0.0% |
| Hudson Global Inc | COM | 443787106 | $5.5K | 1,682,654 | 0.0% |
| Molycorp Inc del | NOTE 5.500% 2/0 | 608753AH2 | $5.7K | $5,500,000 | 0.0% |
| Leap Wireless Intl IncPut | COM NEW | 521863308 | $5.8K | 369,100 | 0.0% |
| Techne Corp | COM | 878377100 | $5.9K | 73,202 | 0.0% |
| Stewart Enterprises Inc | NOTE 3.125% 7/1 | 860370AH8 | $5.9K | $4,781,000 | 0.0% |
| Molycorp Inc del | NOTE 6.000% 9/0 | 608753AF6 | $6.0K | $7,500,000 | 0.0% |
| Tumi Hldgs Inc | COM | 89969Q104 | $6.1K | 304,100 | 0.0% |
| Sodastream International LTDCall | USD SHS | M9068E105 | $6.2K | 100,000 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $6.3K | 1,045,259 | 0.0% |
| Cambrex Corp(CBM) | COM | 132011107 | $6.3K | 479,800 | 0.0% |
| Finisar Corp(FNSR) | COM NEW | 31787A507 | $6.3K | 280,000 | 0.0% |
| Hyde PK Acquisition Corp II | COM | 448640102 | $6.3K | 611,668 | 0.0% |
| Regal Beloit Corp(RRX) | COM | 758750103 | $6.4K | 94,400 | 0.0% |
| Medworth Acquisition Corp | COM | 58508R105 | $6.5K | 803,846 | 0.0% |
| Chart Acquisition Corp | COM | 161151105 | $6.6K | 669,625 | 0.0% |
| Aquasition Corp | COM | Y0192H103 | $6.8K | 674,396 | 0.0% |
| Infinera Corporation(INFNEUR) | COM | 45667G103 | $6.8K | 600,721 | 0.0% |
| Deckers Outdoor Corp(DECK) | COM | 243537107 | $6.9K | 105,000 | 0.0% |
| Collabrium Japan Acquisitn C | SHS | G2266G102 | $7.2K | 713,370 | 0.0% |
| CIS Acquisition LTD | SHS SER A | G21490209 | $7.6K | 750,000 | 0.0% |
| Lattice Semiconductor Corp(LSCC) | COM | 518415104 | $7.6K | 1,698,400 | 0.0% |
| Globus MED Inc(GMED) | CL A | 379577208 | $7.7K | 442,300 | 0.0% |