Q4 2013 Holdings
Filed 2014-02-14 | 172 holdings | $20.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| BIO RAD Labs Inc(BIO) | CL A | 090572207 | $18.0M | 145,338 | 88.4% |
| Alliance Data Systems Corp | NOTE 4.750% 5/1 | 018581AC2 | $331.7K | $60,000,000 | 1.6% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $215.3K | 1,166,000 | 1.1% |
| Endo Health Solutions Inc | NOTE 1.750% 4/1 | 29264FAB2 | $86.1K | $37,068,000 | 0.4% |
| TRW Automotive Inc | NOTE 3.500%12/0 | 87264MAH2 | $68.6K | $27,000,000 | 0.3% |
| Viropharma Inc | NOTE 2.000% 3/1 | 928241AH1 | $62.9K | $23,500,000 | 0.3% |
| Ishares(IWM)Put | RUSSELL 2000 ETF | 464287655 | $57.1K | 495,100 | 0.3% |
| Cubist Pharmaceuticals Inc | NOTE 2.500%11/0 | 229678AD9 | $54.6K | $22,500,000 | 0.3% |
| Sprott Physical Gold Trust(PHYS/U) | UNIT | 85207H104 | $52.6K | 5,282,917 | 0.3% |
| Central FD CDA LTD | CL A | 153501101 | $36.5K | 2,754,129 | 0.2% |
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $36.0K | $15,500,000 | 0.2% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $35.5K | $15,500,000 | 0.2% |
| Valeant Pharmaceuticals Intl | COM | 91911K102 | $33.4K | 284,352 | 0.2% |
| UAL Corp | NOTE 6.000%10/1 | 902549AJ3 | $33.4K | $7,625,000 | 0.2% |
| Catamaran Corp | COM | 148887102 | $32.7K | 688,461 | 0.2% |
| KAR Auction Svcs Inc(OPLN) | COM | 48238T109 | $29.3K | 990,000 | 0.1% |
| Roadrunner Trnsn Svcs Hldg I | COM | 76973Q105 | $25.2K | 935,798 | 0.1% |
| Newport Corp | COM | 651824104 | $25.2K | 1,394,422 | 0.1% |
| Sprott Physical Plat Pallad(SPPP) | UNIT | 85207Q104 | $24.4K | 2,814,692 | 0.1% |
| Teleflex Inc | NOTE 3.875% 8/0 | 879369AA4 | $23.7K | $15,000,000 | 0.1% |
| Ryder SYS Inc(R)Call | COM | 783549108 | $22.1K | 300,000 | 0.1% |
| Quinpario Acquisition Corp | COM | 74874R108 | $20.3K | 2,005,500 | 0.1% |
| Spdr Series Trust(KRE) | S&P REGL BKG | 78464A698 | $20.1K | 493,900 | 0.1% |
| Owens Corning New(OC) | COM | 690742101 | $19.7K | 484,500 | 0.1% |
| ICG Group Inc | COM | 44928D108 | $19.6K | 1,049,788 | 0.1% |
| Apache Corp(9990302D) | COM | 037411105 | $18.9K | 220,000 | 0.1% |
| Marathon Pete Corp(MPC) | COM | 56585A102 | $17.6K | 192,248 | 0.1% |
| Tahoe RES Inc | COM | 873868103 | $17.2K | 1,032,787 | 0.1% |
| GSI Group Inc CDA New | COM NEW | 36191C205 | $16.9K | 1,506,924 | 0.1% |
| Transglobe Energy Corp | COM | 893662106 | $16.8K | 2,012,603 | 0.1% |
| Tyson Foods Inc(TSN) | CL A | 902494103 | $16.7K | 500,000 | 0.1% |
| Metlife Inc(MET) | COM | 59156R108 | $15.9K | 295,000 | 0.1% |
| Kirklands Inc(TBHC) | COM | 497498105 | $15.7K | 664,446 | 0.1% |
| Quartet Merger Corp | COM | 747717106 | $15.5K | 1,600,000 | 0.1% |
| Vantiv Inc | CL A | 92210H105 | $15.2K | 465,891 | 0.1% |
| Brookfield Residential Pptys | COM | 11283W104 | $15.1K | 622,252 | 0.1% |
| Hf2 Finl Mgmt Inc | CL A | 40421A104 | $14.7K | 1,448,857 | 0.1% |
| Cimarex Energy Co(XECEUR) | COM | 171798101 | $14.6K | 139,500 | 0.1% |
| Dentsply Intl Inc New | COM | 249030107 | $14.6K | 300,215 | 0.1% |
| Incontact Inc | COM | 45336E109 | $14.4K | 1,842,327 | 0.1% |
| Groupe CGI Inc | CL A SUB VTG | 39945C109 | $14.3K | 428,398 | 0.1% |
| VCA Antech Inc | COM | 918194101 | $14.3K | 455,000 | 0.1% |
| Energy XXI (Bermuda) LTD | USD UNRS SHS | G10082140 | $13.5K | 500,000 | 0.1% |
| Rexnord Corp New | COM | 76169B102 | $13.4K | 496,367 | 0.1% |
| Fidelity Natl Information SV(FIS) | COM | 31620M106 | $13.2K | 245,900 | 0.1% |
| Celestica Inc(CLSEUR) | SUB VTG SHS | 15101Q108 | $12.5K | 1,200,000 | 0.1% |
| Emcor Group Inc(EME) | COM | 29084Q100 | $12.5K | 293,800 | 0.1% |
| Synopsys Inc(SNPS) | COM | 871607107 | $12.3K | 303,800 | 0.1% |
| Central Goldtrust | TR UNIT | 153546106 | $12.0K | 288,433 | 0.1% |
| Chart Inds Inc | NOTE 2.000% 8/0 | 16115QAC4 | $11.6K | $7,500,000 | 0.1% |