Q1 2014 Holdings
Filed 2014-05-14 | 171 holdings | $23.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| BIO RAD Labs Inc(BIO) | CL A | 090572207 | $21.0M | 164,114 | 90.3% |
| Alliance Data Systems Corp | NOTE 4.750% 5/1 | 018581AC2 | $346.8K | $60,000,000 | 1.5% |
| Cubist Pharmaceuticals Inc | NOTE 2.500%11/0 | 229678AD9 | $103.8K | $40,500,000 | 0.4% |
| Endo Health Solutions Inc | NOTE 1.750% 4/1 | 29264FAB2 | $100.3K | $42,577,000 | 0.4% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $93.5K | 500,000 | 0.4% |
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $56.7K | $22,500,000 | 0.2% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $49.8K | $20,000,000 | 0.2% |
| UAL Corp | NOTE 6.000%10/1 | 902549AJ3 | $39.3K | $7,625,000 | 0.2% |
| Central FD CDA LTD | CL A | 153501101 | $38.6K | 2,807,792 | 0.2% |
| Catamaran Corp | COM | 148887102 | $37.6K | 838,761 | 0.2% |
| Select Sector Spdr TR(XLE)Call | SBI INT-ENERGY | 81369Y506 | $35.6K | 400,000 | 0.2% |
| Ishares(IWM)Put | RUSSELL 2000 ETF | 464287655 | $34.9K | 300,000 | 0.1% |
| Newport Corp | COM | 651824104 | $30.8K | 1,489,522 | 0.1% |
| Teleflex Inc | NOTE 3.875% 8/0 | 879369AA4 | $26.7K | $15,000,000 | 0.1% |
| KAR Auction Svcs Inc(OPLN) | COM | 48238T109 | $26.0K | 858,200 | 0.1% |
| Salix Pharmaceuticals Inc | NOTE 1.500% 3/1 | 795435AE6 | $23.6K | $14,000,000 | 0.1% |
| Fastenal Co(FAST) | COM | 311900104 | $23.2K | 470,600 | 0.1% |
| Quinpario Acquisition Corp | COM | 74874R108 | $23.1K | 2,241,163 | 0.1% |
| Apache Corp(9990302D) | COM | 037411105 | $22.4K | 270,000 | 0.1% |
| Tahoe RES Inc | COM | 873868103 | $21.8K | 1,032,787 | 0.1% |
| GSI Group Inc CDA New | COM NEW | 36191C205 | $20.0K | 1,532,771 | 0.1% |
| Spdr Series Trust(KRE) | S&P REGL BKG | 78464A698 | $20.0K | 482,600 | 0.1% |
| Mueller WTR Prods Inc(MWA) | COM SER A | 624758108 | $19.9K | 2,099,274 | 0.1% |
| Metlife Inc(MET) | COM | 59156R108 | $19.8K | 375,000 | 0.1% |
| Sprott Physical Gold Trust(PHYS/U) | UNIT | 85207H104 | $19.7K | 1,845,541 | 0.1% |
| Owens Corning New(OC) | COM | 690742101 | $19.4K | 449,700 | 0.1% |
| Global Pmts Inc(GPN) | COM | 37940X102 | $19.2K | 269,500 | 0.1% |
| Kirklands Inc(TBHC) | COM | 497498105 | $19.1K | 1,032,964 | 0.1% |
| Groupe CGI Inc | CL A SUB VTG | 39945C109 | $17.8K | 576,827 | 0.1% |
| Corporate Executive BRD Co | COM | 21988R102 | $17.8K | 240,049 | 0.1% |
| Hf2 Finl Mgmt Inc | CL A | 40421A104 | $17.6K | 1,719,044 | 0.1% |
| Rexnord Corp New | COM | 76169B102 | $17.6K | 607,779 | 0.1% |
| Ryder SYS Inc(R) | COM | 783549108 | $16.6K | 208,100 | 0.1% |
| Tangoe Inc | COM | 87582Y108 | $16.5K | 888,172 | 0.1% |
| Lululemon Athletica Inc(LULU)Call | COM | 550021109 | $15.8K | 300,000 | 0.1% |
| Quartet Merger Corp | COM | 747717106 | $15.7K | 1,600,000 | 0.1% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $15.7K | 46,600 | 0.1% |
| Roadrunner Trnsn Svcs Hldg I | COM | 76973Q105 | $15.6K | 618,798 | 0.1% |
| Dentsply Intl Inc New | COM | 249030107 | $15.5K | 337,515 | 0.1% |
| Transglobe Energy Corp | COM | 893662106 | $15.3K | 2,012,603 | 0.1% |
| Whirlpool Corp(WHR) | COM | 963320106 | $15.2K | 101,400 | 0.1% |
| Vipshop Hldgs LTD(VIPS)Call | SPONSORED ADR | 92763W103 | $14.9K | 100,000 | 0.1% |
| Vipshop Hldgs LTD(VIPS)Put | SPONSORED ADR | 92763W103 | $14.9K | 100,000 | 0.1% |
| Incontact Inc | COM | 45336E109 | $14.3K | 1,493,670 | 0.1% |
| ICG Group Inc | COM | 44928D108 | $14.0K | 685,973 | 0.1% |
| Tesla Mtrs Inc | NOTE 1.250% 3/0 | 88160RAC5 | $13.6K | $15,000,000 | 0.1% |
| Gran Tierra Energy Inc | COM | 38500T101 | $13.2K | 1,761,932 | 0.1% |
| Celestica Inc(CLSEUR) | SUB VTG SHS | 15101Q108 | $13.1K | 1,200,000 | 0.1% |
| Cimarex Energy Co(XECEUR) | COM | 171798101 | $13.1K | 110,000 | 0.1% |
| Brookfield Residential Pptys | COM | 11283W104 | $13.0K | 622,252 | 0.1% |