Q2 2015 Holdings
Filed 2015-08-14 | 229 holdings | $33.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cambridge Cap Acquisition Co | *W EXP 12/17/201 | 13215Q114 | $28 | 175,422 | 0.0% |
| DT Asia Invts LTD | *W EXP 03/29/202 | G2615J138 | $33 | 300,000 | 0.0% |
| 1347 Cap Corp | *W EXP 07/15/202 | 68245V129 | $45 | 190,000 | 0.0% |
| Martha Stewart Living Omnime | CL A | 573083102 | $62 | 10,000 | 0.0% |
| Pmfg Inc | COM | 69345P103 | $64 | 10,000 | 0.0% |
| DT Asia Invts LTD | RIGHT 03/30/2016 | G2615J112 | $68 | 300,000 | 0.0% |
| 1347 Cap Corp | RIGHT 07/21/2016 | 68245V111 | $76 | 200,000 | 0.0% |
| Barington Hilco Acquisition | *W EXP 02/11/201 | 06759V127 | $78 | 500,000 | 0.0% |
| Hydra Inds Acquisition Corp | *W EXP 10/20/202 | 448740118 | $85 | 500,000 | 0.0% |
| ROI Acquisition Corp II | *W EXP 09/17/201 | 74966G119 | $91 | 348,800 | 0.0% |
| Atmel Corp | COM | 049513104 | $99 | 10,000 | 0.0% |
| Arowana Inc | *W EXP 04/29/202 | G05011112 | $104 | 800,000 | 0.0% |
| Fintech Acquisition Corp | *W EXP 02/19/202 | 31809H118 | $119 | 297,181 | 0.0% |
| Terrapin 3 Acquisition Corp | *W EXP 06/27/201 | 88104P112 | $120 | 387,800 | 0.0% |
| Barington Hilco Acquisition | RIGHT 02/13/2017 | 06759V119 | $140 | 500,000 | 0.0% |
| C B Pharma Acquisition Corp | *W EXP 12/17/202 | G2029P118 | $142 | 350,000 | 0.0% |
| C B Pharma Acquisition Corp | RIGHT 06/17/2016 | G2029P134 | $150 | 350,000 | 0.0% |
| Garnero Group Acquisition Co | *W EXP 06/24/201 | G5866L116 | $151 | 1,260,000 | 0.0% |
| Arowana Inc | RIGHT 01/01/2017 | G05011120 | $168 | 600,000 | 0.0% |
| Novabay Pharmaceuticals Inc | COM | 66987P102 | $168 | 271,543 | 0.0% |
| Hydra Inds Acquisition Corp | RIGHT 99/99/9999 | 448740126 | $170 | 500,000 | 0.0% |
| SFX Entmt Inc | COM | 784178303 | $180 | 40,000 | 0.0% |
| Sino Mercury Acquisition COR | RIGHT 08/26/2016 | 82936K110 | $186 | 300,000 | 0.0% |
| Valeant Pharmaceuticals IntlPut | COM | 91911K102 | $222 | 1,000 | 0.0% |
| Quinpario Acquisition Corp 2 | *W EXP 01/01/202 | 74874U119 | $226 | 595,000 | 0.0% |
| Garnero Group Acquisition Co | RIGHT 06/25/2016 | G5866L132 | $229 | 1,254,900 | 0.0% |
| Chemours Co(CC) | COM | 163851108 | $240 | 15,000 | 0.0% |
| Shire PLCPut | SPONSORED ADR | 82481R106 | $241 | 1,000 | 0.0% |
| Endo Intl PLCPut | SHS | G30401106 | $279 | 3,500 | 0.0% |
| WL Ross Hldg Corp | *W EXP 06/11/201 | 92939D112 | $295 | 295,365 | 0.0% |
| Sunedison IncPut | COM | 86732Y109 | $299 | 10,000 | 0.0% |
| Sunedison Inc | COM | 86732Y109 | $299 | 10,000 | 0.0% |
| ON Semiconductor Corp(ON) | COM | 682189105 | $303 | 25,900 | 0.0% |
| Terrapin 3 Acquisition Corp | UNIT 06/27/2019 | 88104P203 | $324 | 31,278 | 0.0% |
| Pfizer Inc(PFE)Put | COM | 717081103 | $335 | 10,000 | 0.0% |
| Capitol Acquisition Corp II | *W EXP 05/15/201 | 14056V113 | $392 | 166,620 | 0.0% |
| Boulevard Acquisition Corp | *W EXP 02/19/201 | 10157P112 | $404 | 110,685 | 0.0% |
| Niska Gas Storage Partners L | UNIT LTD LIABI | 654678101 | $423 | 115,000 | 0.0% |
| Capitol Acquisition Corp II | COM | 14056V105 | $475 | 45,047 | 0.0% |
| Harmony Merger Corp | *W EXP 01/01/202 | 413247123 | $518 | 1,295,400 | 0.0% |
| Cleco Corp New | COM | 12561W105 | $539 | 10,000 | 0.0% |
| Kythera Biopharmaceuticals I | COM | 501570105 | $565 | 7,500 | 0.0% |
| Fitbit Inc(FITEUR)Call | CL A | 33812L102 | $573 | 15,000 | 0.0% |
| Twenty First Centy FOX Inc | CL A | 90130A101 | $651 | 20,000 | 0.0% |
| Enbridge Inc(ENB) | COM | 29250N105 | $702 | 15,000 | 0.0% |
| Enbridge Inc(ENB)Put | COM | 29250N105 | $702 | 15,000 | 0.0% |
| Applied Matls Inc(AMAT)Call | COM | 038222105 | $757 | 39,400 | 0.0% |
| Rubicon Minerals Corp | COM | 780911103 | $788 | 750,000 | 0.0% |
| Transcanada CorpCall | COM | 89353D107 | $812 | 20,000 | 0.0% |
| Pilgrims Pride Corp New(PPC)Put | COM | 72147K108 | $866 | 37,700 | 0.0% |