Q4 2015 Holdings
Filed 2016-02-10 | 221 holdings | $14.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| RCS Cap Corp | COM CL A | 74937W102 | $3 | 11,450 | 0.0% |
| Helix Energy Solutions GRP I | NOTE 3.250% 3/1 | 42330PAG2 | $9 | 11,000 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $9 | 11,000 | 0.0% |
| Ares Cap Corp | NOTE 5.125% 6/0 | 04010LAD5 | $10 | 10,000 | 0.0% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $10 | 11,000 | 0.0% |
| Colony Cap Inc | NOTE 3.875% 1/1 | 19624RAB2 | $10 | 11,000 | 0.0% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $10 | 10,000 | 0.0% |
| Ryland Group Inc | NOTE 0.250% 6/0 | 783764AS2 | $10 | 11,000 | 0.0% |
| Prospect Capital Corporation | NOTE 5.875% 1/1 | 74348TAM4 | $10 | 10,000 | 0.0% |
| Pennymac Corp | NOTE 5.375% 5/0 | 70932AAB9 | $11 | 12,000 | 0.0% |
| Redwood TR Inc | NOTE 4.625% 4/1 | 758075AB1 | $11 | 12,000 | 0.0% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $11 | 11,000 | 0.0% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $11 | 12,000 | 0.0% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAM3 | $11 | 12,000 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $12 | 12,000 | 0.0% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $13 | 10,000 | 0.0% |
| Zynga Inc(ZNGAEUR) | CL A | 98986T108 | $28 | 10,400 | 0.0% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $73 | 11,741 | 0.0% |
| Rait Financial Trust | COM NEW | 749227609 | $107 | 39,648 | 0.0% |
| New MTN FIN Corp(NMFC) | COM | 647551100 | $140 | 10,785 | 0.0% |
| Keycorp New(KEY) | COM | 493267108 | $158 | 12,000 | 0.0% |
| Gladstone Capital Corp | COM | 376535100 | $165 | 22,526 | 0.0% |
| Catchmark Timber TR Inc(CTT1USD) | CL A | 14912Y202 | $178 | 15,703 | 0.0% |
| Select Sector Spdr TR(XLU) | SBI INT-UTILS | 81369Y886 | $208 | 4,807 | 0.0% |
| Ishares TR(IVW) | S&P 500 GRWT ETF | 464287309 | $209 | 1,804 | 0.0% |
| Philip Morris Intl Inc(PM) | COM | 718172109 | $212 | 2,411 | 0.0% |
| Ishares TR(AGG) | CORE US AGGBD ET | 464287226 | $216 | 2,000 | 0.0% |
| Enterprise Prods Partners L(EPD) | COM | 293792107 | $216 | 8,437 | 0.0% |
| United Technologies Corp(UTXZ) | COM | 913017109 | $224 | 2,329 | 0.0% |
| FS Invt Corp(FSICUSD) | COM | 302635107 | $227 | 25,237 | 0.0% |
| Fidelity(FENY) | MSCI ENERGY IDX | 316092402 | $228 | 13,326 | 0.0% |
| Vanguard Intl Equity Index F(VWO) | FTSE EMR MKT ETF | 922042858 | $233 | 7,136 | 0.0% |
| Phillips 66(PSX) | COM | 718546104 | $234 | 2,867 | 0.0% |
| Spdr Gold Trust(GLD) | GOLD SHS | 78463V107 | $241 | 2,374 | 0.0% |
| Xcel Energy Inc(XEL) | COM | 98389B100 | $249 | 6,940 | 0.0% |
| Medtronic PLC(MDT) | SHS | G5960L103 | $249 | 3,239 | 0.0% |
| Ishares TR(IYK) | U.S. CNSM GD ETF | 464287812 | $249 | 2,299 | 0.0% |
| Ishares TR(IJH) | CORE S&P MCP ETF | 464287507 | $253 | 1,813 | 0.0% |
| Royal Dutch Shell PLC(RDS/A) | SPONS ADR A | 780259206 | $253 | 5,530 | 0.0% |
| Goldman Sachs Group Inc(GS) | COM | 38141G104 | $255 | 1,414 | 0.0% |
| Ishares TR(IWO) | RUS 2000 GRW ETF | 464287648 | $258 | 1,854 | 0.0% |
| Goldman Sachs MLP Energy REN | COM | 38148G107 | $259 | 47,200 | 0.0% |
| Nuveen NY AMT Free MUN Incom(NRK) | COM | 670656107 | $263 | 20,000 | 0.0% |
| Waste Mgmt Inc del(WM) | COM | 94106L109 | $265 | 4,960 | 0.0% |
| Colgate Palmolive Co(CL) | COM | 194162103 | $268 | 4,022 | 0.0% |
| Unitedhealth Group Inc(UNH) | COM | 91324P102 | $274 | 2,329 | 0.0% |
| Zillow Group Inc(ZG) | CL A | 98954M101 | $275 | 10,549 | 0.0% |
| Fedex Corp(FDX) | COM | 31428X106 | $276 | 1,851 | 0.0% |
| Blackstone Group L P(BXUSD) | COM UNIT LTD | 09253U108 | $284 | 9,699 | 0.0% |
| Norfolk Southern Corp(NSC) | COM | 655844108 | $286 | 3,379 | 0.0% |