Q4 2015 Holdings
Filed 2016-02-16 | 248 holdings | $28.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Electrum SPL Acquisition COR | *W EXP 99/99/999 | G3105C112 | $5 | 25,212 | 0.0% |
| JM Global Hldg Co | *W EXP 07/29/201 | 46590H119 | $11 | 65,000 | 0.0% |
| Pace Hldgs Corp | *W EXP 99/99/999 | G6865N111 | $15 | 50,000 | 0.0% |
| AR Cap Acquisition Corp | *W EXP 10/06/201 | 00191R117 | $23 | 150,000 | 0.0% |
| Boulevard Acquisition | *W EXP 09/25/202 | 10157Q110 | $25 | 50,000 | 0.0% |
| 1347 Cap Corp | *W EXP 07/15/202 | 68245V129 | $33 | 187,554 | 0.0% |
| DT Asia Invts LTD | *W EXP 03/29/202 | G2615J138 | $42 | 500,000 | 0.0% |
| C B Pharma Acquisition Corp | *W EXP 12/17/202 | G2029P118 | $43 | 239,775 | 0.0% |
| Pacific SPL Acquisition Corp | *W EXP 10/20/202 | G68588121 | $43 | 450,300 | 0.0% |
| DT Asia Invts LTD | RIGHT 03/30/2016 | G2615J112 | $62 | 495,000 | 0.0% |
| Andina Acquisition Corp II | *W EXP 11/23/202 | G0441P138 | $66 | 563,800 | 0.0% |
| C B Pharma Acquisition Corp | RIGHT 06/17/2016 | G2029P134 | $68 | 350,000 | 0.0% |
| Barington Hilco Acquisition | *W EXP 02/11/201 | 06759V127 | $69 | 489,000 | 0.0% |
| Barington Hilco Acquisition | RIGHT 02/13/2017 | 06759V119 | $85 | 510,900 | 0.0% |
| 1347 Cap Corp | RIGHT 07/21/2016 | 68245V111 | $87 | 540,470 | 0.0% |
| WL Ross Hldg Corp | *W EXP 06/11/201 | 92939D112 | $88 | 266,665 | 0.0% |
| Fintech Acquisition Corp | *W EXP 02/19/202 | 31809H118 | $88 | 277,881 | 0.0% |
| Pacific SPL Acquisition Corp | RIGHT 03/15/2017 | G68588113 | $91 | 500,000 | 0.0% |
| Hennessy Cap Acquisition COR | *W EXP 07/28/202 | 42588J118 | $91 | 465,000 | 0.0% |
| Arowana Inc | *W EXP 04/29/202 | G05011112 | $92 | 875,000 | 0.0% |
| Hydra Inds Acquisition Corp | *W EXP 10/20/202 | 448740118 | $95 | 405,301 | 0.0% |
| E Compass Acquisition Corp | RIGHT 02/18/2017 | G2920Y119 | $97 | 500,000 | 0.0% |
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $98 | 1,500,000 | 0.0% |
| Easterly Acquisition Corp | *W EXP 07/29/202 | 27616L110 | $110 | 300,000 | 0.0% |
| Terrapin 3 Acquisition Corp | *W EXP 06/27/201 | 88104P112 | $113 | 380,600 | 0.0% |
| Quinpario Acquisition Corp 2 | *W EXP 01/01/202 | 74874U119 | $117 | 593,800 | 0.0% |
| Hydra Inds Acquisition Corp | RIGHT 99/99/9999 | 448740126 | $129 | 486,795 | 0.0% |
| Angies List Inc | COM | 034754101 | $140 | 15,000 | 0.0% |
| Global Partner Acquisition C | *W EXP 07/01/202 | 37954X113 | $141 | 449,800 | 0.0% |
| Andina Acquisition Corp II | RIGHT 09/01/2017 | G0441P120 | $162 | 600,000 | 0.0% |
| GP Invts Acquisition COR | *W EXP 05/19/202 | G40357108 | $166 | 346,205 | 0.0% |
| Double Eagle Acquisition COR | *W EXP 09/16/202 | G28195116 | $172 | 340,200 | 0.0% |
| Garnero Group Acquisition Co | *W EXP 06/24/201 | G5866L116 | $175 | 1,427,906 | 0.0% |
| Gores Hldgs Inc | *W EXP 08/13/202 | 382866119 | $184 | 550,100 | 0.0% |
| Capitol Acquisition Corp III | *W EXP 10/13/202 | 14055M114 | $184 | 400,000 | 0.0% |
| Arowana Inc | RIGHT 01/01/2017 | G05011120 | $192 | 800,000 | 0.0% |
| Anadarko Pete Corp(APC3EUR)Call | COM | 032511107 | $243 | 5,000 | 0.0% |
| Transalta Corp(TAC)Call | COM | 89346D107 | $248 | 70,000 | 0.0% |
| Rentech Nitrogen Partners L | COM UNIT | 760113100 | $252 | 23,785 | 0.0% |
| Norfolk Southern Corp(NSC) | COM | 655844108 | $254 | 3,000 | 0.0% |
| Northern Tier Energy LP | COM UN REPR PART | 665826103 | $259 | 10,000 | 0.0% |
| Angies List IncPut | COM | 034754101 | $280 | 30,000 | 0.0% |
| Garnero Group Acquisition Co | RIGHT 06/25/2016 | G5866L132 | $319 | 1,357,400 | 0.0% |
| Enbridge Inc(ENB)Put | COM | 29250N105 | $332 | 10,000 | 0.0% |
| BCE Inc(BCE)Put | COM NEW | 05534B760 | $386 | 10,000 | 0.0% |
| BCE Inc(BCE) | COM NEW | 05534B760 | $386 | 10,000 | 0.0% |
| Harmony Merger Corp | *W EXP 01/01/202 | 413247123 | $389 | 1,295,300 | 0.0% |
| Norfolk Southern Corp(NSC)Put | COM | 655844108 | $423 | 5,000 | 0.0% |
| PEP Boys Manny MOE & Jack | COM | 713278109 | $460 | 25,000 | 0.0% |
| Pace Hldgs Corp | CL A | G6865N103 | $494 | 49,900 | 0.0% |