Q4 2015 Holdings
Filed 2016-02-16 | 248 holdings | $28.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Pacific SPL Acquisition Corp | UNIT 99/99/9999 | G68588139 | $5.5K | 550,000 | 0.0% |
| Arowana Inc | UNIT 99/99/9999 | G05011138 | $5.5K | 551,492 | 0.0% |
| Andina Acquisition Corp II | SHS | G0441P104 | $5.7K | 600,000 | 0.0% |
| Expedia Inc del(EXPE) | COM NEW | 30212P303 | $5.7K | 46,007 | 0.0% |
| Double Eagle Acquisition COR | COM | G28195124 | $5.7K | 598,800 | 0.0% |
| Easterly Acquisition Corp | COM | 27616L102 | $5.7K | 579,199 | 0.0% |
| North Amern Energy Partners | COM | 656844107 | $5.8K | 3,337,166 | 0.0% |
| Gores Hldgs Inc | CL A | 382866101 | $5.8K | 599,900 | 0.0% |
| Harvard Bioscience Inc(HBIO) | COM | 416906105 | $6.0K | 1,716,993 | 0.0% |
| Oclaro Inc | COM NEW | 67555N206 | $6.1K | 1,747,531 | 0.0% |
| Fiesta Restaurant Group Inc | COM | 31660B101 | $6.1K | 181,600 | 0.0% |
| Dyax Corp | COM | 26746E103 | $6.4K | 170,000 | 0.0% |
| DT Asia Invts LTD | UNIT 03/29/2021T | G2615J120 | $6.5K | 642,581 | 0.0% |
| United Rentals Inc(URI) | COM | 911363109 | $6.5K | 90,100 | 0.0% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $6.6K | $7,500,000 | 0.0% |
| Electrum SPL Acquisition COR | SHS | G3105C104 | $6.6K | 686,212 | 0.0% |
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $7.1K | $8,000,000 | 0.0% |
| Easterly Acquisition Corp | UNIT 99/99/9999 | 27616L201 | $7.1K | 697,186 | 0.0% |
| UTI Worldwide Inc | NOTE 4.500% 3/0 | 90349LAB0 | $7.4K | $7,500,000 | 0.0% |
| RED Robin Gourmet Burgers in(RRGB) | COM | 75689M101 | $7.5K | 121,767 | 0.0% |
| M/I Homes Inc | NOTE 3.250% 9/1 | 55292PAA3 | $7.6K | $7,000,000 | 0.0% |
| Terrapin 3 Acquisition Corp | COM CL A | 88104P104 | $7.7K | 780,683 | 0.0% |
| Integrated Device Technology | NOTE 0.875%11/1 | 458118AB2 | $7.7K | $7,500,000 | 0.0% |
| Krispy Kreme Doughnuts Inc | COM | 501014104 | $8.5K | 563,246 | 0.0% |
| Precision Castparts Corp | COM | 740189105 | $8.7K | 37,500 | 0.0% |
| LAS Vegas Sands Corp(LVS)Call | COM | 517834107 | $8.8K | 200,000 | 0.0% |
| Arowana Inc | SHS | G05011104 | $9.0K | 916,220 | 0.0% |
| GP Invts Acquisition COR | SHS | G40357124 | $9.1K | 944,300 | 0.0% |
| Tiptree Finl Inc(TIPT) | CL A | 88822Q103 | $9.5K | 1,553,351 | 0.0% |
| Cooper COS Inc | COM NEW | 216648402 | $9.6K | 71,200 | 0.0% |
| Atlantic Alliance Partner Co | SHS | G04897107 | $9.8K | 967,050 | 0.0% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $9.9K | $7,500,000 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 1.500%10/1 | 09061GAF8 | $10.0K | $7,500,000 | 0.0% |
| Eaton Corp PLC(ETN) | SHS | G29183103 | $10.1K | 194,500 | 0.0% |
| Priceline GRP Inc | COM NEW | 741503403 | $10.2K | 8,000 | 0.0% |
| Capitol Acquisition Corp III | COM | 14055M106 | $10.6K | 1,100,000 | 0.0% |
| Fintech Acquisition Corp | UNIT 99/99/9999 | 31809H209 | $10.6K | 1,038,583 | 0.0% |
| Incontact Inc | COM | 45336E109 | $10.7K | 1,126,718 | 0.0% |
| Infinera Corporation(INFNEUR) | COM | 45667G103 | $10.8K | 594,035 | 0.0% |
| Allscripts Healthcare Solutn | NOTE 1.250% 7/0 | 01988PAD0 | $10.8K | $10,000,000 | 0.0% |
| Faro Technologies Inc(FARO) | COM | 311642102 | $10.9K | 370,412 | 0.0% |
| United States Oil Fund LPCall | UNITS | 91232N108 | $11.0K | 1,000,000 | 0.0% |
| Mercadolibre Inc | NOTE 2.250% 7/0 | 58733RAB8 | $11.2K | $10,000,000 | 0.0% |
| Transunion(TRU) | COM | 89400J107 | $11.3K | 408,509 | 0.0% |
| Halliburton Co(HAL)Put | COM | 406216101 | $11.4K | 335,000 | 0.0% |
| Halliburton Co(HAL) | COM | 406216101 | $11.4K | 335,000 | 0.0% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $11.5K | $10,000,000 | 0.0% |
| Sandisk Corp | NOTE 1.500% 8/1 | 80004CAD3 | $11.8K | $7,500,000 | 0.0% |
| Deckers Outdoor Corp(DECK)Call | COM | 243537107 | $11.8K | 250,000 | 0.0% |
| Actua Corp | COM | 005094107 | $11.8K | 1,031,096 | 0.0% |