Q1 2016 Holdings
Filed 2016-05-16 | 228 holdings | $15.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| RCS Cap Corp | COM CL A | 74937W102 | $0 | 11,450 | 0.0% |
| Prospect Capital Corporation | NOTE 5.875% 1/1 | 74348TAM4 | $9 | 10,000 | 0.0% |
| Portfolio Recovery Assocs in | NOTE 3.000% 8/0 | 73640QAB1 | $9 | 11,000 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $9 | 11,000 | 0.0% |
| Helix Energy Solutions GRP I | NOTE 3.250% 3/1 | 42330PAG2 | $9 | 11,000 | 0.0% |
| Ares Cap Corp | NOTE 5.125% 6/0 | 04010LAD5 | $10 | 10,000 | 0.0% |
| Ryland Group Inc | NOTE 0.250% 6/0 | 783764AS2 | $10 | 11,000 | 0.0% |
| Colony Cap Inc | NOTE 3.875% 1/1 | 19624RAB2 | $10 | 11,000 | 0.0% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $10 | 10,000 | 0.0% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $11 | 11,000 | 0.0% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $11 | 11,000 | 0.0% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $11 | 10,000 | 0.0% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $11 | 12,000 | 0.0% |
| Redwood TR Inc | NOTE 4.625% 4/1 | 758075AB1 | $11 | 12,000 | 0.0% |
| Pennymac Corp | NOTE 5.375% 5/0 | 70932AAB9 | $11 | 12,000 | 0.0% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAM3 | $12 | 12,000 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $12 | 12,000 | 0.0% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $14 | 11,000 | 0.0% |
| Zynga Inc(ZNGAEUR) | CL A | 98986T108 | $24 | 10,400 | 0.0% |
| Rait Financial Trust | COM NEW | 749227609 | $54 | 17,064 | 0.0% |
| NQ Mobile Inc | ADR REPSTG CL A | 64118U108 | $69 | 15,000 | 0.0% |
| Gladstone Capital Corp | COM | 376535100 | $97 | 13,081 | 0.0% |
| Keycorp New(KEY) | COM | 493267108 | $132 | 12,000 | 0.0% |
| Catchmark Timber TR Inc(CTT1USD) | CL A | 14912Y202 | $171 | 15,827 | 0.0% |
| Time Warner Cable Inc | COM | 88732J207 | $205 | 1,000 | 0.0% |
| Comcast Corp New(CMCSA) | CL A | 20030N101 | $207 | 3,393 | 0.0% |
| General MLS Inc(GIS) | COM | 370334104 | $215 | 3,401 | 0.0% |
| Citigroup Inc(C) | COM NEW | 172967424 | $215 | 5,141 | 0.0% |
| Rivernorth Opprtunities FD I(RIV) | COM | 76881Y109 | $216 | 11,886 | 0.0% |
| BB&T Corp(BBTUSD) | COM | 054937107 | $223 | 6,716 | 0.0% |
| Goldman Sachs Group Inc(GS) | COM | 38141G104 | $230 | 1,467 | 0.0% |
| Ishares TR(IYK) | U.S. CNSM GD ETF | 464287812 | $233 | 2,074 | 0.0% |
| Ishares TR(AGG) | CORE US AGGBD ET | 464287226 | $238 | 2,147 | 0.0% |
| Ishares Silver Trust(SLV) | ISHARES | 46428Q109 | $238 | 16,185 | 0.0% |
| Novartis A G(NVSN) | SPONSORED ADR | 66987V109 | $243 | 3,357 | 0.0% |
| Chipotle Mexican Grill Inc(CMG) | COM | 169656105 | $245 | 521 | 0.0% |
| Salesforce COM Inc(CRM) | COM | 79466L302 | $246 | 3,329 | 0.0% |
| Royal Dutch Shell PLC(RDS/A) | SPONS ADR A | 780259206 | $247 | 5,103 | 0.0% |
| FS Invt Corp(FSICUSD) | COM | 302635107 | $247 | 26,977 | 0.0% |
| Fedex Corp(FDX) | COM | 31428X106 | $259 | 1,590 | 0.0% |
| Tesla Mtrs Inc(TSLA) | COM | 88160R101 | $261 | 1,134 | 0.0% |
| Qualcomm Inc(QCOM) | COM | 747525103 | $263 | 5,152 | 0.0% |
| Goldman Sachs MLP Energy REN | COM | 38148G107 | $265 | 48,049 | 0.0% |
| Nuveen NY AMT Free MUN Incom(NRK) | COM | 670656107 | $269 | 20,000 | 0.0% |
| American Elec PWR Inc(AEP) | COM | 025537101 | $273 | 4,109 | 0.0% |
| Norfolk Southern Corp(NSC) | COM | 655844108 | $275 | 3,308 | 0.0% |
| Zillow Group Inc(ZG) | CL A | 98954M101 | $282 | 11,026 | 0.0% |
| Ishares TR(IWO) | RUS 2000 GRW ETF | 464287648 | $284 | 2,140 | 0.0% |
| Ishares TR(IWP) | RUS MD CP GR ETF | 464287481 | $286 | 3,102 | 0.0% |
| Fidelity(FENY) | MSCI ENERGY IDX | 316092402 | $286 | 16,263 | 0.0% |