Q3 2016 Holdings
Filed 2016-11-14 | 368 holdings | $261.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Community Health SYS Inc New | RIGHT 99/99/9999 | 203668116 | $0 | 25,057 | 0.0% |
| Horsehead Hldg Corp | COM | 440694305 | $3 | 136,071 | 0.0% |
| Double Eagle Acquisition COR | *W EXP 09/16/202 | G28195116 | $13 | 32,057 | 0.0% |
| Easterly Acquisition Corp | *W EXP 07/29/202 | 27616L110 | $16 | 26,476 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $18 | 15,000 | 0.0% |
| GP Invts Acquisition COR | *W EXP 05/19/202 | G40357108 | $28 | 41,498 | 0.0% |
| Electrum SPL Acquisition COR | *W EXP 99/99/999 | G3105C112 | $35 | 141,046 | 0.0% |
| Crystal Rock Hldgs Inc | COM | 22940F103 | $56 | 62,678 | 0.0% |
| Medallion Finl Corp(MFIN) | COM | 583928106 | $63 | 14,905 | 0.0% |
| Travelcenters Amer LLC | COM | 894174101 | $72 | 10,000 | 0.0% |
| Navigator Holdings LTD(NVGS) | SHS | Y62132108 | $79 | 11,000 | 0.0% |
| Great Lakes Dredge & Dock Co(GLDD) | COM | 390607109 | $87 | 25,000 | 0.0% |
| Amber RD Inc(AMBRUSD) | COM | 02318Y108 | $96 | 10,000 | 0.0% |
| Dreyfus High Yield Strategie | SH BEN INT | 26200S101 | $103 | 30,000 | 0.0% |
| Connecture Inc | COM | 20786J106 | $104 | 55,570 | 0.0% |
| Silver RUN Acquisition Corp | *W EXP 02/23/202 | 82811P119 | $104 | 18,774 | 0.0% |
| Silicon Graphics Intl Corp | COM | 82706L108 | $115 | 15,000 | 0.0% |
| AK STL Corp | NOTE 5.000%11/1 | 001546AP5 | $119 | $100,000 | 0.0% |
| Pace Hldgs Corp | *W EXP 99/99/999 | G6865N111 | $122 | 290,422 | 0.0% |
| Western Asset Clym Infl OPP(WIW) | COM | 95766R104 | $124 | 11,070 | 0.0% |
| Pavmed Inc | *W EXP 01/29/202 | 70387R114 | $126 | 19,414 | 0.0% |
| Plains GP Hldgs L P | SHS A REP LTPN | 72651A108 | $129 | 10,000 | 0.0% |
| Bioamber Inc | *W EXP 05/09/201 | 09072Q114 | $137 | 290,222 | 0.0% |
| Northstar Realty Europe Corp(NRE) | COM | 66706L101 | $141 | 12,909 | 0.0% |
| Wendys Co(WEN) | COM | 95058W100 | $153 | 14,141 | 0.0% |
| Gores Hldgs Inc | *W EXP 08/13/202 | 382866119 | $161 | 134,420 | 0.0% |
| Western Asset Clym Infl SEC(XWIAX) | COM SH BEN INT | 95766Q106 | $166 | 14,522 | 0.0% |
| Commercehub Inc | COM SER A | 20084V108 | $178 | 11,268 | 0.0% |
| Western Asset GLB Ptnrs Inco(EHI) | COM | 95766B109 | $186 | 18,206 | 0.0% |
| Dish Network Corp(DISH) | COM | 25470M109 | $201 | 3,664 | 0.0% |
| Baker Hughes Inc | COM | 057224107 | $202 | 4,000 | 0.0% |
| Pzena Investment Mgmt Inc | CL A | 74731Q103 | $205 | 26,713 | 0.0% |
| Verifone SYS Inc | COM | 92342Y109 | $207 | 13,135 | 0.0% |
| Gatx Corp(GATX) | COM | 361448103 | $208 | 4,662 | 0.0% |
| Madison Square Garden Co New(MSGS) | CL A | 55825T103 | $209 | 1,234 | 0.0% |
| National Fuel Gas Co N J(NFG) | COM | 636180101 | $210 | 3,876 | 0.0% |
| Praxair Inc | COM | 74005P104 | $213 | 1,766 | 0.0% |
| Affiliated Managers Group(AMG) | COM | 008252108 | $215 | 1,484 | 0.0% |
| Spdr Series Trust(KBE) | S&P BK ETF | 78464A797 | $220 | 6,600 | 0.0% |
| Alps ETF TR(AMLPUSD) | ALERIAN MLP | 00162Q866 | $222 | 17,480 | 0.0% |
| Zayo Group Hldgs Inc | COM | 98919V105 | $223 | 7,500 | 0.0% |
| Halliburton Co(HAL) | COM | 406216101 | $224 | 5,000 | 0.0% |
| Kraft Heinz Co(KHC) | COM | 500754106 | $224 | 2,500 | 0.0% |
| Nabors Industries LTD(NBR) | SHS | G6359F103 | $233 | 19,184 | 0.0% |
| Allete Inc(AEBA) | COM NEW | 018522300 | $235 | 3,939 | 0.0% |
| Irsa Inversiones Y REP S A(IRSUSD) | GLOBL DEP RCPT | 450047204 | $235 | 12,383 | 0.0% |
| Lowes COS Inc(LOW) | COM | 548661107 | $236 | 3,265 | 0.0% |
| Templeton Dragon FD Inc(TDF) | COM | 88018T101 | $238 | 13,500 | 0.0% |
| Intl Paper Co(IP) | COM | 460146103 | $240 | 5,000 | 0.0% |
| Lyondellbasell Industries N(LYB) | SHS - A - | N53745100 | $242 | 3,000 | 0.0% |