Q3 2016 Holdings
Filed 2016-11-14 | 95 holdings | $35.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Community Health SYS Inc New | RIGHT 99/99/9999 | 203668116 | $7 | 795,108 | 0.0% |
| Nuveen Multi MKT Income FD | COM | 67075J107 | $130 | 17,285 | 0.0% |
| Radian Group Inc(RDN) | COM | 750236101 | $136 | 10,000 | 0.0% |
| MVC Capital Inc(MVC) | COM | 553829102 | $149 | 18,000 | 0.0% |
| Delaware Enhanced GBL DIV & | COM | 246060107 | $157 | 15,555 | 0.0% |
| LMP Cap & Income FD Inc(XSCDX) | COM | 50208A102 | $158 | 11,589 | 0.0% |
| Wells Fargo Income Opportuni(XEADX) | WF INC OPPTY FD | 94987B105 | $163 | 19,455 | 0.0% |
| Noble Corp PLC | SHS USD | G65431101 | $204 | 32,253 | 0.0% |
| Nuveen Global Equity Income | COM | 6706EH103 | $211 | 17,700 | 0.0% |
| Madison Strtg Sector Prem FD | COM | 558268108 | $222 | 18,887 | 0.0% |
| Dynegy Inc New del | *W EXP 10/02/201 | 26817R116 | $223 | 1,394,423 | 0.0% |
| Clough Global Opportunities(GLO) | SH BEN INT | 18914E106 | $235 | 24,268 | 0.0% |
| IVY High Inc Opportunities F | COM | 465893105 | $318 | 22,142 | 0.0% |
| First TR Aberdeen Glbl OPP F | COM SHS | 337319107 | $377 | 32,005 | 0.0% |
| Seadrill Limited | SHS | G7945E105 | $462 | 195,000 | 0.0% |
| Neuberger Berman RE ES SEC F(XNROX) | COM | 64190A103 | $486 | 85,333 | 0.0% |
| QEP RES Inc(QEP) | COM | 74733V100 | $488 | 25,000 | 0.0% |
| First Trust Mortgage Incm FD(FMY) | COM SHS | 33734E103 | $489 | 33,890 | 0.0% |
| Virtus Global Multi-Sec Inc(VGI) | COM | 92829B101 | $528 | 33,247 | 0.0% |
| Hess Corp(HES) | COM | 42809H107 | $536 | 10,000 | 0.0% |
| Lazard World Divid & Income | COM | 521076109 | $592 | 58,623 | 0.0% |
| New Amer High Income FD Inc(XXHYBXX) | COM NEW | 641876800 | $601 | 65,227 | 0.0% |
| Bancroft Fund LTD(BCV) | COM | 059695106 | $631 | 30,055 | 0.0% |
| Ellsworth Growth & Income FD(ECF) | COM | 289074106 | $670 | 81,843 | 0.0% |
| Lazard GLB TTL Ret&incm FD I(XLGIX) | COM | 52106W103 | $690 | 49,360 | 0.0% |
| Virtus Total Return FD | COM | 92829A103 | $701 | 147,879 | 0.0% |
| Brookfield MTG OPP Inc FD in | COM | 112792106 | $784 | 52,239 | 0.0% |
| Alpine Total Dynamic Divid F | COM SH BEN INT N | 021060207 | $807 | 105,739 | 0.0% |
| Nuveen CR Strategies Incm FD(XJQCX) | COM SHS | 67073D102 | $822 | 96,899 | 0.0% |
| Morgan Stanley Emer Mkts DEB(MSD) | COM | 61744H105 | $860 | 89,090 | 0.0% |
| Genworth Finl Inc(GNW) | COM CL A | 37247D106 | $942 | 189,972 | 0.0% |
| Royce Value TR Inc(RVT) | COM | 780910105 | $1.0K | 80,095 | 0.0% |
| Anadarko Pete Corp(APC3EUR) | COM | 032511107 | $1.1K | 16,847 | 0.0% |
| Interval Leisure Group Inc | COM | 46113M108 | $1.1K | 62,583 | 0.0% |
| Tenet Healthcare Corp(THC) | COM NEW | 88033G407 | $1.2K | 53,490 | 0.0% |
| Pacholder High Yield FD Inc | COM | 693742108 | $1.2K | 172,057 | 0.0% |
| Unisys Corp(UIS) | COM NEW | 909214306 | $1.3K | 132,781 | 0.0% |
| Office Depot Inc | COM | 676220106 | $1.5K | 419,220 | 0.0% |
| Radian Group Inc(RDN)Put | COM | 750236101 | $1.6K | 115,500 | 0.0% |
| Dividend & Income Fund | COM NEW | 25538A204 | $1.7K | 150,333 | 0.0% |
| First TR Strategic High Inc | COM SHS NEW | 337353304 | $1.9K | 156,638 | 0.0% |
| Western Digital Corp(WDC) | COM | 958102105 | $2.2K | 37,700 | 0.0% |
| Apollo Tactical Income FD in | COM | 037638103 | $2.4K | 153,767 | 0.0% |
| Mbia Inc(MBI) | COM | 55262C100 | $2.8K | 360,399 | 0.0% |
| Putman High Income SEC Fund | SHS BEN INT | 746779107 | $2.8K | 352,793 | 0.0% |
| Delaware Invts DIV & Income | COM | 245915103 | $2.9K | 296,509 | 0.0% |
| Western Asset Worldwide Inco | COM | 957668106 | $3.0K | 256,714 | 0.0% |
| Deutsche Global High Income | COM | 25158V108 | $3.2K | 377,997 | 0.0% |
| Western Asset High Incm OPP(HIO) | COM | 95766K109 | $4.0K | 797,572 | 0.0% |
| Western Asset GLB HI Income(EHI) | COM | 95766B109 | $4.1K | 402,926 | 0.0% |