Q4 2016 Holdings
Filed 2017-01-10 | 32 holdings | $80.2K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Carriage Svcs Inc | NOTE 2.750% 3/1 | 143905AM9 | $4.7K | 3,500,000 | 5.9% |
| Albany Molecular Resh Inc | NOTE 2.250%11/1 | 012423AB5 | $4.5K | 3,500,000 | 5.7% |
| Enernoc Inc | DBCV 2.250% 8/1 | 292764AB3 | $4.3K | 5,500,000 | 5.4% |
| Healthways Inc | NOTE 1.500% 7/0 | 422245AB6 | $4.2K | 3,250,000 | 5.2% |
| Pandora Media Inc | NOTE 1.750%12/0 | 698354AB3 | $3.8K | 3,750,000 | 4.8% |
| Repligen Corp | NOTE 2.125% 6/0 | 759916AA7 | $3.6K | 3,055,000 | 4.5% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $3.4K | 3,500,000 | 4.3% |
| Quantum Corp | NOTE 4.500%11/1 | 747906AJ4 | $3.4K | 3,500,000 | 4.2% |
| Silver STD RES Inc | NOTE 2.875% 2/0 | 82823LAC0 | $3.2K | 3,500,000 | 4.0% |
| Global Eagle Entmt Inc | NOTE 2.750% 2/1 | 37951DAB8 | $3.2K | 4,000,000 | 4.0% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $3.2K | 2,000,000 | 3.9% |
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $3.0K | 3,200,000 | 3.8% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $3.0K | 2,000,000 | 3.8% |
| Aceto Corp | NOTE 2.000%11/0 | 004446AD2 | $2.9K | 3,000,000 | 3.6% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $2.8K | 2,500,000 | 3.5% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $2.8K | 3,000,000 | 3.5% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $2.7K | 3,900,000 | 3.4% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $2.5K | 2,500,000 | 3.1% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $2.3K | 2,000,000 | 2.9% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $2.3K | 3,000,000 | 2.8% |
| Depomed Inc | NOTE 2.500% 9/0 | 249908AA2 | $2.3K | 2,000,000 | 2.8% |
| Sucampo Pharmaceuticals Inc | DBCV 3.250%12/1 | 864909AA4 | $2.1K | 2,000,000 | 2.6% |
| Avid Technology Inc | NOTE 2.000% 6/1 | 05367PAB6 | $1.8K | 2,750,000 | 2.3% |
| M/I Homes Inc | NOTE 3.250% 9/1 | 55292PAA3 | $1.1K | 1,000,000 | 1.4% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $1.1K | 1,000,000 | 1.4% |
| Macquarie Infrastructure COR | NOTE 2.000%10/0 | 55608BAB1 | $1.0K | 1,000,000 | 1.3% |
| Blucora Inc | NOTE 4.250% 4/0 | 095229AB6 | $995 | 1,000,000 | 1.2% |
| Alaska Communications SYS GR | NOTE 6.250% 5/0 | 01167PAE1 | $988 | 1,000,000 | 1.2% |
| Renewable Energy Group Inc | MTNF 2.750% 6/1 | 75972AAA1 | $811 | 843,000 | 1.0% |
| Ascent Cap Group Inc | NOTE 4.000% 7/1 | 043632AA6 | $750 | 1,000,000 | 0.9% |
| Protalix Biotherapeutics Inc | NOTE 7.500%11/1 | 74365AAD3 | $683 | 788,000 | 0.9% |
| Fxcm Inc | NOTE 2.250% 6/1 | 302693AB2 | $535 | 1,000,000 | 0.7% |