Q1 2017 Holdings
Filed 2017-04-07 | 29 holdings | $65.6K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Repligen Corp | NOTE 2.125% 6/0 | 759916AA7 | $3.9K | 3,055,000 | 5.9% |
| Carriage Svcs Inc | NOTE 2.750% 3/1 | 143905AM9 | $3.9K | 3,000,000 | 5.9% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $3.7K | 3,000,000 | 5.7% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $3.5K | 2,000,000 | 5.4% |
| Enernoc Inc | DBCV 2.250% 8/1 | 292764AB3 | $3.5K | 4,250,000 | 5.4% |
| Healthways Inc | NOTE 1.500% 7/0 | 422245AB6 | $3.5K | 2,250,000 | 5.3% |
| Silver STD RES Inc | NOTE 2.875% 2/0 | 82823LAC0 | $3.4K | 3,500,000 | 5.2% |
| Albany Molecular Resh Inc | NOTE 2.250%11/1 | 012423AB5 | $3.3K | 3,000,000 | 5.0% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $3.1K | 2,500,000 | 4.7% |
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $3.0K | 3,200,000 | 4.5% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $2.9K | 2,800,000 | 4.4% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $2.8K | 3,000,000 | 4.3% |
| Pandora Media Inc | NOTE 1.750%12/0 | 698354AB3 | $2.8K | 2,750,000 | 4.2% |
| Quantum Corp | NOTE 4.500%11/1 | 747906AJ4 | $2.5K | 2,500,000 | 3.8% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $2.0K | 3,000,000 | 3.1% |
| Sucampo Pharmaceuticals Inc | DBCV 3.250%12/1 | 864909AA4 | $2.0K | 2,000,000 | 3.0% |
| Avid Technology Inc | NOTE 2.000% 6/1 | 05367PAB6 | $1.9K | 2,750,000 | 2.9% |
| Depomed Inc | NOTE 2.500% 9/0 | 249908AA2 | $1.9K | 2,000,000 | 2.8% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $1.8K | 1,884,000 | 2.7% |
| Global Eagle Entmt Inc | NOTE 2.750% 2/1 | 37951DAB8 | $1.5K | 3,000,000 | 2.3% |
| Horizon Global Corp | NOTE 2.750% 7/0 | 44052WAA2 | $1.4K | 1,500,000 | 2.1% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $1.3K | 1,000,000 | 1.9% |
| Spectranetics Corp | MTNF 2.625% 6/0 | 84760CAA5 | $1.1K | 1,000,000 | 1.7% |
| M/I Homes Inc | NOTE 3.250% 9/1 | 55292PAA3 | $1.1K | 1,000,000 | 1.7% |
| Macquarie Infrastructure COR | NOTE 2.000%10/0 | 55608BAB1 | $980 | 1,000,000 | 1.5% |
| Veeco Instrs Inc del | NOTE 2.700% 1/1 | 922417AD2 | $835 | 800,000 | 1.3% |
| Renewable Energy Group Inc | MTNF 2.750% 6/1 | 75972AAA1 | $790 | 793,000 | 1.2% |
| Ascent Cap Group Inc | NOTE 4.000% 7/1 | 043632AA6 | $760 | 1,000,000 | 1.2% |
| Two Hbrs Invt Corp | NOTE 6.250% 1/1 | 90187BAA9 | $513 | 500,000 | 0.8% |