Q1 2017 Holdings
Filed 2017-05-15 | 103 holdings | $53.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Community Health SYS Inc New | RIGHT 99/99/9999 | 203668116 | $7 | 795,108 | 0.0% |
| Dynegy Inc New del | *W EXP 10/02/201 | 26817R116 | $55 | 1,394,423 | 0.0% |
| Swiss Helvetia FD Inc(SWZ) | COM | 870875101 | $116 | 10,000 | 0.0% |
| Nuveen Multi MKT Income FD | COM | 67075J107 | $128 | 17,285 | 0.0% |
| New Amer High Income FD Inc(XXHYBXX) | COM NEW | 641876800 | $142 | 15,050 | 0.0% |
| MVC Capital Inc(MVC) | COM | 553829102 | $162 | 18,000 | 0.0% |
| LMP Cap & Income FD Inc(XSCDX) | COM | 50208A102 | $165 | 11,589 | 0.0% |
| Radian Group Inc(RDN) | COM | 750236101 | $180 | 10,000 | 0.0% |
| Zweig FD | COM NEW | 989834205 | $190 | 17,066 | 0.0% |
| Western Asset High Incm OPP(HIO) | COM | 95766K109 | $205 | 40,600 | 0.0% |
| Madison Strtg Sector Prem FD | COM | 558268108 | $230 | 18,887 | 0.0% |
| MFS Intermediate High Inc FD(CIF) | SH BEN INT | 59318T109 | $233 | 88,302 | 0.0% |
| Virtus Total Return FD | COM | 92829A103 | $240 | 54,836 | 0.0% |
| Anadarko Pete Corp(APC3EUR) | COM | 032511107 | $270 | 4,347 | 0.0% |
| Neuberger Berman RE ES SEC F(XNROX) | COM | 64190A103 | $286 | 53,762 | 0.0% |
| Wells Fargo Income Opportuni(XEADX) | WF INC OPPTY FD | 94987B105 | $295 | 35,071 | 0.0% |
| BlackRock Multi-Sector Inc T(BIT) | COM | 09258A107 | $313 | 18,100 | 0.0% |
| Adams Diversified Equity FD(ADX) | COM | 006212104 | $330 | 24,000 | 0.0% |
| Bancroft Fund LTD(BCV) | COM | 059695106 | $336 | 15,970 | 0.0% |
| First TR Aberdeen Glbl OPP F | COM SHS | 337319107 | $372 | 32,005 | 0.0% |
| European Equity Fund(EEA) | COM | 298768102 | $376 | 45,222 | 0.0% |
| Treehouse Foods Inc(THS) | COM | 89469A104 | $383 | 4,529 | 0.0% |
| Aberdeen Asia Pacific Incom | COM | 003009107 | $389 | 77,924 | 0.0% |
| Western Asset HGH YLD Dfndfd(HYI) | COM | 95768B107 | $528 | 34,354 | 0.0% |
| Lazard World Divid & Income | COM | 521076109 | $652 | 61,223 | 0.0% |
| AK STL Hldg Corp(AKS1EUR) | COM | 001547108 | $661 | 92,000 | 0.0% |
| Ellsworth Growth & Income FD(ECF) | COM | 289074106 | $706 | 81,843 | 0.0% |
| Lazard GLB TTL Ret&incm FD I(XLGIX) | COM | 52106W103 | $755 | 50,360 | 0.0% |
| ILG Inc | COM | 44967H101 | $780 | 37,208 | 0.0% |
| Brookfield Real Assets Incom(RA) | SHS BEN INT | 112830104 | $781 | 34,301 | 0.0% |
| Voya Glbl Eqty DIV & Prem OP(XIGDX) | COM | 92912T100 | $881 | 120,000 | 0.0% |
| Morgan Stanley Emer Mkts DEB(MSD) | COM | 61744H105 | $926 | 99,090 | 0.0% |
| Unisys Corp(UIS) | COM NEW | 909214306 | $1.1K | 81,644 | 0.0% |
| BlackRock Global OPP Eqty TR(XBOEX) | COM | 092501105 | $1.2K | 97,307 | 0.0% |
| Office Depot Inc | COM | 676220106 | $1.2K | 261,500 | 0.0% |
| Ishares TR(HYG) | IBOXX HI YD ETF | 464288513 | $1.3K | 14,300 | 0.0% |
| Pacholder High Yield FD Inc | COM | 693742108 | $1.6K | 207,724 | 0.0% |
| BlackRock Corpor HI YLD FD I(HYT) | COM | 09255P107 | $1.8K | 166,826 | 0.0% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $1.9K | 659,572 | 0.0% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $2.0K | $2,000,000 | 0.0% |
| Rite AID Corp | COM | 767754104 | $2.0K | 471,700 | 0.0% |
| Radian Group Inc(RDN)Put | COM | 750236101 | $2.1K | 119,300 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $2.3K | 772,282 | 0.0% |
| Mbia Inc(MBI) | COM | 55262C100 | $2.7K | 317,342 | 0.0% |
| Morgan Stanley EM Mkts DM de(EDD) | COM | 617477104 | $2.8K | 363,485 | 0.0% |
| Putman High Income SEC Fund | SHS BEN INT | 746779107 | $2.8K | 324,901 | 0.0% |
| Mgic Invt Corp WIS(MTG) | COM | 552848103 | $2.8K | 278,587 | 0.0% |
| Avon Prods Inc(AVPUSD) | COM | 054303102 | $3.1K | 694,224 | 0.0% |
| Solarcity Corp | NOTE 1.625%11/0 | 83416TAC4 | $3.1K | $3,475,000 | 0.0% |
| MFS Multimarket Income TR(MMT) | SH BEN INT | 552737108 | $3.2K | 516,508 | 0.0% |