Q2 2017 Holdings
Filed 2017-08-11 | 116 holdings | $8.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Hunter Maritime Acquisition | *W EXP 99/99/999 | Y37828129 | $11 | 35,000 | 0.0% |
| Silver RUN Acquisition | *W EXP 03/28/202 | 82812A111 | $42 | 23,333 | 0.0% |
| Global Partner Acquisition C | *W EXP 07/01/202 | 37954X113 | $50 | 250,000 | 0.0% |
| Golden Star RES LTD CDA | COM | 38119T104 | $65 | 100,000 | 0.0% |
| RMG Networks Hldg Corp | COM | 74966K102 | $106 | 161,108 | 0.0% |
| Electrum SPL Acquisition COR | *W EXP 99/99/999 | G3105C112 | $115 | 320,000 | 0.0% |
| S&W Seed Co | COM | 785135104 | $141 | 34,065 | 0.0% |
| Rite AID Corp | COM | 767754104 | $148 | 50,000 | 0.0% |
| National Energy Services REU | *W EXP 05/05/202 | G6375R115 | $151 | 275,000 | 0.0% |
| Quinpario Acquisition Corp 2 | *W EXP 01/01/202 | 74874U119 | $169 | 444,232 | 0.0% |
| Regions Finl Corp New(RF) | COM | 7591EP100 | $248 | 16,962 | 0.0% |
| Avista Healthcare PUB ACQ Co(AVA) | UNIT 99/99/9999 | G0726L109 | $260 | 25,000 | 0.0% |
| Richmont Mines Inc | COM | 76547T106 | $331 | 42,600 | 0.0% |
| Seacor Holdings Inc | NOTE 3.000%11/1 | 81170YAB5 | $423 | 500,000 | 0.0% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $457 | 500,000 | 0.0% |
| Hornbeck Offshore Svcs Inc N | COM | 440543106 | $496 | 175,200 | 0.0% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $565 | 500,000 | 0.0% |
| Gilead Sciences Inc(GILD) | COM | 375558103 | $566 | 8,000 | 0.0% |
| VCA Inc | COM | 918194101 | $646 | 7,000 | 0.0% |
| Hunter Maritime Acquisition | CL A | Y37828111 | $692 | 70,000 | 0.0% |
| Felcor Lodging TR Inc | COM | 31430F101 | $721 | 100,000 | 0.0% |
| Mattel Inc(MAT) | COM | 577081102 | $786 | 36,500 | 0.0% |
| SUN Life Finl Inc(SLF) | COM | 866796105 | $820 | 22,981 | 0.0% |
| Manulife Finl Corp(MFC) | COM | 56501R106 | $840 | 44,898 | 0.0% |
| Ensco PLC | SHS CLASS A | G3157S106 | $886 | 171,800 | 0.0% |
| Suncoke Energy Partners L P | COMUNIT REP LT | 86722Y101 | $913 | 52,000 | 0.0% |
| Kate Spade & Co | COM | 485865109 | $925 | 50,000 | 0.0% |
| Pretium RES Inc | COM | 74139C102 | $959 | 100,000 | 0.0% |
| Fintech Acquisition Corp II | UNIT 99/99/9999 | 31810G208 | $980 | 95,000 | 0.0% |
| Forum Merger Corp | UNIT 06/01/2024 | 34985B202 | $1.0K | 100,000 | 0.0% |
| Rowan Companies PLC | SHS CL A | G7665A101 | $1.0K | 100,000 | 0.0% |
| Nuance Communications Inc | DEBT 1.500%11/0 | 67020YAG5 | $1.0K | 1,000,000 | 0.0% |
| Banc of California Inc(BANC) | COM | 05990K106 | $1.0K | 48,500 | 0.0% |
| Pattern Energy Group Inc | NOTE 4.000% 7/1 | 70338PAB6 | $1.1K | 1,000,000 | 0.0% |
| Amtrust Finl Svcs Inc | COM | 032359309 | $1.1K | 70,000 | 0.0% |
| Microsoft Corp(MSFT) | COM | 594918104 | $1.1K | 15,500 | 0.0% |
| Banco Santander SA(SAN) | ADR | 05964H105 | $1.1K | 159,764 | 0.0% |
| Fortress Investment Group LL | CL A | 34958B106 | $1.1K | 133,915 | 0.0% |
| Methanex Corp(MEOH) | COM | 59151K108 | $1.1K | 24,500 | 0.0% |
| Synovus Finl Corp(SYU1) | COM NEW | 87161C501 | $1.3K | 29,021 | 0.0% |
| BHP Billiton LTD(BHP) | SPONSORED ADR | 088606108 | $1.4K | 38,000 | 0.0% |
| Westar Energy Inc | COM | 95709T100 | $1.5K | 27,678 | 0.0% |
| Modern Media Acquisition | UNIT 99/99/9999 | 60765P202 | $1.5K | 149,900 | 0.0% |
| Vertex Energy Inc(VTNRUSD) | COM | 92534K107 | $1.7K | 1,558,966 | 0.0% |
| Brocade Communications SYS I | COM NEW | 111621306 | $1.7K | 137,600 | 0.0% |
| Hennessy Cap Acquston Corp I | UNIT 06/15/2024 | 42588L204 | $1.8K | 175,000 | 0.0% |
| Bonanza Creek Energy Inc | COM NEW | 097793400 | $1.9K | 61,348 | 0.0% |
| Merus Labs Intl Inc New | COM | 59047R101 | $2.0K | 1,600,000 | 0.0% |
| Rice Energy Inc | COM | 762760106 | $2.1K | 79,615 | 0.0% |
| Lightpath Technologies Inc(LPTH) | CL A NEW | 532257805 | $2.2K | 825,000 | 0.0% |