Q3 2017 Holdings
Filed 2017-10-17 | 28 holdings | $52.1K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $3.8K | 2,500,000 | 7.3% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $3.5K | 3,000,000 | 6.7% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $3.4K | 1,900,000 | 6.4% |
| Carriage Svcs Inc | NOTE 2.750% 3/1 | 143905AM9 | $3.1K | 2,500,000 | 6.0% |
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $3.0K | 2,900,000 | 5.9% |
| Repligen Corp | NOTE 2.125% 6/0 | 759916AA7 | $2.7K | 2,000,000 | 5.1% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $2.7K | 2,000,000 | 5.1% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $2.4K | 2,000,000 | 4.7% |
| Sucampo Pharmaceuticals Inc | DBCV 3.250%12/1 | 864909AA4 | $2.3K | 2,250,000 | 4.5% |
| Silver STD RES Inc | NOTE 2.875% 2/0 | 82823LAC0 | $2.2K | 2,200,000 | 4.2% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $2.1K | 2,138,000 | 3.9% |
| Horizon Global Corp | NOTE 2.750% 7/0 | 44052WAA2 | $2.0K | 1,962,000 | 3.9% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $1.8K | 2,000,000 | 3.4% |
| Veeco Instrs Inc del | NOTE 2.700% 1/1 | 922417AD2 | $1.7K | 1,800,000 | 3.3% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $1.7K | 1,000,000 | 3.2% |
| Avid Technology Inc | NOTE 2.000% 6/1 | 05367PAB6 | $1.5K | 2,050,000 | 3.0% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $1.5K | 2,079,000 | 2.9% |
| Amag Pharmaceuticals Inc | NOTE 3.250% 6/0 | 00163UAD8 | $1.5K | 1,500,000 | 2.9% |
| Emergent Biosolutions Inc | NOTE 2.875% 1/1 | 29089QAB1 | $1.5K | 1,000,000 | 2.8% |
| Pandora Media Inc | NOTE 1.750%12/0 | 698354AB3 | $1.4K | 1,500,000 | 2.7% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $1.3K | 1,000,000 | 2.4% |
| Renewable Energy Group Inc | MTNF 2.750% 6/1 | 75972AAA1 | $1.1K | 983,000 | 2.0% |
| Global Eagle Entmt Inc | NOTE 2.750% 2/1 | 37951DAB8 | $1.1K | 1,600,000 | 2.0% |
| Marriott Vacations Wrldwde C | NOTE 1.500% 9/1 | 57164YAA5 | $1.1K | 1,000,000 | 2.0% |
| Aceto Corp | NOTE 2.000%11/0 | 004446AD2 | $894 | 1,000,000 | 1.7% |
| Helix Energy Solutions GRP I | NOTE 4.250% 5/0 | 42330PAH0 | $490 | 500,000 | 0.9% |
| Novavax Inc | NOTE 3.750% 2/0 | 670002AB0 | $235 | 500,000 | 0.5% |
| Wayfair Inc | NOTE 0.375% 9/0 | 94419LAA9 | $194 | 200,000 | 0.4% |