Q3 2017 Holdings
Filed 2017-11-13 | 112 holdings | $11.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Hunter Maritime Acquisition | *W EXP 99/99/999 | Y37828129 | $21 | 35,000 | 0.0% |
| Silver RUN Acquisition | *W EXP 03/28/202 | 82812A111 | $35 | 23,333 | 0.0% |
| RMG Networks Hldg Corp | COM NEW | 74966K300 | $85 | 40,277 | 0.0% |
| Electrum SPL Acquisition COR | *W EXP 99/99/999 | G3105C112 | $102 | 320,000 | 0.0% |
| S&W Seed Co | COM | 785135104 | $107 | 34,065 | 0.0% |
| National Energy Services REU | *W EXP 05/05/202 | G6375R115 | $137 | 275,000 | 0.0% |
| Global Partner Acquisition C | *W EXP 07/01/202 | 37954X113 | $198 | 250,000 | 0.0% |
| Goodyear Tire & Rubr Co(GT) | COM | 382550101 | $233 | 7,000 | 0.0% |
| Synchronoss Technologies Inc | NOTE 0.750% 8/1 | 87157BAA1 | $428 | 500,000 | 0.0% |
| Seacor Holdings Inc | NOTE 3.000%11/1 | 81170YAB5 | $449 | 500,000 | 0.0% |
| Transocean LTD(RIG) | CALL | H8817H900 | $450 | 3,000 | 0.0% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $490 | 500,000 | 0.0% |
| Nuance Communications Inc | DEBT 1.500%11/0 | 67020YAG5 | $501 | 500,000 | 0.0% |
| Gilead Sciences Inc(GILD) | COM | 375558103 | $648 | 8,000 | 0.0% |
| Cypress Semiconductor Corp | NOTE 4.500% 1/1 | 232806AM1 | $654 | 500,000 | 0.0% |
| Microsoft Corp(MSFT) | COM | 594918104 | $670 | 9,000 | 0.0% |
| Hunter Maritime Acquisition | CL A | Y37828111 | $686 | 70,000 | 0.0% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $693 | 500,000 | 0.0% |
| Hornbeck Offshore Svcs Inc N | COM | 440543106 | $708 | 175,200 | 0.0% |
| Forum Merger Corp | UNIT 06/01/2024 | 34985B202 | $769 | 75,000 | 0.0% |
| SUN Life Finl Inc(SLF) | COM | 866796105 | $868 | 21,808 | 0.0% |
| Suncoke Energy Partners L P | COMUNIT REP LT | 86722Y101 | $869 | 50,537 | 0.0% |
| Mattel Inc(MAT) | COM | 577081102 | $875 | 56,500 | 0.0% |
| Vertex Energy Inc(VTNRUSD) | COM | 92534K107 | $931 | 1,225,166 | 0.0% |
| Oracle Corp(ORCL) | COM | 68389X105 | $967 | 20,000 | 0.0% |
| Fintech Acquisition Corp II | UNIT 99/99/9999 | 31810G208 | $996 | 95,000 | 0.0% |
| Global Partner Acquisition C | COM | 37954X105 | $999 | 99,400 | 0.0% |
| Ensco PLC | SHS CLASS A | G3157S106 | $1.0K | 171,800 | 0.0% |
| Manulife Finl Corp(MFC) | COM | 56501R106 | $1.0K | 51,107 | 0.0% |
| Pattern Energy Group Inc | NOTE 4.000% 7/1 | 70338PAB6 | $1.0K | 1,000,000 | 0.0% |
| BHP Billiton LTD(BHP) | SPONSORED ADR | 088606108 | $1.1K | 26,500 | 0.0% |
| Banc of California Inc(BANC) | COM | 05990K106 | $1.1K | 52,500 | 0.0% |
| Banco Santander SA(SAN) | ADR | 05964H105 | $1.1K | 159,764 | 0.0% |
| Neuroderm LTD | ORD SHS | M74231107 | $1.1K | 29,200 | 0.0% |
| Draper Oakwood Technology | UNIT 09/30/2024 | 26146L202 | $1.2K | 120,000 | 0.0% |
| Amtrust Finl Svcs Inc | COM | 032359309 | $1.3K | 95,000 | 0.0% |
| Osprey Energy Acquisition Co | UNIT 07/21/2022 | 688397207 | $1.5K | 150,000 | 0.0% |
| Hennessy Cap Acquston Corp I | UNIT 06/15/2024 | 42588L204 | $1.5K | 145,000 | 0.0% |
| Pensare Acquisition Corp | UNIT 07/27/2022 | 70957E204 | $1.6K | 150,000 | 0.0% |
| NGL Energy Partners LP(NGL) | COM UNIT REPST | 62913M107 | $1.6K | 135,000 | 0.0% |
| Modern Media Acquisition | UNIT 99/99/9999 | 60765P202 | $1.7K | 149,900 | 0.0% |
| Bonanza Creek Energy Inc | COM NEW | 097793400 | $1.8K | 53,587 | 0.0% |
| Ixys Corp | COM | 46600W106 | $1.8K | 77,595 | 0.0% |
| Tribune Media Co(TRCO) | CL A | 896047503 | $1.9K | 46,421 | 0.0% |
| Double Eagle Acquisition COR | COM | G28195124 | $2.0K | 200,000 | 0.0% |
| Capitol Invt Corp IV | UNIT 99/99/9999 | G18920119 | $2.0K | 200,000 | 0.0% |
| Lightpath Technologies Inc(LPTH) | CL A NEW | 532257805 | $2.1K | 825,000 | 0.0% |
| Saban Cap Acquisition Corp | UNIT 99/99/9999 | 78516C205 | $2.3K | 219,500 | 0.0% |
| Electrum SPL Acquisition COR | SHS | G3105C104 | $2.4K | 235,000 | 0.0% |
| Vantage Energy Acquisition | UNIT 04/12/2024 | 92211L204 | $2.4K | 240,000 | 0.0% |