Q3 2017 Holdings
Filed 2017-11-14 | 313 holdings | $78.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Easterly Acquisition Corp | *W EXP 07/29/202 | 27616L110 | $2.0K | 2,523,063 | 0.0% |
| Silver RUN Acquisition | *W EXP 03/28/202 | 82812A111 | $2.0K | 1,325,000 | 0.0% |
| Bison Cap Acquisition Corp | UNIT 99/99/9999T | G1142P120 | $2.1K | 200,000 | 0.0% |
| M I Acquisitions Inc | UNIT 99/99/9999 | 55304A203 | $2.1K | 197,000 | 0.0% |
| Hooker Furniture Corp(HOFT) | COM | 439038100 | $2.1K | 44,000 | 0.0% |
| Andina Acquisition Corp II | UNIT 99/99/9999 | G0441P112 | $2.2K | 200,000 | 0.0% |
| Gores Hldgs II Inc | COM CL A | 382867109 | $2.2K | 219,700 | 0.0% |
| Moneygram Intl Inc(MGIEUR) | COM NEW | 60935Y208 | $2.3K | 140,000 | 0.0% |
| Silver Spring Networks Inc | COM | 82817Q103 | $2.3K | 140,000 | 0.0% |
| Ixys Corp | COM | 46600W106 | $2.4K | 100,000 | 0.0% |
| National Energy Services REU(NESR) | SHS | G6375R107 | $2.4K | 250,000 | 0.0% |
| Straight Path Communicatns I | CL B | 862578101 | $2.4K | 13,450 | 0.0% |
| Southwestern Energy Co(SWN1EUR) | COM | 845467109 | $2.4K | 400,000 | 0.0% |
| Hudson Global Inc | COM | 443787106 | $2.5K | 1,708,765 | 0.0% |
| Tiptree Inc(TIPT) | CL A | 88822Q103 | $2.6K | 411,200 | 0.0% |
| Habit Restaurants Inc | COM CL A | 40449J103 | $3.0K | 228,999 | 0.0% |
| Scripps Networks Interact in | CL A COM | 811065101 | $3.0K | 35,000 | 0.0% |
| Calpine Corp | COM NEW | 131347304 | $3.2K | 215,000 | 0.0% |
| Advisory BRD Co | COM | 00762W107 | $3.2K | 60,000 | 0.0% |
| Jensyn Acquisition Corp | UNIT 99/99/9999 | 47632B201 | $3.3K | 300,000 | 0.0% |
| Saban Cap Acquisition Corp | UNIT 99/99/9999 | 78516C205 | $3.3K | 309,400 | 0.0% |
| Alere Inc | COM | 01449J105 | $3.4K | 67,500 | 0.0% |
| Saban Cap Acquisition Corp | COM CL A | 78516C106 | $3.4K | 342,398 | 0.0% |
| Bison Cap Acquisition Corp | ORD SHS | G1142P104 | $3.5K | 350,000 | 0.0% |
| Origo Acquisition Corp | SHS | G67789126 | $3.5K | 328,488 | 0.0% |
| West Corp | COM | 952355204 | $3.5K | 150,000 | 0.0% |
| NXP Semiconductors N V(NXPI)Call | COM | N6596X109 | $3.6K | 32,100 | 0.0% |
| Alteryx Inc(AYXEUR) | COM CL A | 02156B103 | $3.7K | 182,335 | 0.0% |
| Dell Technologies Inc | COM CL V | 24703L103 | $3.9K | 50,000 | 0.0% |
| Sprott Physical Plat Pallad(SPPP) | UNIT | 85207Q104 | $3.9K | 457,362 | 0.0% |
| Central Garden & PET Co(CENTA) | CL A NON-VTG | 153527205 | $3.9K | 105,702 | 0.0% |
| Axar Acquisition Corp | COM | 05455L102 | $4.0K | 396,102 | 0.0% |
| Westar Energy Inc | COM | 95709T100 | $4.1K | 82,500 | 0.0% |
| Time Warner Inc | COM NEW | 887317303 | $4.1K | 40,000 | 0.0% |
| Harmonic Inc(HLIT) | COM | 413160102 | $4.2K | 1,371,719 | 0.0% |
| ASB Bancorp Inc N C | COM | 00213T109 | $4.2K | 85,000 | 0.0% |
| Synchronoss Technologies Inc | NOTE 0.750% 8/1 | 87157BAA1 | $4.2K | $5,000,000 | 0.0% |
| AT&T Inc(T)Call | COM | 00206R102 | $4.3K | 110,000 | 0.0% |
| Silver RUN Acquisition | COM CL A | 82812A103 | $4.3K | 426,617 | 0.0% |
| Overstock COM Inc del(BBBY) | COM | 690370101 | $4.4K | 147,910 | 0.0% |
| Parexel Intl Corp | COM | 699462107 | $4.4K | 50,000 | 0.0% |
| I AM Cap Acquisition Co | UNIT 08/15/2022 | 45074Q207 | $4.7K | 458,000 | 0.0% |
| Wayfair Inc | NOTE 0.375% 9/0 | 94419LAA9 | $4.8K | $5,000,000 | 0.0% |
| Jensyn Acquisition Corp | COM | 47632B102 | $4.9K | 480,000 | 0.0% |
| Akorn Inc(AKRXEUR) | COM | 009728106 | $5.0K | 150,000 | 0.0% |
| Skechers U S A Inc(SKAA)Call | CL A | 830566105 | $5.0K | 200,000 | 0.0% |
| Monsanto Co New | COM | 61166W101 | $5.1K | 42,500 | 0.0% |
| M I Acquisitions Inc | COM | 55304A104 | $5.2K | 508,000 | 0.0% |
| Fortress Investment Group LL | CL A | 34958B106 | $5.6K | 700,000 | 0.0% |
| Blackhawk Network Hldgs Inc | NOTE 1.500% 1/1 | 09238EAB0 | $5.6K | $5,000,000 | 0.0% |