Q3 2017 Holdings
Filed 2017-11-14 | 313 holdings | $78.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ctrip COM Intl LTD | NOTE 1.000% 7/0 | 22943FAF7 | $5.7K | $5,000,000 | 0.0% |
| Gores Hldgs II Inc | UNIT 99/99/9999 | 382867208 | $5.8K | 550,400 | 0.0% |
| Brocade Communications SYS I | COM NEW | 111621306 | $6.0K | 500,000 | 0.0% |
| Forestar Group Inc | COM | 346233109 | $6.0K | 350,000 | 0.0% |
| Andina Acquisition Corp II | SHS | G0441P104 | $6.1K | 600,000 | 0.0% |
| Inphi Corp | NOTE 1.125%12/0 | 45772FAB3 | $6.1K | $5,000,000 | 0.0% |
| Landcadia Hldgs Inc | CL A | 51476W107 | $6.1K | 612,187 | 0.0% |
| Constellation Alpha Cap Corp | UNIT 99/99/9999 | G2379F124 | $6.2K | 604,113 | 0.0% |
| Fintech Acquisition Corp II | UNIT 99/99/9999 | 31810G208 | $6.4K | 605,000 | 0.0% |
| Draper Oakwood Technology | UNIT 09/30/2024 | 26146L202 | $6.4K | 625,000 | 0.0% |
| MYR Group Inc del(MYRG) | COM | 55405W104 | $6.4K | 221,273 | 0.0% |
| Kraft Heinz Co(KHC)Call | COM | 500754106 | $6.7K | 86,000 | 0.0% |
| Tesla Inc(TSLA)Call | COM | 88160R101 | $6.8K | 20,000 | 0.0% |
| KBL Merger Corp IV | COM | 48242A104 | $6.9K | 710,100 | 0.0% |
| Cheesecake Factory Inc(CAKE) | COM | 163072101 | $7.1K | 169,700 | 0.0% |
| Atlantic Acquisition Corp | UNIT 02/08/2019 | 048206205 | $7.2K | 700,000 | 0.0% |
| Leggett & Platt Inc(LEG) | COM | 524660107 | $7.3K | 152,100 | 0.0% |
| Modern Media Acquisition | UNIT 99/99/9999 | 60765P202 | $7.3K | 702,410 | 0.0% |
| Laboratory Corp Amer HldgsCall | COM NEW | 50540R409 | $7.5K | 50,000 | 0.0% |
| Boulevard Acquisition | UNIT 09/25/2020 | 10157Q201 | $7.6K | 729,729 | 0.0% |
| Bellatrix Exploration LTD | COM NEW | 078314507 | $7.7K | 2,701,730 | 0.0% |
| Sonic Corp | COM | 835451105 | $7.8K | 305,000 | 0.0% |
| Darden Restaurants Inc(DRI)Call | COM | 237194105 | $7.9K | 100,000 | 0.0% |
| Kayne Anderson Acquisition | COM CL A | 48661U102 | $7.9K | 810,000 | 0.0% |
| KBL Merger Corp IV | UNIT 01/15/2024 | 48242A203 | $7.9K | 777,400 | 0.0% |
| Forum Merger Corp | UNIT 06/01/2024 | 34985B202 | $8.2K | 800,000 | 0.0% |
| CF Corp | SHS CL A | G20307107 | $8.3K | 741,137 | 0.0% |
| Bank Amer Corp | *W EXP 01/16/201 | 060505146 | $8.3K | 631,000 | 0.0% |
| Ferroglobe PLC(GSM) | SHS | G33856108 | $8.4K | 638,236 | 0.0% |
| M III Acquisition Corp | COM | 55378T104 | $8.5K | 865,450 | 0.0% |
| Osprey Energy Acquisition Co | UNIT 07/21/2022 | 688397207 | $8.8K | 885,931 | 0.0% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $8.9K | $5,000,000 | 0.0% |
| Fintech Acquisition Corp II | COM | 31810G109 | $9.1K | 930,000 | 0.0% |
| Matlin & Partners Acquisitio | UNIT 05/28/2021A | 57682V205 | $9.1K | 899,900 | 0.0% |
| TPG Pace Hldgs Corp | UNIT 99/99/9999 | G89827102 | $9.3K | 900,000 | 0.0% |
| Brinker Intl Inc(EAT)Call | COM | 109641100 | $9.6K | 300,000 | 0.0% |
| Pensare Acquisition Corp | UNIT 07/27/2022 | 70957E204 | $9.7K | 935,000 | 0.0% |
| Constellation Alpha Cap Corp | SHS | G2379F108 | $10.1K | 1,036,000 | 0.0% |
| Kayne Anderson Acquisition | UNIT 06/30/2022 | 48661U201 | $10.3K | 1,019,900 | 0.0% |
| Hennessy Cap Acquston Corp I | UNIT 06/15/2024 | 42588L204 | $10.3K | 1,000,800 | 0.0% |
| Pattern Energy Group Inc | NOTE 4.000% 7/1 | 70338PAB6 | $10.4K | $10,000,000 | 0.0% |
| Avista Healthcare PUB ACQ Co(AVA) | CL A | G0726L125 | $10.5K | 1,045,000 | 0.0% |
| GTY Technology Holdings Inc | UNIT 99/99/9999 | G4182A110 | $10.7K | 1,023,234 | 0.0% |
| M III Acquisition Corp | UNIT 99/99/9999T | 55378T203 | $10.9K | 1,054,250 | 0.0% |
| Matlin & Partners Acquisitio | CL A | 57682V106 | $11.7K | 1,200,000 | 0.0% |
| Modern Media Acquisition(MMDM) | COM | 60765P103 | $11.7K | 1,200,000 | 0.0% |
| Coherent Inc(COHREUR) | COM | 192479103 | $12.0K | 50,864 | 0.0% |
| NOW Inc(DNOW) | COM | 67011P100 | $12.2K | 885,391 | 0.0% |
| Adtalem Global ED Inc(ATGE) | COM | 00737L103 | $12.3K | 343,834 | 0.0% |
| Verifone SYS Inc | COM | 92342Y109 | $12.5K | 617,200 | 0.0% |