Q4 2017 Holdings
Filed 2018-01-10 | 29 holdings | $25.3K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2018-01-16) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $1.6K | 1,500,000 | 6.2% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $1.5K | 1,000,000 | 6.0% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $1.5K | 1,500,000 | 6.0% |
| Timkensteel Corp | NOTE 6.000% 6/0 | 887399AA1 | $1.5K | 1,000,000 | 5.9% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $1.4K | 900,000 | 5.3% |
| Repligen Corp | NOTE 2.125% 6/0 | 759916AA7 | $1.3K | 1,000,000 | 5.2% |
| Carriage Svcs Inc | NOTE 2.750% 3/1 | 143905AM9 | $1.3K | 1,023,000 | 5.1% |
| Renewable Energy Group Inc | MTNF 2.750% 6/1 | 75972AAA1 | $1.2K | 1,183,000 | 4.9% |
| Sucampo Pharmaceuticals IncA | NOTE 3.250%12/1 | 864909AB2 | $1.2K | 1,000,000 | 4.8% |
| Sucampo Pharmaceuticals Inc | DBCV 3.250%12/1 | 864909AA4 | $1.2K | 1,000,000 | 4.8% |
| Veeco Instrs Inc del | NOTE 2.700% 1/1 | 922417AD2 | $1.1K | 1,300,000 | 4.5% |
| Pandora Media Inc | NOTE 1.750%12/0 | 698354AB3 | $1.1K | 1,250,000 | 4.4% |
| Horizon Global Corp | NOTE 2.750% 7/0 | 44052WAA2 | $946 | 1,000,000 | 3.7% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $871 | 750,000 | 3.4% |
| Amag Pharmaceuticals Inc | NOTE 3.250% 6/0 | 00163UAD8 | $862 | 1,000,000 | 3.4% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $856 | 500,000 | 3.4% |
| Calamp Corp | NOTE 1.625% 5/1 | 128126AB5 | $855 | 819,000 | 3.4% |
| Wayfair Inc | NOTE 0.375% 9/0 | 94419LAA9 | $785 | 750,000 | 3.1% |
| Global Eagle Entmt Inc | NOTE 2.750% 2/1 | 37951DAB8 | $624 | 1,100,000 | 2.5% |
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $616 | 628,000 | 2.4% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $605 | 588,000 | 2.4% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $546 | 500,000 | 2.2% |
| Helix Energy Solutions GRP I | NOTE 4.250% 5/0 | 42330PAH0 | $490 | 500,000 | 1.9% |
| Silver STD RES Inc | NOTE 2.875% 2/0 | 82823LAC0 | $489 | 500,000 | 1.9% |
| Novavax Inc | NOTE 3.750% 2/0 | 670002AB0 | $480 | 1,000,000 | 1.9% |
| Avid Technology Inc | NOTE 2.000% 6/1 | 05367PAB6 | $422 | 500,000 | 1.7% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $335 | 300,000 | 1.3% |
| Marriott Vacations Wrldwde C | NOTE 1.500% 9/1 | 57164YAA5 | $279 | 250,000 | 1.1% |
| Bristow Group Inc | NOTE 4.500% 6/0 | 110394AF0 | $276 | 250,000 | 1.1% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $272 | 329,000 | 1.1% |