Q1 2018 Holdings
Filed 2018-05-04 | 135 holdings | $7.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Hunter Maritime Acquisition | *W EXP 99/99/999 | Y37828129 | $19 | 35,000 | 0.0% |
| Alta Mesa RES Inc | *W EXP 03/28/202 | 02133L117 | $36 | 23,333 | 0.0% |
| Industrea Acquisition Corp | *W EXP 08/01/202 | 45579J112 | $58 | 105,000 | 0.0% |
| Gores Hldgs II Inc | *W EXP 01/13/202 | 382867117 | $83 | 48,666 | 0.0% |
| S&W Seed Co | COM | 785135104 | $87 | 24,065 | 0.0% |
| Federal STR Acquisition Corp | *W EXP 07/24/202 | 31421V115 | $88 | 70,200 | 0.0% |
| Matlin & Partners Acquisitio | *W EXP 05/28/202 | 57682V114 | $93 | 175,000 | 0.0% |
| Purple Innovation Inc | *W EXP 02/02/202 | 74640Y114 | $99 | 131,350 | 0.0% |
| Electrum SPL Acquisition COR | *W EXP 06/16/202 | G3105C112 | $110 | 320,000 | 0.0% |
| Superior Energy Svcs Inc | COM | 868157108 | $118 | 14,000 | 0.0% |
| NOW Inc(DNOW) | COM | 67011P100 | $143 | 14,000 | 0.0% |
| Energy XXI Gulf Coast Inc | COM | 29276K101 | $156 | 40,705 | 0.0% |
| National Energy Services REU | *W EXP 05/05/202 | G6375R115 | $259 | 275,000 | 0.0% |
| TPG Pace Energy Hldgs Corp | *W EXP 99/99/999 | 872656111 | $271 | 146,366 | 0.0% |
| Centurylink Inc(CTLEUR) | COM | 156700106 | $329 | 20,000 | 0.0% |
| Transocean LTD(RIG) | CALL | H8817H900 | $357 | 4,200 | 0.0% |
| Banc of California Inc(BANC) | COM | 05990K106 | $357 | 18,500 | 0.0% |
| Lumentum Hldgs Inc(LITE) | COM | 55024U109 | $406 | 6,360 | 0.0% |
| Noble Corp PLC | CALL | G65431901 | $407 | 10,300 | 0.0% |
| Nuance Communications Inc | DEBT 1.500%11/0 | 67020YAG5 | $410 | 400,000 | 0.0% |
| General Electric Co | COM | 369604103 | $418 | 31,000 | 0.0% |
| Synchronoss Technologies Inc | NOTE 0.750% 8/1 | 87157BAA1 | $426 | 450,000 | 0.0% |
| Chesapeake Energy Corp | NOTE 5.500% 9/1 | 165167CY1 | $433 | 500,000 | 0.0% |
| Suncoke Energy Partners L P | COMUNIT REP LT | 86722Y101 | $439 | 24,663 | 0.0% |
| Knowles Corp | NOTE 3.250%11/0 | 49926DAB5 | $470 | 450,000 | 0.0% |
| Seacor Holdings Inc | NOTE 3.000%11/1 | 81170YAB5 | $486 | 500,000 | 0.0% |
| Keyw Hldg Corp | NOTE 2.500% 7/1 | 493723AA8 | $489 | 500,000 | 0.0% |
| Baytex Energy Corp(BTE) | COM | 07317Q105 | $499 | 182,000 | 0.0% |
| GSV Cap Corp | NOTE 4.750% 3/2 | 36191JAC5 | $501 | 500,000 | 0.0% |
| Hornbeck Offshore Svcs Inc N | COM | 440543106 | $510 | 175,200 | 0.0% |
| Wells Fargo Co New(WFC) | PERP PFD CNV A | 949746804 | $516 | 400 | 0.0% |
| Diamond Offshore Drilling in | CALL | 25271C902 | $535 | 3,720 | 0.0% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $538 | 500,000 | 0.0% |
| BHP Billiton LTD(BHP) | SPONSORED ADR | 088606108 | $600 | 13,500 | 0.0% |
| Gilead Sciences Inc(GILD) | COM | 375558103 | $603 | 8,000 | 0.0% |
| Vector Group LTD(VGREUR) | COM | 92240M108 | $612 | 30,000 | 0.0% |
| Precision Drilling Corp | COM 2010 | 74022D308 | $683 | 245,800 | 0.0% |
| Hunter Maritime Acquisition | CL A | Y37828111 | $687 | 70,000 | 0.0% |
| Cypress Semiconductor Corp | NOTE 4.500% 1/1 | 232806AM1 | $699 | 500,000 | 0.0% |
| Blue Buffalo PET Prods Inc | COM | 09531U102 | $796 | 20,000 | 0.0% |
| Banco Santander SA(SAN) | ADR | 05964H105 | $823 | 125,712 | 0.0% |
| Lightpath Technologies Inc(LPTH) | CL A NEW | 532257805 | $825 | 374,938 | 0.0% |
| Leisure Acquisition Corp | UNIT 99/99/9999 | 52539T206 | $987 | 100,000 | 0.0% |
| Pattern Energy Group Inc | NOTE 4.000% 7/1 | 70338PAB6 | $991 | 1,000,000 | 0.0% |
| Saban Cap Acquisition Corp | UNIT 99/99/9999 | 78516C205 | $993 | 94,300 | 0.0% |
| Hennessy Cap Acquston Corp I | UNIT 06/15/2024 | 42588L204 | $999 | 95,000 | 0.0% |
| Opes Acquisition Corp | UNIT 03/07/2023 | 68373P209 | $1.0K | 100,000 | 0.0% |
| Mosaic Acquisition Corp | UNIT 99/99/9999 | G62848117 | $1.0K | 100,000 | 0.0% |
| Vertex Energy Inc(VTNRUSD) | COM | 92534K107 | $1.0K | 899,205 | 0.0% |
| Mudrick Cap Acquisition Corp | UNIT 02/01/2023 | 624745204 | $1.0K | 100,000 | 0.0% |