Q2 2018 Holdings
Filed 2018-07-23 | 181 holdings | $976.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Spdr DOW Jones Indl Avrg ETF(DIA) | UT SER 1 | 78467X109 | $185.2M | 763,551 | 19.0% |
| Invesco QQQ TR(QQQ) | UNIT SER 1 | 46090E103 | $162.6M | 948,452 | 16.6% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $100.2M | 369,675 | 10.3% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $34.5M | 20,300 | 3.5% |
| Ishares TR(TLT) | 20 YR TR BD ETF | 464287432 | $24.3M | 200,000 | 2.5% |
| Ctrip COM Intl LTD | NOTE 1.250%10/1 | 22943FAD2 | $21.6M | 17,700,000 | 2.2% |
| Easterly Acquisition Corp | COM | 27616L102 | $19.7M | 1,920,565 | 2.0% |
| Invesco Currencyshares Euro(FXE) | EURO SHS | 46138K103 | $16.8M | 150,000 | 1.7% |
| Johnson & Johnson(JNJ) | COM | 478160104 | $15.1M | 124,800 | 1.6% |
| Nextera Energy Inc | UNIT 09/01/2019 | 65339F820 | $14.3M | 251,107 | 1.5% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $13.9M | 7,930,000 | 1.4% |
| Integrated Device Technology | NOTE 0.875%11/1 | 458118AC0 | $12.2M | 10,732,000 | 1.2% |
| KBL Merger Corp IV | COM | 48242A104 | $10.1M | 1,020,352 | 1.0% |
| Constellation Alpha Cap Corp | SHS | G2379F108 | $10.0M | 1,009,293 | 1.0% |
| NXP Semiconductors N V | NOTE 1.000%12/0 | 62952QAB6 | $9.7M | 8,136,000 | 1.0% |
| Modern Media Acquisition(MMDM) | COM | 60765P103 | $9.3M | 930,207 | 0.9% |
| Abbott Labs(ABT) | COM | 002824100 | $8.9M | 146,700 | 0.9% |
| Pfizer Inc(PFE) | COM | 717081103 | $8.9M | 246,400 | 0.9% |
| Pure Acquisition Corp | CL A | 74621Q106 | $8.3M | 856,578 | 0.8% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $8.2M | 4,500,000 | 0.8% |
| JPMorgan Chase & Co(JPM) | COM | 46625H100 | $8.1M | 77,600 | 0.8% |
| Teradyne Inc | NOTE 1.250%12/1 | 880770AG7 | $8.0M | 6,002,000 | 0.8% |
| Microsoft Corp(MSFT) | COM | 594918104 | $7.9M | 79,900 | 0.8% |
| Archer Daniels Midland Co(ADM) | COM | 039483102 | $7.9M | 171,600 | 0.8% |
| Mtge Invt Corp | COM | 55378A105 | $7.7M | 394,008 | 0.8% |
| Apple Inc(AAPL) | COM | 037833100 | $6.7M | 36,400 | 0.7% |
| I AM Cap Acquisition Co | COM | 45074Q108 | $6.0M | 559,459 | 0.6% |
| CM Seven Star Acquisition Co | SHS | G2345N102 | $6.0M | 605,600 | 0.6% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AF1 | $5.9M | 5,060,000 | 0.6% |
| Herbalife LTD | NOTE 2.000% 8/1 | 42703MAB9 | $5.8M | 4,500,000 | 0.6% |
| Iqiyi Inc(IQ) | SPONSORED ADS | 46267X108 | $5.8M | 179,500 | 0.6% |
| Intel Corp(INTC) | COM | 458140100 | $5.8M | 116,100 | 0.6% |
| Cisco SYS Inc(CSCO) | COM | 17275R102 | $5.7M | 131,500 | 0.6% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $5.5M | 5,675,000 | 0.6% |
| Biomarin Pharmaceutical Inc | NOTE 0.750%10/1 | 09061GAE1 | $5.4M | 5,079,000 | 0.6% |
| Bank Amer Corp(BAC) | COM | 060505104 | $5.4M | 191,300 | 0.6% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $5.3M | 3,907,000 | 0.5% |
| Vale S A(VALE) | ADR | 91912E105 | $5.1M | 400,800 | 0.5% |
| Bank Amer Corp(BAC) | 7.25%CNV PFD L | 060505682 | $5.0M | 4,034 | 0.5% |
| Interdigital Inc | NOTE 1.500% 3/0 | 458660AD9 | $4.7M | 3,949,000 | 0.5% |
| Fintech Acquisition Corp II | COM | 31810G109 | $4.7M | 475,100 | 0.5% |
| Gigcapital Inc | COM | 37518N106 | $4.5M | 455,800 | 0.5% |
| Alphabet Inc(GOOGL) | CAP STK CL A | 02079K305 | $4.3M | 3,800 | 0.4% |
| Impinj Inc(PI) | COM | 453204109 | $4.3M | 194,000 | 0.4% |
| Emerson Elec Co(EMR) | COM | 291011104 | $4.0M | 57,300 | 0.4% |
| Fedex Corp(FDX) | COM | 31428X106 | $3.8M | 16,800 | 0.4% |
| Chevron Corp New(CVX) | COM | 166764100 | $3.8M | 30,100 | 0.4% |
| CF Inds Hldgs Inc(CF) | COM | 125269100 | $3.7M | 84,300 | 0.4% |
| Home Depot Inc(HD) | COM | 437076102 | $3.7M | 19,100 | 0.4% |
| Trident Acquisitions Corp | COM | 89615T106 | $3.7M | 375,500 | 0.4% |