Q3 2018 Holdings
Filed 2018-10-18 | 147 holdings | $23.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Crown Castle Intl Corp New(CCI) | COM | 22822V101 | $19.4M | 174,600 | 82.2% |
| Biomarin Pharmaceutical Inc(BMRN) | COM | 09061G101 | $1.2M | 11,903 | 4.9% |
| Allscripts Healthcare Solutn(MDRX) | COM | 01988P108 | $970.0K | 68,076 | 4.1% |
| Cronos Group Inc(CRON) | COM | 22717L101 | $785.0K | 70,600 | 3.3% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $357.7K | 1,231,045 | 1.5% |
| Invesco QQQ TR(QQQ) | UNIT SER 1 | 46090E103 | $253.2K | 1,363,415 | 1.1% |
| Spdr DOW Jones Indl Avrg ETF(DIA) | UT SER 1 | 78467X109 | $233.3K | 882,345 | 1.0% |
| Adverum Biotechnologies Inc(ADVMCHF) | COM | 00773U108 | $60.5K | 10,000 | 0.3% |
| Ishares TR(IYR) | U.S. REAL ES ETF | 464287739 | $29.5K | 368,200 | 0.1% |
| Easterly Acquisition Corp | COM | 27616L102 | $17.6K | 1,720,412 | 0.1% |
| Andeavor | COM | 03349M105 | $14.4K | 93,624 | 0.1% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $11.2K | 7,430,000 | 0.0% |
| Ctrip COM Intl LTD | NOTE 1.250%10/1 | 22943FAD2 | $11.0K | 11,000,000 | 0.0% |
| CM Seven Star Acquisition Co | SHS | G2345N102 | $11.0K | 1,091,543 | 0.0% |
| Constellation Alpha Cap Corp | SHS | G2379F108 | $10.3K | 1,041,775 | 0.0% |
| Restoration Hardware Hldgs I | NOTE 6/1 | 761283AD2 | $9.9K | 8,160,000 | 0.0% |
| Union PAC Corp(UNP) | COM | 907818108 | $9.1K | 56,000 | 0.0% |
| Modern Media Acquisition(MMDM) | COM | 60765P103 | $9.0K | 908,323 | 0.0% |
| KBL Merger Corp IV | COM | 48242A104 | $8.0K | 812,597 | 0.0% |
| Illumina Inc | NOTE 6/1 | 452327AF6 | $8.0K | 5,500,000 | 0.0% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $7.1K | 4,589,000 | 0.0% |
| Avista Healthcare PUB ACQ Co(AVA) | CL A | G0726L125 | $6.6K | 651,251 | 0.0% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $6.4K | 5,000,000 | 0.0% |
| Crown Castle Intl Corp New | 6.875% CON PFD A | 22822V309 | $6.2K | 5,700 | 0.0% |
| Herbalife LTD | NOTE 2.000% 8/1 | 42703MAB9 | $5.9K | 4,500,000 | 0.0% |
| Cypress Semiconductor Corp | NOTE 4.500% 1/1 | 232806AM1 | $5.5K | 4,375,000 | 0.0% |
| Pensare Acquisition Corp | COM | 70957E105 | $5.4K | 546,256 | 0.0% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AF1 | $5.4K | 5,083,000 | 0.0% |
| Union Acquisition Corp | SHS | G9366W101 | $4.9K | 501,240 | 0.0% |
| Splunk Inc(SPLKCHF) | COM | 848637104 | $4.8K | 40,100 | 0.0% |
| Trident Acquisitions Corp | COM | 89615T106 | $4.7K | 475,000 | 0.0% |
| Wayfair Inc(W) | CL A | 94419L101 | $4.6K | 31,200 | 0.0% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $4.6K | 5,000,000 | 0.0% |
| I AM Cap Acquisition Co | COM | 45074Q108 | $4.6K | 450,124 | 0.0% |
| GTY Technology Holdings Inc | CL A | G4182A102 | $4.3K | 425,000 | 0.0% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $4.1K | 3,500,000 | 0.0% |
| Nextera Energy Inc(NEE) | COM | 65339F101 | $4.1K | 24,200 | 0.0% |
| Trinity Merger Corp(TMCX) | COM CL A | 89653L106 | $3.9K | 400,100 | 0.0% |
| Zillow Group Inc | NOTE 2.000%12/0 | 98954MAB7 | $3.8K | 3,500,000 | 0.0% |
| Snap Inc(SNAP)Put | CL A | 83304A106 | $3.7K | 341,600 | 0.0% |
| Ensco Jersey FIN LTD | NOTE 3.000% 1/3 | 29359WAB1 | $3.5K | 3,575,000 | 0.0% |
| Hennessy Cap Acquston Corp I | COM | 42588L105 | $3.5K | 347,294 | 0.0% |
| Hunter Maritime Acquisition | CL A | Y37828111 | $3.4K | 341,475 | 0.0% |
| Fastenal Co(FAST) | COM | 311900104 | $3.3K | 57,200 | 0.0% |
| Draper Oakwood Technology | COM CL A | 26146L103 | $3.3K | 350,000 | 0.0% |
| Cobiz Financial Inc | COM | 190897108 | $3.3K | 147,187 | 0.0% |
| Opes Acquisition Corp | COM | 68373P100 | $3.0K | 303,079 | 0.0% |
| Roku Inc(ROKU) | COM CL A | 77543R102 | $3.0K | 40,800 | 0.0% |
| Tiberius Acquisition Corp | COM | 88633A107 | $2.9K | 303,491 | 0.0% |
| Pure Acquisition Corp | CL A | 74621Q106 | $2.9K | 300,000 | 0.0% |