Q3 2018 Holdings
Filed 2018-11-13 | 139 holdings | $73.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Hunter Maritime Acquisition | *W EXP 11/17/202 | Y37828129 | $11 | 35,000 | 0.0% |
| Alta Mesa RES Inc | *W EXP 03/28/202 | 02133L117 | $12 | 23,333 | 0.0% |
| Purple Innovation Inc | *W EXP 02/02/202 | 74640Y114 | $25 | 131,350 | 0.0% |
| Falcon Minerals Corp | *W EXP 07/21/202 | 30607B208 | $43 | 25,000 | 0.0% |
| Citigroup Inc | *W EXP 01/04/201 | 172967226 | $50 | 29,667,809 | 0.0% |
| Kayne Anderson Acquisition | *W EXP 06/30/202 | 48661U110 | $70 | 50,666 | 0.0% |
| Gores Hldgs II Inc | *W EXP 01/13/202 | 382867117 | $105 | 48,666 | 0.0% |
| Superior Energy Svcs Inc | COM | 868157108 | $136 | 14,000 | 0.0% |
| Seadrill Limited | SHS | G7945E105 | $206 | 8,307 | 0.0% |
| NOW Inc(DNOW) | COM | 67011P100 | $232 | 14,000 | 0.0% |
| Matlin & Partners Acquisitio | *W EXP 05/28/202 | 57682V114 | $245 | 327,000 | 0.0% |
| Industrea Acquisition Corp | *W EXP 08/01/202 | 45579J112 | $274 | 277,200 | 0.0% |
| Torchlight Energy RES Inc | COM | 89102U103 | $326 | 340,000 | 0.0% |
| Suncoke Energy Partners L P | COMUNIT REP LT | 86722Y101 | $376 | 24,663 | 0.0% |
| Activision Blizzard Inc | CALL | 00507V909 | $385 | 500 | 0.0% |
| Nuance Communications Inc | DEBT 1.500%11/0 | 67020YAG5 | $407 | 400,000 | 0.0% |
| Centurylink Inc(CTLEUR) | COM | 156700106 | $424 | 20,000 | 0.0% |
| Farmland Partners Inc(FPI) | COM | 31154R109 | $470 | 70,203 | 0.0% |
| Seacor Holdings Inc | NOTE 3.000%11/1 | 81170YAB5 | $487 | 500,000 | 0.0% |
| Chesapeake Energy Corp | NOTE 5.500% 9/1 | 165167CY1 | $495 | 500,000 | 0.0% |
| Pattern Energy Group Inc | NOTE 4.000% 7/1 | 70338PAB6 | $501 | 500,000 | 0.0% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $508 | 500,000 | 0.0% |
| Wells Fargo Co New(WFC) | PERP PFD CNV A | 949746804 | $516 | 400 | 0.0% |
| HL Acquisitions Corp | UNIT 06/21/2023 | G4603R114 | $516 | 50,000 | 0.0% |
| Bellatrix Exploration LTD | COM NEW | 078314507 | $602 | 576,200 | 0.0% |
| Ensco PLC | CALL | G3157S906 | $617 | 3,300 | 0.0% |
| Hunter Maritime Acquisition | CL A | Y37828111 | $697 | 70,000 | 0.0% |
| Forum Merger II Corp | UNIT 09/30/2025 | 34986F202 | $749 | 74,000 | 0.0% |
| Lightpath Technologies Inc(LPTH) | CL A NEW | 532257805 | $756 | 374,938 | 0.0% |
| Precision Drilling Corp | COM 2010 | 74022D308 | $849 | 245,800 | 0.0% |
| Trident Acquisitions Corp | UNIT 05/09/2023 | 89615T205 | $910 | 90,000 | 0.0% |
| Opes Acquisition Corp | UNIT 03/07/2023 | 68373P209 | $1.0K | 100,000 | 0.0% |
| New Frontier Corp | UNIT 99/99/9999 | G6485P116 | $1.0K | 100,000 | 0.0% |
| Gores Holdings III Inc | UNIT 09/07/2024 | 38286G208 | $1.0K | 100,000 | 0.0% |
| Leisure Acquisition Corp | UNIT 99/99/9999 | 52539T206 | $1.0K | 100,000 | 0.0% |
| Mudrick Cap Acquisition Corp | UNIT 02/01/2023 | 624745204 | $1.0K | 100,000 | 0.0% |
| GS Acquisition Hldgs Corp | UNIT 06/12/2023 | 36255F201 | $1.0K | 100,300 | 0.0% |
| Transocean LTD(RIG) | CALL | H8817H900 | $1.1K | 4,200 | 0.0% |
| Envision Healthcare Corp | COM | 29414D100 | $1.1K | 24,500 | 0.0% |
| Baytex Energy Corp(BTE) | COM | 07317Q105 | $1.2K | 413,203 | 0.0% |
| Pensare Acquisition Corp | UNIT 07/27/2022 | 70957E204 | $1.2K | 112,500 | 0.0% |
| Gilead Sciences Inc(GILD) | COM | 375558103 | $1.2K | 16,123 | 0.0% |
| Mosaic Acquisition Corp | UNIT 99/99/9999 | G62848117 | $1.3K | 125,000 | 0.0% |
| Allegro Merger Corp | UNIT 12/31/2023 | 01749N301 | $1.3K | 125,000 | 0.0% |
| Diamond Offshore Drilling in | CALL | 25271C902 | $1.3K | 3,720 | 0.0% |
| RIO Tinto PLC(RIO) | SPONSORED ADR | 767204100 | $1.3K | 26,100 | 0.0% |
| CM Seven Star Acquisition Co | UNIT 08/21/2022 | G2345N128 | $1.3K | 125,000 | 0.0% |
| Gigcapital Inc | UNIT 03/06/2025 | 37518N205 | $1.3K | 125,000 | 0.0% |
| Obsidian Energy LTD | COM | 674482104 | $1.4K | 1,536,700 | 0.0% |
| Gordon Pointe Acquisition Co | UNIT 01/18/2023 | 382788206 | $1.5K | 140,000 | 0.0% |